CSOP MSCI China A Inclusion Index ETF
(RMB Counter Stock Code: 83149, HKD Counter Stock Code: 3149 )

  • Overview
  • Performance
  • Tracking
    Difference / Error
  • Holdings
  • Distribution
    History
  • Documents
IMPORTANT INFORMATION about CSOP MSCI China A Inclusion Index ETF (the "ETF")

IMPORTANT: Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP MSCI China A Inclusion Index ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of MSCI China A Inclusion Index (“Underlying Index”).
  • The underlying index of the Sub-Fund was changed to the present index effective from 3 May 2018. During the rebalancing period from the previous index to the Underlying Index, which is anticipated to take up to 5 trading days from 3 May 2018, holdings of the Sub-Fund will be rebalanced from constituents of the previous index to the Underlying Index. Although there is a high degree of correlation between the previous index and new Underlying Index, there is a risk that the tracking error and tracking difference of the Sub-Fund during the rebalancing period may increase. Investors who deal with Units of the Sub-Fund during the rebalancing period should exercise caution.
  • The Underlying Index captures large and mid-cap representation and includes A-Shares constituents of the MSCI China All Shares Index. All of the constituents of the Underlying Index are listed on the SSE and the SZSE.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, MSCI China A Inclusion Index (the “Underlying Index”).

  • In seeking to achieve the investment objective, the Sub-Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of the NAV of the Sub-Fund in the securities included in the Underlying Index (“Index Securities”). The Sub-Fund may or may not hold all of the securities in the Underlying Index. The Sub-Fund also may invest in money market instruments, cash and cash equivalents.
  • Currently it is intended that the Sub-Fund will directly obtain exposure to securities issued within the PRC through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota granted to the Manager by SAFE. The Manager may invest up to 100% of the Sub-Fund's NAV through either RQFII and/or the Shanghai-Hong Kong Stock Connect.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 19 Oct, 2018 9.4227 0.259 2.83
NAV per Unit in HKD**6 (for reference only) 19 Oct, 2018 10.6531 0.301 2.91
Closing Price for RMB Traded Unit 19 Oct, 2018 9.38 0.22 2.4
Closing Price for HKD Traded Unit 19 Oct, 2018 10.6 0.22 2.12
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Fund Manager CSOP Asset Management Limited
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year 2.46%#
Total NAV* 34,863,931.45
Outstanding Units* 3,700,000
Creation Unit 500,000 Units
Dividend Policy The Manager intends to distribute income to unitholders annually (in December) having regard to the Sub-Fund’s net income after fees and costs.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee and Registrar HSBC Institutional Trust Services (Asia) Limited
# As the CSOP MSCI China A Inclusion Index ETF is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.
*As of 19 Oct, 2018
Underlying Index Information7
Underlying Index MSCI China A Inclusion Index
Launch Date 23 Oct 2017
Underlying Index MSCI China A Inclusion Index
Index Provider MSCI Inc.
Index Type Net Total return index##
Base Currency RMB
Underlying Securities A-Shares to be progressively included in MSCI Emerging Market Index
Rebalancing frequency Quarterly
Bloomberg Total Return Index MBCNA
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 26 Nov 2015 26 Nov 2015
Exchange Ticker 3149 83149
Bloomberg Ticker 3149 HK 83149 HK
ISIN HK0000273497 HK0000273489
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
China International Capital Corporation Hong Kong Securities Limited China Merchants Securities (HK) Co., Limited
CITIC Securities Brokerage (HK) Limited CLSA LIMITED
Goldman Sachs (Asia) Securities Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Merrill Lynch Far East Limited
Nomura International (Hong Kong) Limited UBS Securities Hong Kong Limited
Market Makers9
HKD RMB
CLSA Limited CLSA Limited
Commerz Securities Hong Kong Limited Commerz Securities Hong Kong Limited
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Haitong International Securities Company Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
ETF* -3.16% -1.34% 7.95% - -4.27%
Index** -3.29% -3.59% 7.42% - -3.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is MSCI China A Inclusion Index effective from 3, May 2018. Before the day, the Fund’s underlying index was MSCI China A International Index.
# Calculated since the listing date of 26 Nov 2015
As of 30 June 2017
2016
CSOP MSCI China A Inclusion index ETF (83149) -12.60%
MSCI China A Inclusion Index -11.99%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 26 Nov 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TD: 0.53% TD for calendar year 2016: -0.62%

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TE^: 1.90% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
34,863,931.45 241 102.05

As of 19 Oct, 2018
Top 10 Sectors
As of 19 Oct, 2018
All Holdings
Sort by Total records: 241
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)4
Shares Held Market Value
(RMB)
Sector
4.73 KWEICHOW MOUTAI CO LTD-A 600519 C1 XSSC 709.491 670 2460 1648200 Consumer Staples
4.33 PING AN INSURANCE GROUP CO-A 601318 C1 XSSC 62.8355 65.62 23000 1509260 Financials
3.66 CHINA MERCHANTS BANK-A 600036 C1 XSSC 29.6436 29.21 43700 1276477 Financials
3.42 MIDEA GROUP CO LTD-A 000333 C2 XSEC 54.3233 40.3 29600 1192880 Consumer Discretionary
1.97 INDUSTRIAL BANK CO LTD -A 601166 C1 XSSC 16.2379 15.47 44443 687533.21 Financials
1.85 SHANGHAI PUDONG DEVEL BANK-A 600000 C1 XSSC 10.9456 10.38 62050 644079 Financials
1.80 IND & COMM BK OF CHINA-A 601398 C1 XSSC 6.00572 5.48 114700 628556 Financials
1.72 AGRICULTURAL BANK OF CHINA-A 601288 C1 XSSC 3.78977 3.79 158200 599578 Financials
1.47 WULIANGYE YIBIN CO LTD-A 000858 C2 XSEC 76.9978 59.49 8600 511614 Consumer Staples
1.43 CHINA YANGTZE POWER CO LTD-A 600900 C1 XSSC 16.0818 15.83 31400 497062 Utilities
1.36 BANK OF COMMUNICATIONS CO-A 601328 C1 XSSC 6.19548 5.71 83300 475643 Financials
1.36 HANGZHOU HIKVISION DIGITAL-A 002415 C2 XSEC 39.9933 24 19810 475440 Information Technology
1.33 SAIC MOTOR CORP LTD-A 600104 C1 XSSC 34.5011 28.16 16500 464640 Consumer Discretionary
1.33 CHINA MINSHENG BANKING-A 600016 C1 XSSC 6.60154 6.18 75080 463994.4 Financials
1.30 CHINA STATE CONSTRUCTION -A 601668 C1 XSSC 6.0531 5.07 89220 452345.4 Industrials
1.30 CHINA PACIFIC INSURANCE GR-A 601601 C1 XSSC 35.6582 34.75 13000 451750 Financials
1.26 CHINA VANKE CO LTD -A 000002 C2 XSEC 27.8196 21.56 20446 440815.76 Real Estate
1.25 JIANGSU HENGRUI MEDICINE C-A 600276 C1 XSSC 68.5391 56.6 7670 434122 Health Care
1.20 JIANGSU YANGHE BREWERY -A 002304 C2 XSEC 129.325 115.95 3600 417420 Consumer Staples
1.12 PING AN BANK CO LTD-A 000001 C2 XSEC 10.9652 10.76 36200 389512 Financials
1.08 BANK OF CHINA LTD-A 601988 C1 XSSC 3.88173 3.61 104600 377606 Financials
1.01 CRRC CORP LTD-A 601766 C1 XSSC 9.69954 8.22 42900 352638 Industrials
1.00 ZHEJIANG CENTURY HUATONG -A 002602 C2 XSEC 35.1306 32.5 10700 347750 Consumer Discretionary
0.98 CHINA PETROLEUM & CHEMICAL-A 600028 C1 XSSC 7.2864 6.31 54300 342633 Energy
0.97 CHINA UNITED NETWORK-A 600050 C1 XSSC 5.45615 5.13 65600 336528 Communication Services
0.96 CHINA EVERBRIGHT BANK CO-A 601818 C1 XSSC 4.0924 3.92 85000 333200 Financials
0.95 YUNNAN BAIYAO GROUP CO LTD-A 000538 C2 XSEC 107.411 70.23 4700 330081 Health Care
0.93 KANGMEI PHARMACEUTICAL CO-A 600518 C1 XSSC 24.3407 14.57 22300 324911 Health Care
0.93 INNER MONGOLIA YILI INDUS-A 600887 C1 XSSC 26.1475 25.07 12900 323403 Consumer Staples
0.92 FOSHAN HAITIAN FLAVOURING -A 603288 C1 XSSC 65.3714 72.15 4468 322366.2 Consumer Staples
0.92 CITIC SECURITIES CO-A 600030 C1 XSSC 19.6218 15.38 20900 321442 Financials
0.84 PETROCHINA CO LTD-A 601857 C1 XSSC 8.02713 8.52 34200 291384 Energy
0.83 BAOSHAN IRON & STEEL CO-A 600019 C1 XSSC 8.91458 7.42 39200 290864 Materials
0.81 ANHUI CONCH CEMENT CO LTD-A 600585 C1 XSSC 35.819 34.18 8300 283694 Materials
0.81 POLY REAL ESTATE GROUP CO -A 600048 C1 XSSC 13.7959 11.17 25200 281484 Real Estate
0.78 BANK OF SHANGHAI CO LTD-A 601229 C1 XSSC 11.0737 11.65 23460 273309 Financials
0.76 BANK OF BEIJING CO LTD -A 601169 C1 XSSC 6.85542 5.83 45200 263516 Financials
0.72 CHINA RAILWAY CONSTRUCTION-A 601186 C1 XSSC 9.89431 10.35 24400 252540 Industrials
0.71 DAQIN RAILWAY CO LTD -A 601006 C1 XSSC 8.77194 7.81 31500 246015 Industrials
0.70 GREE ELECTRIC APPLIANCES I-A 000651 C2 XSEC 47.9513 38.63 6300 243369 Consumer Discretionary
0.69 CHINA MERCHANTS SHEKOU IND-A 001979 C2 XSEC 22.6774 16.9 14300 241670 Real Estate
0.69 CHINA HAINAN RUBBER INDUST-A 601118 C1 XSSC 5.73801 6.62 36400 240968 Materials
0.69 SUNING COMMERCE GROUP CO -A 002024 C2 XSEC 13.69 11.88 20200 239976 Consumer Discretionary
0.64 GUOTAI JUNAN SECURITIES CO-A 601211 C1 XSSC 17.8323 13.94 16100 224434 Financials
0.63 NEW CHINA LIFE INSURANCE C-A 601336 C1 XSSC 46.1869 47.98 4600 220708 Financials
0.61 CHINA INTERNATIONAL TRAVEL-A 601888 C1 XSSC 60.7754 53.3 4000 213200 Consumer Discretionary
0.61 HUAXIA BANK CO LTD-A 600015 C1 XSSC 8.46975 7.79 27100 211109 Financials
0.59 HUATAI SECURITIES CO LTD-A 601688 C1 XSSC 17.56 14.52 14100 204732 Financials
0.56 BOE TECHNOLOGY GROUP CO LT-A 000725 C2 XSEC 4.50123 2.72 71900 195568 Information Technology
0.56 FOCUS MEDIA INFORMATION TE-A 002027 C2 XSEC 9.4331 7.48 26060 194928.8 Information Technology
0.55 BYD CO LTD -A 002594 C2 XSEC 51.0575 47.02 4100 192782 Consumer Discretionary
0.52 CHINA SHENHUA ENERGY CO-A 601088 C1 XSSC 18.2202 19.59 9300 182187 Energy
0.52 BANK OF NINGBO CO LTD -A 002142 C2 XSEC 17.8597 16.9 10700 180830 Financials
0.51 QINGDAO HAIER CO LTD-A 600690 C1 XSSC 18.0393 13.6 13000 176800 Consumer Discretionary
0.46 NARI TECHNOLOGY CO LTD-A 600406 C1 XSSC 15.899 17 9400 159800 Industrials
0.46 SHENWAN HONGYUAN GROUP CO-A 000166 C2 XSEC 4.90981 3.97 40200 159594 Financials
0.44 YONGHUI SUPERSTORES CO LTD-A 601933 C1 XSSC 9.27631 7.54 20500 154570 Consumer Staples
0.43 CHINA NATIONAL NUCLEAR POW-A 601985 C1 XSSC 6.55049 5.41 27800 150398 Utilities
0.43 BANK OF JIANGSU CO LTD-A 600919 C1 XSSC 7.23455 6.11 24600 150306 Financials
0.42 LUZHOU LAOJIAO CO LTD-A 000568 C2 XSEC 65.7485 43.25 3400 147050 Consumer Staples
0.41 LUXSHARE PRECISION INDUSTR-A 002475 C2 XSEC 18.2361 16.12 8940 144112.8 Industrials
0.41 CHINA CONSTRUCTION BANK-A 601939 C1 XSSC 7.56491 6.98 20600 143788 Financials
0.41 GF SECURITIES CO LTD-A 000776 C2 XSEC 15.8188 11.04 13000 143520 Financials
0.40 HENAN SHUANGHUI INVESTMENT-A 000895 C2 XSEC 25.9453 23.86 5900 140774 Consumer Staples
0.40 CHINA MERCHANTS SECURITIES-A 600999 C1 XSSC 16.994 11.61 12100 140481 Financials
0.40 HAITONG SECURITIES CO LTD-A 600837 C1 XSSC 11.6588 8.11 17100 138681 Financials
0.38 CHINA LIFE INSURANCE CO-A 601628 C1 XSSC 25.0771 21.77 6100 132797 Financials
0.38 BANK OF NANJING CO LTD -A 601009 C1 XSSC 8.44659 7.25 18100 131225 Financials
0.38 CHINA FORTUNE LAND DEVELOP-A 600340 C1 XSSC 28.6515 21.44 6100 130784 Real Estate
0.37 HUAYU AUTOMOTIVE SYSTEMS -A 600741 C1 XSSC 24.3487 18.72 6900 129168 Consumer Discretionary
0.36 SANY HEAVY INDUSTRY CO LTD-A 600031 C1 XSSC 8.69552 7.83 16200 126846 Industrials
0.36 HUADONG MEDICINE CO LTD-A 000963 C2 XSEC 48.6125 37.55 3350 125792.5 Health Care
0.36 ZIJIN MINING GROUP CO LTD-A 601899 C1 XSSC 4.10306 3.4 36800 125120 Materials
0.35 ZTE CORP-A 000063 C2 XSEC 17.7976 16.57 7400 122618 Information Technology
0.35 METALLURGICAL CORP OF CHIN-A 601618 C1 XSSC 3.70738 3.24 37700 122148 Industrials
0.35 INNER MONGOLIA BAOTOU STE-A 600010 C1 XSSC 2.01231 1.5 80800 121200 Materials
0.34 SHANGHAI FOSUN PHARMACEUTI-A 600196 C1 XSSC 43.0754 28.58 4200 120036 Health Care
0.33 SHAANXI COAL INDUSTRY CO L-A 601225 C1 XSSC 8.31167 8.38 13900 116482 Energy
0.33 SANAN OPTOELECTRONICS CO L-A 600703 C1 XSSC 20.3975 13.38 8703 116446.14 Information Technology
0.33 GIANT NETWORK GROUP CO LTD-A 002558 C2 XSEC 25.4294 18.98 6100 115778 Communication Services
0.31 SHANDONG GOLD MINING CO LT-A 600547 C1 XSSC 28.2226 25.48 4300 109564 Materials
0.31 AISINO CORP-A 600271 C1 XSSC 25.3708 24.85 4400 109340 Information Technology
0.31 POWER CONSTRUCTION CORP OF-A 601669 C1 XSSC 6.34752 4.9 21800 106820 Industrials
0.30 GUANGZHOU BAIYUNSHAN PHAR-A 600332 C1 XSSC 39.7105 34.11 3100 105741 Health Care
0.29 SDIC POWER HOLDINGS CO LTD-A 600886 C1 XSSC 7.06509 7.08 14400 101952 Utilities
0.29 ORIENT SECURITIES CO LTD-A 600958 C1 XSSC 12.0687 8.15 12400 101060 Financials
0.29 FUTURE LAND HOLDINGS CO -A 601155 C1 XSSC 34.2305 22.35 4500 100575 Real Estate
0.29 ZHEJIANG CHINT ELECTRICS-A 601877 C1 XSSC 28.5614 20.49 4900 100401 Industrials
0.29 SHANGHAI INTERNATIONAL AIR-A 600009 C1 XSSC 54.0023 52.78 1900 100282 Industrials
0.29 WEICHAI POWER CO LTD-A 000338 C2 XSEC 8.28642 7.81 12800 99968 Industrials
0.29 FUYAO GLASS INDUSTRY GROUP-A 600660 C1 XSSC 24.7946 23.76 4200 99792 Consumer Discretionary
0.29 AECC AVIATION POWER CO-A 600893 C1 XSSC 25.6196 22.15 4500 99675 Industrials
0.28 GD POWER DEVELOPMENT CO -A 600795 C1 XSSC 2.56233 2.33 41800 97394 Utilities
0.28 IFLYTEK CO LTD - A 002230 C2 XSEC 37.2602 21.38 4550 97279 Information Technology
0.28 SHENZHEN OVERSEAS CHINESE-A 000069 C2 XSEC 8.15723 5.48 17600 96448 Consumer Discretionary
0.28 GREENLAND HOLDINGS CORP LT-A 600606 C1 XSSC 7.28373 5.6 17200 96320 Real Estate
0.27 MEINIAN ONEHEALTH HEALTHCA-A 002044 C2 XSEC 23.2566 13.75 6760 92950 Health Care
0.26 MUYUAN FOODSTUFF CO LTD-A 002714 C2 XSEC 27.9007 24 3800 91200 Consumer Staples
0.26 YONYOU NETWORK TECHNOLOGY-A 600588 C1 XSSC 27.101 24.65 3700 91205 Information Technology
0.26 ZHEJIANG ZHENENG ELECTRIC-A 600023 C1 XSSC 5.14637 4.74 19100 90534 Utilities
0.26 ZHANGZHOU PIENTZEHUANG PHA-A 600436 C1 XSSC 110.626 82.25 1100 90475 Health Care
0.26 SHANGHAI ELECTRIC GRP CO L-A 601727 C1 XSSC 6.12739 5.36 16700 89512 Industrials
0.25 JIANGSU SHAGANG CO LTD -A 002075 CS SHEX 10.9201 16.09 5400 86886 Materials
0.25 BEIJING TONGRENTANG CO-A 600085 C1 XSSC 38.5251 28.75 3000 86250 Health Care
0.25 AVIC AIRCRAFT CO LTD-A 000768 C2 XSEC 17.7989 14.29 6000 85740 Industrials
0.25 CHINA SOUTHERN AIRLINES CO-A 600029 C1 XSSC 10.1552 5.83 14700 85701 Industrials
0.24 FOUNDER SECURITIES CO LTD-A 601901 C1 XSSC 6.14621 4.8 17700 84960 Financials
0.24 BANK OF HANGZHOU CO LTD-A 600926 C1 XSSC 8.26241 7.58 11040 83683.2 Financials
0.24 HANS LASER TECHNOLOGY IN-A 002008 C2 XSEC 52.1096 34.5 2400 82800 Industrials
0.23 AVIC CAPITAL CO LTD -A 600705 C1 XSSC 5.49409 4.19 19500 81705 Financials
0.23 CHINA EASTERN AIRLINES CO-A 600115 C1 XSSC 7.58957 4.65 17500 81375 Industrials
0.23 LONGI GREEN ENERGY TECHNOL-A 601012 C1 XSSC 25.8849 13.2 6140 81048 Information Technology
0.23 GEMDALE CORP-A 600383 C1 XSSC 11.2906 8.08 9900 79992 Real Estate
0.23 CHINA SHIPBUILDING INDUSTR-A 600482 C1 XSSC 24.27 20.7 3800 78660 Consumer Discretionary
0.22 SICHUAN KELUN PHARMACEUTIC-A 002422 C2 XSEC 32.6492 23.6 3300 77880 Health Care
0.22 TIANQI LITHIUM CORP-A 002466 C2 XSEC 56.2006 28.83 2700 77841 Materials
0.21 SHANGHAI INTERNATIONAL POR-A 600018 C1 XSSC 6.80734 5.16 14400 74304 Industrials
0.21 SICHUAN CHUANTOU ENERGY CO-A 600674 C1 XSSC 9.10303 7.96 9300 74028 Utilities
0.21 FANGDA CARBON NEW MATERIAL-A 600516 C1 XSSC 30.5389 18.49 4000 73960 Industrials
0.21 TASLY PHARMACEUTICAL GROUP-A 600535 C1 XSSC 32.0237 20.17 3600 72612 Health Care
0.21 ZHEJIANG HUAYOU COBALT CO -A 603799 C1 XSSC 67.2924 34.77 2080 72321.6 Materials
0.21 SHENZHEN O-FILM TECH CO-A 002456 C2 XSEC 19.5218 12.46 5800 72268 Information Technology
0.21 HENGTONG OPTIC-ELECTRIC CO-A 600487 C1 XSSC 24.2485 19.1 3760 71816 Information Technology
0.21 HUANENG POWER INTL INC-A 600011 C1 XSSC 6.37006 6.62 10800 71496 Utilities
0.21 ZHEJIANG DAHUA TECHNOLOGY-A 002236 C2 XSEC 24.1598 12.32 5800 71456 Information Technology
0.20 CHINA COMMUNICATIONS CONST-A 601800 C1 XSSC 12.9673 12.02 5900 70918 Industrials
0.20 SHANGHAI PHARMACEUTICALS-A 601607 C1 XSSC 24.8467 18.47 3800 70186 Health Care
0.20 CHINA NORTHERN RARE EARTH -A 600111 C1 XSSC 12.8692 9.35 7500 70125 Materials
0.20 AIR CHINA LTD-A 601111 C1 XSSC 11.0147 7.14 9700 69258 Industrials
0.20 HESTEEL CO LTD-A 000709 C2 XSEC 3.29418 3.02 22800 68856 Materials
0.20 TCL CORP-A 000100 C2 XSEC 2.79614 2.39 28800 68832 Consumer Discretionary
0.20 CHINA CITIC BANK CORP LTD-A 601998 C1 XSSC 6.61261 5.74 11900 68306 Financials
0.20 HENGLI PETROCHEMICAL CO L-A 600346 C1 XSSC 16.0419 13.64 5000 68200 Materials
0.19 EVERBRIGHT SECURITIE CO -A 601788 C1 XSSC 12.9544 8.45 7900 66755 Financials
0.19 HUADIAN POWER INTL CORP-A 600027 C1 XSSC 3.73292 3.81 17300 65913 Utilities
0.19 RISESUN REAL ESTATE DEVEL-A 002146 C2 XSEC 10.57 7.15 9100 65065 Real Estate
0.18 SHANGHAI ORIENTAL PEARL ME-A 600637 C1 XSSC 13.2952 8.63 7430 64120.9 Communication Services
0.18 TONGHUA DONGBAO PHARMACEUT-A 600867 C1 XSSC 26.2164 14.26 4400 62744 Health Care
0.18 JIANGXI GANFENG LITHIUM CO-A 002460 C2 XSEC 47.2993 23.61 2600 61386 Materials
0.18 GUOSEN SECURITIES CO LTD-A 002736 C2 XSEC 10.6717 6.95 8800 61160 Financials
0.17 AVIC SHENYANG AIRCRAFT CO -A 600760 C1 XSSC 35.9147 33.61 1800 60498 Industrials
0.17 SINOPEC SHANGHAI PETROCHE-A 600688 C1 XSSC 5.94074 5.57 10700 59599 Materials
0.17 CHINA GEZHOUBA GROUP CO LT-A 600068 C1 XSSC 7.96716 6.19 9500 58805 Industrials
0.17 HUNDSUN TECHNOLOGIES INC-A 600570 C1 XSSC 60.8193 48.7 1200 58440 Information Technology
0.17 SPRING AIRLINES CO LTD-A 601021 C1 XSSC 34.554 32.34 1800 58212 Industrials
0.17 JIANGXI COPPER CO LTD-A 600362 C1 XSSC 17.4504 12.86 4500 57870 Materials
0.17 CHINA NATIONAL CHEMICAL-A 601117 C1 XSSC 7.87238 5.7 10100 57570 Industrials
0.16 ZHEJIANG LONGSHENG GROUP C-A 600352 C1 XSSC 12.1201 8.63 6600 56958 Materials
0.16 JINKE PROPERTIES GROUP CO -A 000656 C2 XSEC 5.34803 5.08 11200 56896 Real Estate
0.16 INDUSTRIAL SECURITIES CO-A 601377 C1 XSSC 6.45873 4.02 14000 56280 Financials
0.16 SHANXI XINGHUACUN FEN WINE-A 600809 C1 XSSC 59.2172 37.36 1500 56040 Consumer Staples
0.16 RONGSHENG PETRO CHEMICAL-A 002493 C2 XSEC 10.4369 9.39 5950 55870.5 Materials
0.16 COSCO SHIPPING HOLDINGS CO-A 601919 C1 XSSC 5.72265 3.51 15900 55809 Industrials
0.16 WESTERN SECURITIES CO LTD-A 002673 C2 XSEC 9.35365 7.23 7700 55671 Financials
0.16 BBMG CORPORATION-A 601992 C1 XSSC 4.27017 3.19 17400 55506 Materials
0.16 XCMG CONSTRUCTION MACHIN-A 000425 C2 XSEC 4.25962 3.3 16700 55110 Industrials
0.16 ZHONGJIN GOLD CORP-A 600489 C1 XSSC 8.81224 7.28 7500 54600 Materials
0.16 OFFSHORE OIL ENGINEERING-A 600583 C1 XSSC 5.84729 5.8 9400 54520 Energy
0.16 CHINA MOLYBDENUM CO LTD-A 603993 C1 XSSC 7.69889 3.65 14900 54385 Materials
0.16 XINHU ZHONGBAO CO LTD-A 600208 C1 XSSC 4.38878 2.92 18600 54312 Real Estate
0.15 XINJIANG GOLDWIND SCI&TECH-A 002202 C2 XSEC 17.8098 9.28 5800 53824 Industrials
0.15 CHINA GRAND AUTOMOTIVE SER-A 600297 C1 XSSC 6.70859 4.61 11558 53282.38 Consumer Discretionary
0.15 NEW HOPE LIUHE CO LTD-A 000876 C2 XSEC 7.12665 5.73 9300 53289 Consumer Staples
0.15 TBEA CO LTD-A 600089 C1 XSSC 8.17146 6.63 7900 52377 Industrials
0.15 ANGANG STEEL CO LTD-A 000898 C2 XSEC 6.28009 5.94 8800 52272 Materials
0.15 BANK OF GUIYANG CO LTD-A 601997 C1 XSSC 13.6226 11.11 4700 52217 Financials
0.15 DONG-E-E-JIAOCO LTD-A 000423 C2 XSEC 55.864 39.98 1300 51974 Health Care
0.15 WANDA CINEMA LINE CO LTD-A 002739 CS SHEX 17.4767 34.56 1500 51840 Communication Services
0.15 YOUNGOR GROUP CO-A 600177 C1 XSSC 8.19788 7.09 7300 51757 Real Estate
0.15 ZHENGZHOU YUTONG BUS CO -A 600066 C1 XSSC 21.3012 12.02 4300 51686 Industrials
0.15 JOINTOWN PHARMACEUTICAL-A 600998 C1 XSSC 18.3625 14.24 3600 51264 Health Care
0.15 MAANSHAN IRON & STEEL-A 600808 C1 XSSC 3.80916 4.13 12400 51212 Materials
0.15 DONGXU OPTOELECTRONIC TECH-A 000413 C2 XSEC 7.90545 4.34 11800 51212 Information Technology
0.15 CHANGJIANG SECURITIES CO L-A 000783 C2 XSEC 6.89325 4.23 12000 50760 Financials
0.14 ANXIN TRUST CO LTD-A 600816 C1 XSSC 9.19075 4.25 11760 49980 Financials
0.14 GUANGZHOU AUTOMOBILE GROUP-A 601238 C1 XSSC 12.6417 10.45 4760 49742 Consumer Discretionary
0.14 TSINGTAO BREWERY CO LTD-A 600600 C1 XSSC 48.857 31.9 1541 49157.9 Consumer Staples
0.14 BEIJING SHIJI INFORMATION -A 002153 C2 XSEC 26.1175 30.43 1600 48688 Information Technology
0.14 SHENERGY COMPANY LIMITED-A 600642 C1 XSSC 5.52526 4.86 10000 48600 Utilities
0.14 SHANXI LUAN ENVIRONMENTAL-A 601699 C1 XSSC 10.3992 7.82 6200 48484 Energy
0.14 NINGBO ZHOUSHAN PORT CO LT-A 601018 C1 XSSC 5.11996 3.66 13200 48312 Industrials
0.14 DHC SOFTWARE CO LTD -A 002065 C2 XSEC 8.78041 6.99 6900 48231 Information Technology
0.14 TSINGHUA UNISPLENDOUR CO-A 000938 C2 XSEC 47.5091 33.45 1420 47499 Information Technology
0.14 HUBEI BIOCAUSE PHARMACEUTI-A 000627 C2 XSEC 7.85383 5.33 8900 47437 Financials
0.13 GOERTEK INC -A 002241 C2 XSEC 11.7119 7.06 6600 46596 Information Technology
0.13 TONGWEI CO LTD-A 600438 C1 XSSC 11.2003 5.42 8600 46612 Consumer Staples
0.13 CHONGQING CHANGAN AUTOMOB-A 000625 C2 XSEC 10.2369 5.85 7900 46215 Consumer Discretionary
0.13 CHINA SOUTH PUBLISHING -A 601098 C1 XSSC 12.9923 11.25 4100 46125 Communication Services
0.13 TIANMA MICROELECTRONICS-A 000050 C2 XSEC 16.3042 10.46 4400 46024 Information Technology
0.13 XIAMEN C & D INC-A 600153 C1 XSSC 11.0725 7.2 6300 45360 Industrials
0.13 CHINA SPACESAT CO LTD -A 600118 C1 XSSC 22.2721 15.5 2900 44950 Industrials
0.13 QINGHAI SALT LAKE INDUSTRY-A 000792 C2 XSEC 12.7019 7.33 6100 44713 Materials
0.13 CHINA AVIONICS SYSTEMS CO -A 600372 C1 XSSC 14.913 13.08 3400 44472 Industrials
0.13 TONGLING NONFERROUS METALS-A 000630 C2 XSEC 2.58981 1.98 22400 44352 Materials
0.13 ZOOMLION HEAVY INDUSTRY S-A 000157 C2 XSEC 4.25364 3.25 13500 43875 Industrials
0.13 CHINA RESOURCES SANJIU MED-A 000999 C2 XSEC 28.2105 21.92 2000 43840 Health Care
0.12 SHANXI XISHAN COAL & ELEC-A 000983 C2 XSEC 7.92783 6.2 6900 42780 Energy
0.12 SUZHOU GOLD MANTIS CONSTR -A 002081 C2 XSEC 13.0232 7.75 5500 42625 Industrials
0.12 HEILAN HOME CO LTD -A 600398 C1 XSSC 14.3592 9.13 4500 41085 Consumer Discretionary
0.12 WUHU SHUNRONG SANQI INTERA-A 002555 C2 XSEC 13.5712 10.2 4000 40800 Communication Services
0.12 GUOYUAN SECURITIES CO LTD-A 000728 C2 XSEC 9.0985 5.74 7100 40754 Financials
0.12 ZHEJIANG CHINA COMMODITIES-A 600415 C1 XSSC 5.10526 3.51 11600 40716 Real Estate
0.11 DONGXING SECURITIES CO LT-A 601198 C1 XSSC 14.8698 8.47 4700 39809 Financials
0.11 SHANDONG BUCHANG PHARMACEU-A 603858 C1 XSSC 40.8635 25.43 1560 39670.8 Health Care
0.11 CHINA FILM CO LTD-A 600977 C1 XSSC 16.5344 11.02 3600 39672 Communication Services
0.11 SINOLINK SECURITIES CO LTD-A 600109 C1 XSSC 8.46248 5.97 6400 38208 Financials
0.11 GUANGZHOU HAIGE COMMUNICAT-A 002465 C2 XSEC 10.496 7.81 4800 37488 Information Technology
0.11 FINANCIAL STREET HOLDINGS-A 000402 C2 XSEC 8.91685 6.04 6200 37448 Real Estate
0.11 WEIFU HIGH-TECHNOLOGY GRP-A 000581 C2 XSEC 22.7124 16.92 2200 37224 Consumer Discretionary
0.11 SHENZHEN SALUBRIS PHARM-A 002294 C2 XSEC 40.1636 24.81 1500 37215 Health Care
0.11 SHANGHAI TUNNEL ENGINEERIN-A 600820 C1 XSSC 7.05847 5.36 6900 36984 Industrials
0.11 SHANGHAI 2345 NETWORK HOLD-A 002195 C2 XSEC 5.14513 3.88 9470 36743.6 Information Technology
0.10 HANGZHOU ROBAM APPLIANCES-A 002508 C2 XSEC 38.103 20.07 1818 36487.26 Consumer Discretionary
0.10 COSCO SHIPPING DEVELOPME-A 601866 C1 XSSC 2.98204 2.1 17200 36120 Industrials
0.10 GUANGSHEN RAILWAY CO LTD-A 601333 C1 XSSC 4.64948 3.05 11800 35990 Industrials
0.10 NINESTAR CORP-A 002180 C2 XSEC 31.5476 21.54 1600 34464 Information Technology
0.10 SHENZHEN ENERGY GROUP CO L-A 000027 C2 XSEC 5.72589 4.92 6800 33456 Utilities
0.10 SOOCHOW SECURITIES CO LTD-A 601555 C1 XSSC 7.9725 5.27 6300 33201 Financials
0.10 JINDUICHENG MOLYBDENUM CO -A 601958 C1 XSSC 6.89204 5.82 5700 33174 Materials
0.09 FIRST CAPITAL SECURITIES C-A 002797 C2 XSEC 7.57784 4.29 7700 33033 Financials
0.09 PERFECT WORLD CO LTD-A 002624 C2 XSEC 34.9031 22 1500 33000 Communication Services
0.09 TUS-SOUND ENVIRONMEN-RES A 000826 C2 XSEC 21.8388 10.3 3180 32754 Industrials
0.09 BEIJING CAPITAL CO LTD-A 600008 C1 XSSC 4.83967 3.08 10400 32032 Utilities
0.09 HUBEI ENERGY GROUP CO LTD-A 000883 C2 XSEC 4.40341 3.51 9100 31941 Utilities
0.09 SHANXI SECURITIES CO LTD-A 002500 C2 XSEC 8.07896 5.04 6300 31752 Financials
0.09 HUAAN SECURITIES CO LTD-A 600909 C1 XSSC 6.68778 4.25 7400 31450 Financials
0.09 LIAONING CHENG DA CO LTD-A 600739 C1 XSSC 16.8082 10.69 2900 31001 Consumer Discretionary
0.09 JIHUA GROUP CORP LTD-A 601718 C1 XSSC 4.64606 3.32 9300 30876 Industrials
0.08 SHENZHEN ZHONGJIN LINGNAN-A 000060 C2 XSEC 6.35179 4.09 7200 29448 Materials
0.08 ZHONGTIAN URBAN DEVELOPMEN-A 000540 CS SHEX 1.7332 4.87 6000 29220 Real Estate
0.08 WANXIANG QIANCHAO CO LTD-A 000559 C2 XSEC 8.22464 4.76 6000 28560 Consumer Discretionary
0.08 CHINESE UNIVERSE PUBLISHIN-A 600373 C1 XSSC 14.7502 9.44 3000 28320 Communication Services
0.08 BEIJING DABEINONG TECHNOLO-A 002385 C2 XSEC 5.404 3.27 8600 28122 Consumer Staples
0.08 SDIC ESSENCE HOLDINGS CO L-A 600061 C1 XSSC 12.3938 6.96 4000 27840 Financials
0.08 SHANDONG LINGLONG TYRE CO -A 601966 C1 XSSC 15.808 13.14 2100 27594 Consumer Discretionary
0.07 CHINA INTL MARINE CONTAIN-A 000039 C2 XSEC 15.4842 10.03 2500 25075 Industrials
0.07 CHINA NUCLEAR ENGINEERING -A 601611 C1 XSSC 9.18254 6.16 3900 24024 Industrials
0.07 SHANGHAI ZHANGJIANG HIGH-A 600895 C1 XSSC 13.198 8.21 2900 23809 Real Estate
0.07 CITIC GUOAN INFORMATION-A 000839 C2 XSEC 6.63292 2.92 8000 23360 Communication Services
0.07 DR PENG TELCOM & MEDIA GR-A 600804 C1 XSSC 14.5642 7.13 3200 22816 Communication Services
0.00 BEIJING XINWEI TECHNOLOGY -A 600485 CG SHAX 15.3032 0 7549 0 Information Technology

    > Click here to view Full Holdings Details in Excel
    As of 19 Oct, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    2016-12-16 2016-12-19 2016-12-29 RMB 0.17 per share RMB 0.00 RMB 0.17
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Monthly Newsletter
    Product Key Facts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    Semi Annual Unaudited Accounts
    Changes to trust deed
    ANNOUNCEMENT - CHANGE OF STOCK SHORT NAME
    AUDITED ACCOUNTS
    Announcement - Change of Underlying Index and Name of Sub-Fund
    UPDATE OF ONGOING CHARGES FIGURE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Clarification Announcement
    Distribution Annoucement
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index. An ETF using a full replication strategy generally aims to invest in all constituent stocks/assets in substantially the same weightings as its benchmark.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.