CSOP MSCI China A Inclusion Index ETF
(RMB Counter Stock Code: 83149, HKD Counter Stock Code: 3149 )

  • Overview
  • Performance
  • Tracking
    Difference / Error
  • Holdings
  • Distribution
    History
  • Documents
IMPORTANT INFORMATION about CSOP MSCI China A Inclusion Index ETF (the "ETF")

IMPORTANT: Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP MSCI China A Inclusion Index ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of MSCI China A Inclusion Index (“Underlying Index”).
  • The underlying index of the Sub-Fund was changed to the present index effective from 3 May 2018. During the rebalancing period from the previous index to the Underlying Index, which is anticipated to take up to 5 trading days from 3 May 2018, holdings of the Sub-Fund will be rebalanced from constituents of the previous index to the Underlying Index. Although there is a high degree of correlation between the previous index and new Underlying Index, there is a risk that the tracking error and tracking difference of the Sub-Fund during the rebalancing period may increase. Investors who deal with Units of the Sub-Fund during the rebalancing period should exercise caution.
  • The Underlying Index captures large and mid-cap representation and includes A-Shares constituents of the MSCI China All Shares Index. All of the constituents of the Underlying Index are listed on the SSE and the SZSE.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, MSCI China A Inclusion Index (the “Underlying Index”).

  • In seeking to achieve the investment objective, the Sub-Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of the NAV of the Sub-Fund in the securities included in the Underlying Index (“Index Securities”). The Sub-Fund may or may not hold all of the securities in the Underlying Index. The Sub-Fund also may invest in money market instruments, cash and cash equivalents.
  • Currently it is intended that the Sub-Fund will directly obtain exposure to securities issued within the PRC through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota granted to the Manager by SAFE. The Manager may invest up to 100% of the Sub-Fund's NAV through either RQFII and/or the Shanghai-Hong Kong Stock Connect.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 14 Jun, 2018 11.1073 -0.03 -0.27
NAV per Unit in HKD**6 (for reference only) 14 Jun, 2018 13.6457 -0.008 -0.06
Closing Price for RMB Traded Unit 14 Jun, 2018 11.1 -0.02 -0.18
Closing Price for HKD Traded Unit 14 Jun, 2018 13.66 0.06 0.44
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Fund Manager CSOP Asset Management Limited
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year 2.46%#
Total NAV* 163,276,748.02
Outstanding Units* 14,700,000
Creation Unit 500,000 Units
Dividend Policy The Manager intends to distribute income to unitholders annually (in December) having regard to the Sub-Fund’s net income after fees and costs.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee and Registrar HSBC Institutional Trust Services (Asia) Limited
# As the CSOP MSCI China A Inclusion Index ETF is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.
*As of 14 Jun, 2018
Underlying Index Information7
Underlying Index MSCI China A Inclusion Index
Launch Date 23 Oct 2017
Underlying Index MSCI China A Inclusion Index
Index Provider MSCI Inc.
Index Type Net Total return index##
Base Currency RMB
Underlying Securities A-Shares to be progressively included in MSCI Emerging Market Index
Rebalancing frequency Quarterly
Bloomberg Total Return Index MBCNA
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 26 Nov 2015 26 Nov 2015
Exchange Ticker 3149 83149
Bloomberg Ticker 3149 HK 83149 HK
ISIN HK0000273497 HK0000273489
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited China International Capital Corporation Hong Kong Securities Limited
CITIC Securities Brokerage (HK) Limited CLSA LIMITED
Goldman Sachs (Asia) Securities Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Merrill Lynch Far East Limited
Nomura International (Hong Kong) Limited UBS Securities Hong Kong Limited
Market Makers9
HKD RMB
CLSA Limited CLSA Limited
Commerz Securities Hong Kong Limited Commerz Securities Hong Kong Limited
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Haitong International Securities Company Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
ETF* -3.16% -1.34% 7.95% - -4.27%
Index** -3.29% -3.59% 7.42% - -3.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is MSCI China A Inclusion Index effective from 3, May 2018. Before the day, the Fund’s underlying index was MSCI China A International Index.
# Calculated since the listing date of 26 Nov 2015
As of 30 June 2017
2016
CSOP MSCI China A Inclusion index ETF (83149) -12.60%
MSCI China A Inclusion Index -11.99%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 26 Nov 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TD: 0.53% TD for calendar year 2016: -0.62%

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TE^: 1.90% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
163,276,748.02 246 98.76

As of 14 Jun, 2018
Top 10 Sectors
As of 14 Jun, 2018
All Holdings
Sort by Total records: 246
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)4
Shares Held Market Value
(RMB)
Sector
5.28 KWEICHOW MOUTAI CO LTD-A 600519 C1 XSSC 712.089 786.13 10960 8615984.8 Consumer Staples
3.75 PING AN INSURANCE GROUP CO-A 601318 C1 XSSC 62.8355 64.44 94900 6115356 Financials
3.16 CHINA MERCHANTS BANK-A 600036 C1 XSSC 29.6436 28.57 180700 5162599 Financials
1.97 MIDEA GROUP CO LTD-A 000333 C2 XSEC 54.3233 55.78 57600 3212928 Consumer Discretionary
1.90 HANGZHOU HIKVISION DIGITAL-A 002415 C2 XSEC 39.9933 38.45 80810 3107144.5 Information Technology
1.77 INDUSTRIAL BANK CO LTD -A 601166 C1 XSSC 16.2476 15.91 182043 2896304.13 Financials
1.72 WULIANGYE YIBIN CO LTD-A 000858 C2 XSEC 77.8095 84.41 33300 2810853 Consumer Staples
1.63 IND & COMM BK OF CHINA-A 601398 C1 XSSC 6.00688 5.62 472400 2654888 Financials
1.61 SHANGHAI PUDONG DEVEL BANK-A 600000 C1 XSSC 10.9482 10.22 257150 2628073 Financials
1.53 SAIC MOTOR CORP LTD-A 600104 C1 XSSC 34.5485 36.72 68200 2504304 Consumer Discretionary
1.51 JIANGSU HENGRUI MEDICINE C-A 600276 C1 XSSC 68.5391 76.29 32270 2461878.3 Health Care
1.43 CHINA VANKE CO LTD -A 000002 C2 XSEC 27.861 27.37 85146 2330446.02 Real Estate
1.38 CHINA YANGTZE POWER CO LTD-A 600900 C1 XSSC 16.0822 17.54 128500 2253890 Utilities
1.31 CHINA STATE CONSTRUCTION -A 601668 C1 XSSC 8.47998 8.13 262800 2136564 Industrials
1.26 BANK OF COMMUNICATIONS CO-A 601328 C1 XSSC 6.19609 5.97 343900 2053083 Financials
1.21 CHINA PACIFIC INSURANCE GR-A 601601 C1 XSSC 35.6582 35.99 55100 1983049 Financials
1.18 CHINA MINSHENG BANKING-A 600016 C1 XSSC 7.92655 7.44 258900 1926216 Financials
1.16 JIANGSU YANGHE BREWERY -A 002304 C2 XSEC 130.788 143.2 13200 1890240 Consumer Staples
1.14 AGRICULTURAL BANK OF CHINA-A 601288 C1 XSSC 3.90051 3.61 515200 1859872 Financials
1.00 INNER MONGOLIA YILI INDUS-A 600887 C1 XSSC 26.2035 30.51 53300 1626183 Consumer Staples
0.99 CITIC SECURITIES CO-A 600030 C1 XSSC 19.6218 18.67 86200 1609354 Financials
0.98 BANK OF CHINA LTD-A 601988 C1 XSSC 3.88353 3.73 430800 1606884 Financials
0.94 CRRC CORP LTD-A 601766 C1 XSSC 9.7013 8.66 177600 1538016 Industrials
0.93 FOSHAN HAITIAN FLAVOURING -A 603288 C1 XSSC 65.3527 76.84 19768 1518973.12 Consumer Staples
0.93 PING AN BANK CO LTD-A 000001 C2 XSEC 10.9727 10.07 150400 1514528 Financials
0.89 BAOSHAN IRON & STEEL CO-A 600019 C1 XSSC 8.92032 8.91 162600 1448766 Materials
0.88 CHINA PETROLEUM & CHEMICAL-A 600028 C1 XSSC 7.28753 6.46 223200 1441872 Energy
0.87 POLY REAL ESTATE GROUP CO -A 600048 C1 XSSC 13.7959 13.65 103900 1418235 Real Estate
0.83 CHINA EVERBRIGHT BANK CO-A 601818 C1 XSSC 4.09372 3.87 348800 1349856 Financials
0.79 GREE ELECTRIC APPLIANCES I-A 000651 C2 XSEC 47.9513 48.94 26400 1292016 Consumer Discretionary
0.79 ANHUI CONCH CEMENT CO LTD-A 600585 C1 XSSC 35.819 36.73 35000 1285550 Materials
0.78 CHINA MERCHANTS SHEKOU IND-A 001979 C2 XSEC 22.6774 22.18 57700 1279786 Real Estate
0.77 SUNING COMMERCE GROUP CO -A 002024 C2 XSEC 13.7145 15.42 81600 1258272 Consumer Discretionary
0.73 DAQIN RAILWAY CO LTD -A 601006 C1 XSSC 8.77558 9.13 130200 1188726 Industrials
0.72 BOE TECHNOLOGY GROUP CO LT-A 000725 C2 XSEC 4.50733 3.98 296700 1180866 Information Technology
0.70 CHINA INTERNATIONAL TRAVEL-A 601888 C1 XSSC 60.7591 66.87 17100 1143477 Consumer Discretionary
0.70 BANK OF BEIJING CO LTD -A 601169 C1 XSSC 6.86204 6.15 185200 1138980 Financials
0.68 FOCUS MEDIA INFORMATION TE-A 002027 C2 XSEC 11.3404 12.39 89300 1106427 Information Technology
0.67 PETROCHINA CO LTD-A 601857 C1 XSSC 8.02694 7.74 141900 1098306 Energy
0.67 GUOTAI JUNAN SECURITIES CO-A 601211 C1 XSSC 17.8419 16.57 65800 1090306 Financials
0.67 QINGDAO HAIER CO LTD-A 600690 C1 XSSC 18.1128 20.37 53400 1087758 Consumer Discretionary
0.66 BANK OF SHANGHAI CO LTD-A 601229 C1 XSSC 15.4844 15.76 68400 1077984 Financials
0.64 KANGMEI PHARMACEUTICAL CO-A 600518 C1 XSSC 24.3407 23.79 43600 1037244 Health Care
0.59 YUNNAN BAIYAO GROUP CO LTD-A 000538 C2 XSEC 107.411 106.24 9100 966784 Health Care
0.56 CHINA RAILWAY CONSTRUCTION-A 601186 C1 XSSC 9.89431 9.11 100800 918288 Industrials
0.55 HUAXIA BANK CO LTD-A 600015 C1 XSSC 8.46975 7.95 112300 892785 Financials
0.53 NEW CHINA LIFE INSURANCE C-A 601336 C1 XSSC 46.1869 47.49 18300 869067 Financials
0.53 LUZHOU LAOJIAO CO LTD-A 000568 C2 XSEC 65.7485 67.19 12800 860032 Consumer Staples
0.48 HUATAI SECURITIES CO LTD-A 601688 C1 XSSC 18.7121 16.56 47700 789912 Financials
0.48 BYD CO LTD -A 002594 C2 XSEC 51.6642 49.05 15900 779895 Consumer Discretionary
0.47 SHENWAN HONGYUAN GROUP CO-A 000166 C2 XSEC 4.91493 4.71 164500 774795 Financials
0.47 BANK OF NINGBO CO LTD -A 002142 C2 XSEC 17.8962 17.38 44400 771672 Financials
0.47 SHANGHAI FOSUN PHARMACEUTI-A 600196 C1 XSSC 43.0754 43.51 17600 765776 Health Care
0.46 CHINA MERCHANTS SECURITIES-A 600999 C1 XSSC 17.1227 15.02 50100 752502 Financials
0.46 CHINA FORTUNE LAND DEVELOP-A 600340 C1 XSSC 28.6515 28.83 25900 746697 Real Estate
0.44 GF SECURITIES CO LTD-A 000776 C2 XSEC 15.8188 13.95 51900 724005 Financials
0.44 HAITONG SECURITIES CO LTD-A 600837 C1 XSSC 11.6935 10.1 70900 716090 Financials
0.44 HUAYU AUTOMOTIVE SYSTEMS -A 600741 C1 XSSC 24.4853 25.79 27600 711804 Consumer Discretionary
0.42 SANAN OPTOELECTRONICS CO L-A 600703 C1 XSSC 20.6103 19.41 35703 692995.23 Information Technology
0.42 YONGHUI SUPERSTORES CO LTD-A 601933 C1 XSSC 9.27631 8.25 83800 691350 Consumer Staples
0.42 LUXSHARE PRECISION INDUSTR-A 002475 C2 XSEC 23.7632 24.8 27800 689440 Industrials
0.42 CHINA NATIONAL NUCLEAR POW-A 601985 C1 XSSC 6.55789 6.04 113600 686144 Utilities
0.42 BANK OF JIANGSU CO LTD-A 600919 C1 XSSC 7.23455 6.78 101100 685458 Financials
0.41 HENAN SHUANGHUI INVESTMENT-A 000895 C2 XSEC 25.9453 27.77 24100 669257 Consumer Staples
0.40 CHINA SOUTHERN AIRLINES CO-A 600029 C1 XSSC 10.2478 10.75 61500 661125 Industrials
0.40 IFLYTEK CO LTD - A 002230 C2 XSEC 37.2602 35.61 18250 649882.5 Information Technology
0.40 FUTURE LAND HOLDINGS CO -A 601155 C1 XSSC 34.3068 32.58 19800 645084 Real Estate
0.38 HUADONG MEDICINE CO LTD-A 000963 C2 XSEC 48.6125 48.9 12750 623475 Health Care
0.38 MEINIAN ONEHEALTH HEALTHCA-A 002044 C2 XSEC 23.5853 22.42 27360 613411.2 Health Care
0.37 ZIJIN MINING GROUP CO LTD-A 601899 C1 XSSC 4.10592 3.95 151500 598425 Materials
0.37 CHINA CONSTRUCTION BANK-A 601939 C1 XSSC 7.56491 7.11 84000 597240 Financials
0.37 CHINA LIFE INSURANCE CO-A 601628 C1 XSSC 25.2846 24.57 24300 597051 Financials
0.36 ZHEJIANG DAHUA TECHNOLOGY-A 002236 C2 XSEC 24.2934 23.1 25400 586740 Information Technology
0.36 BANK OF NANJING CO LTD -A 601009 C1 XSSC 8.45237 7.89 74300 586227 Financials
0.36 SANY HEAVY INDUSTRY CO LTD-A 600031 C1 XSSC 8.69219 8.62 67500 581850 Industrials
0.36 ZHANGZHOU PIENTZEHUANG PHA-A 600436 C1 XSSC 111.29 109.35 5300 579555 Health Care
0.35 CHINA EASTERN AIRLINES CO-A 600115 C1 XSSC 7.595 8.09 71600 579244 Industrials
0.35 SHENZHEN OVERSEAS CHINESE-A 000069 C2 XSEC 8.15723 8 71900 575200 Consumer Discretionary
0.35 INNER MONGOLIA BAOTOU STE-A 600010 C1 XSSC 2.01231 1.71 332800 569088 Materials
0.34 ORIENT SECURITIES CO LTD-A 600958 C1 XSSC 12.0687 10.72 52300 560656 Financials
0.34 TIANQI LITHIUM CORP-A 002466 C2 XSEC 58.7969 54.99 10100 555399 Materials
0.34 METALLURGICAL CORP OF CHIN-A 601618 C1 XSSC 3.70947 3.52 156400 550528 Industrials
0.32 HANS LASER TECHNOLOGY IN-A 002008 C2 XSEC 52.1096 56.75 9300 527775 Industrials
0.32 SHAANXI COAL INDUSTRY CO L-A 601225 C1 XSSC 8.31167 8.88 58400 518592 Energy
0.32 ZHEJIANG HUAYOU COBALT CO -A 603799 C1 XSSC 100.686 99.05 5200 515060 Materials
0.31 GUANGZHOU BAIYUNSHAN PHAR-A 600332 C1 XSSC 39.7105 41.64 12300 512172 Health Care
0.31 WEICHAI POWER CO LTD-A 000338 C2 XSEC 8.29158 9.45 53000 500850 Industrials
0.31 SHANGHAI INTERNATIONAL AIR-A 600009 C1 XSSC 54.0009 59.53 8400 500052 Industrials
0.30 POWER CONSTRUCTION CORP OF-A 601669 C1 XSSC 6.34752 5.55 89400 496170 Industrials
0.30 SHANXI XINGHUACUN FEN WINE-A 600809 C1 XSSC 61.0252 64.9 7600 493240 Consumer Staples
0.30 GREENLAND HOLDINGS CORP LT-A 600606 C1 XSSC 7.29047 6.78 71100 482058 Real Estate
0.29 AECC AVIATION POWER CO-A 600893 C1 XSSC 25.6625 23.75 19700 467875 Industrials
0.28 SDIC POWER HOLDINGS CO LTD-A 600886 C1 XSSC 7.06168 7.79 59500 463505 Utilities
0.28 SHANDONG GOLD MINING CO LT-A 600547 C1 XSSC 28.5278 28.17 16300 459171 Materials
0.28 BEIJING TONGRENTANG CO-A 600085 C1 XSSC 38.5251 37.64 12000 451680 Health Care
0.27 FUYAO GLASS INDUSTRY GROUP-A 600660 C1 XSSC 24.7946 25.57 17500 447475 Consumer Discretionary
0.27 ZHEJIANG CHINT ELECTRICS-A 601877 C1 XSSC 29.0651 23.67 18800 444996 Industrials
0.27 SHENZHEN O-FILM TECH CO-A 002456 C2 XSEC 19.5218 18.41 23800 438158 Information Technology
0.27 TONGHUA DONGBAO PHARMACEUT-A 600867 C1 XSSC 26.2164 24.32 18000 437760 Health Care
0.27 SHANGHAI ELECTRIC GRP CO L-A 601727 C1 XSSC 6.13077 6.34 68600 434924 Industrials
0.26 CHINA MOLYBDENUM CO LTD-A 603993 C1 XSSC 7.75647 6.96 61900 430824 Materials
0.26 GEMDALE CORP-A 600383 C1 XSSC 11.3225 10.84 39600 429264 Real Estate
0.26 FOUNDER SECURITIES CO LTD-A 601901 C1 XSSC 6.14621 5.91 72100 426111 Financials
0.26 FANGDA CARBON NEW MATERIAL-A 600516 C1 XSSC 30.5389 27.01 15700 424057 Industrials
0.26 MUYUAN FOODSTUFF CO LTD-A 002714 C2 XSEC 50.2213 49.7 8500 422450 Consumer Staples
0.26 ZHENGZHOU YUTONG BUS CO -A 600066 C1 XSSC 21.4912 21.46 19400 416324 Industrials
0.25 AISINO CORP-A 600271 C1 XSSC 25.2046 25.51 16300 415813 Information Technology
0.25 SHANGHAI PHARMACEUTICALS-A 601607 C1 XSSC 24.9274 24.59 16800 413112 Health Care
0.25 SICHUAN KELUN PHARMACEUTIC-A 002422 C2 XSEC 32.6492 32.28 12600 406728 Health Care
0.25 AIR CHINA LTD-A 601111 C1 XSSC 11.5468 11.65 34900 406585 Industrials
0.25 LONGI GREEN ENERGY TECHNOL-A 601012 C1 XSSC 26.5795 16.59 24440 405459.6 Information Technology
0.24 ZHEJIANG ZHENENG ELECTRIC-A 600023 C1 XSSC 5.1502 5.03 79400 399382 Utilities
0.24 EVERBRIGHT SECURITIE CO -A 601788 C1 XSSC 12.9704 11.67 34200 399114 Financials
0.24 HENGTONG OPTIC-ELECTRIC CO-A 600487 C1 XSSC 34.0251 33.47 11900 398293 Information Technology
0.24 CHINA NORTHERN RARE EARTH -A 600111 C1 XSSC 12.8692 12.26 31800 389868 Materials
0.24 AVIC CAPITAL CO LTD -A 600705 C1 XSSC 5.51844 4.93 78600 387498 Financials
0.23 ANXIN TRUST CO LTD-A 600816 C1 XSSC 9.25455 7.96 47960 381761.6 Financials
0.23 JIANGXI GANFENG LITHIUM CO-A 002460 C2 XSEC 47.2993 39.36 9700 381792 Materials
0.23 SHANGHAI INTERNATIONAL POR-A 600018 C1 XSSC 6.80734 6.26 60900 381234 Industrials
0.23 RISESUN REAL ESTATE DEVEL-A 002146 C2 XSEC 10.57 9.92 38100 377952 Real Estate
0.23 XINJIANG GOLDWIND SCI&TECH-A 002202 C2 XSEC 17.8535 14.59 25500 372045 Industrials
0.23 SHANGHAI ORIENTAL PEARL ME-A 600637 C1 XSSC 17.5279 16.08 23100 371448 Consumer Discretionary
0.23 BANK OF HANGZHOU CO LTD-A 600926 C1 XSSC 11.5785 11.53 32100 370113 Financials
0.23 COSCO SHIPPING HOLDINGS CO-A 601919 C1 XSSC 5.72265 5.5 66900 367950 Industrials
0.22 AVIC AIRCRAFT CO LTD-A 000768 C2 XSEC 17.7989 15.11 24300 367173 Industrials
0.22 SICHUAN CHUANTOU ENERGY CO-A 600674 C1 XSSC 9.10303 9.49 38600 366314 Utilities
0.22 GUOSEN SECURITIES CO LTD-A 002736 C2 XSEC 10.7659 9.98 35900 358282 Financials
0.22 ZHEJIANG LONGSHENG GROUP C-A 600352 C1 XSSC 12.1319 12.54 28500 357390 Materials
0.22 TASLY PHARMACEUTICAL GROUP-A 600535 C1 XSSC 32.7846 26.79 13300 356307 Health Care
0.22 BEIJING ORIENT LANDSCAPE-A 002310 C2 XSEC 19.1707 15.03 23700 356211 Industrials
0.21 ZHEJIANG CENTURY HUATONG -A 002602 C2 XSEC 35.1306 32.5 10700 347750 Consumer Discretionary
0.21 DONGXU OPTOELECTRONIC TECH-A 000413 C2 XSEC 7.94898 7.16 48000 343680 Information Technology
0.21 INDUSTRIAL SECURITIES CO-A 601377 C1 XSSC 6.50591 5.84 58700 342808 Financials
0.20 CHONGQING CHANGAN AUTOMOB-A 000625 C2 XSEC 10.2557 9.7 34200 331740 Consumer Discretionary
0.20 DONG-E-E-JIAOCO LTD-A 000423 C2 XSEC 55.864 57.54 5700 327978 Health Care
0.20 GOERTEK INC -A 002241 C2 XSEC 11.7519 11.35 28400 322340 Information Technology
0.19 SHENZHEN SALUBRIS PHARM-A 002294 C2 XSEC 41.7541 41.61 7600 316236 Health Care
0.19 CHINA NATIONAL CHEMICAL-A 601117 C1 XSSC 7.87238 7.25 43200 313200 Industrials
0.19 JIANGXI COPPER CO LTD-A 600362 C1 XSSC 17.4504 17.01 18200 309582 Materials
0.19 CHINA CITIC BANK CORP LTD-A 601998 C1 XSSC 6.61261 6.21 49700 308637 Financials
0.19 CHINA GRAND AUTOMOTIVE SER-A 600297 C1 XSSC 6.72492 6.46 47558 307224.68 Consumer Discretionary
0.19 DONGXING SECURITIES CO LT-A 601198 C1 XSSC 14.8698 15.22 20100 305922 Financials
0.19 HANGZHOU ROBAM APPLIANCES-A 002508 C2 XSEC 38.505 36.46 8318 303274.28 Consumer Discretionary
0.18 HUNDSUN TECHNOLOGIES INC-A 600570 C1 XSSC 61.4059 55.52 5400 299808 Information Technology
0.18 QINGHAI SALT LAKE INDUSTRY-A 000792 C2 XSEC 12.9331 12.24 24400 298656 Materials
0.18 XINHU ZHONGBAO CO LTD-A 600208 C1 XSSC 4.38878 3.96 75300 298188 Real Estate
0.18 JOINTOWN PHARMACEUTICAL-A 600998 C1 XSSC 18.4794 18.07 16500 298155 Health Care
0.18 TSINGTAO BREWERY CO LTD-A 600600 C1 XSSC 48.857 48.56 6141 298206.96 Consumer Staples
0.18 HESTEEL CO LTD-A 000709 C2 XSEC 3.30105 3.2 93000 297600 Materials
0.18 SHANDONG BUCHANG PHARMACEU-A 603858 C1 XSSC 53.1225 48.89 6000 293340 Health Care
0.18 TIANMA MICROELECTRONICS-A 000050 C2 XSEC 16.3042 16.36 17900 292844 Information Technology
0.17 HUADIAN POWER INTL CORP-A 600027 C1 XSSC 3.73322 3.98 71400 284172 Utilities
0.17 GIANT NETWORK GROUP CO LTD-A 002558 C2 XSEC 25.4294 23.94 11800 282492 Information Technology
0.17 TSINGHUA UNISPLENDOUR CO-A 000938 C2 XSEC 72.2581 65.59 4300 282037 Information Technology
0.17 CHANGJIANG SECURITIES CO L-A 000783 C2 XSEC 6.90836 5.81 48400 281204 Financials
0.17 CHINA COMMUNICATIONS CONST-A 601800 C1 XSSC 12.9673 11.71 24000 281040 Industrials
0.17 HUANENG POWER INTL INC-A 600011 C1 XSSC 6.3667 6.52 42900 279708 Utilities
0.17 CHINA GEZHOUBA GROUP CO LT-A 600068 C1 XSSC 7.96716 6.93 40300 279279 Industrials
0.17 CHINA FILM CO LTD-A 600977 C1 XSSC 16.7022 16.82 16400 275848 Consumer Discretionary
0.16 HUBEI BIOCAUSE PHARMACEUTI-A 000627 C2 XSEC 7.90472 7.41 36100 267501 Financials
0.16 XCMG CONSTRUCTION MACHIN-A 000425 C2 XSEC 4.31982 4.32 61400 265248 Industrials
0.16 CHINA SHIPBUILDING INDUSTR-A 600482 C1 XSSC 24.27 17.35 15200 263720 Consumer Discretionary
0.16 SHANXI LUAN ENVIRONMENTAL-A 601699 C1 XSSC 10.3992 10.06 26200 263572 Energy
0.16 BBMG CORPORATION-A 601992 C1 XSSC 4.28404 3.6 73100 263160 Materials
0.16 RONGSHENG PETRO CHEMICAL-A 002493 C2 XSEC 10.3902 10.45 25050 261772.5 Materials
0.16 BANK OF GUIYANG CO LTD-A 601997 C1 XSSC 13.6226 12.98 20100 260898 Financials
0.16 XIAMEN C & D INC-A 600153 C1 XSSC 11.19 10.52 24800 260896 Industrials
0.16 SUZHOU GOLD MANTIS CONSTR -A 002081 C2 XSEC 13.0232 11.11 23200 257752 Industrials
0.16 YOUNGOR GROUP CO-A 600177 C1 XSSC 8.20508 8.18 31400 256852 Real Estate
0.16 NINGBO ZHOUSHAN PORT CO LT-A 601018 C1 XSSC 5.13189 4.75 53900 256025 Industrials
0.16 HEILAN HOME CO LTD -A 600398 C1 XSSC 14.4548 12.97 19700 255509 Consumer Discretionary
0.16 DHC SOFTWARE CO LTD -A 002065 C2 XSEC 8.79275 9.25 27500 254375 Information Technology
0.15 ZHONGJIN GOLD CORP-A 600489 C1 XSSC 8.91706 8.32 30200 251264 Materials
0.15 CHINA RESOURCES SANJIU MED-A 000999 C2 XSEC 28.2105 29.18 8600 250948 Health Care
0.15 NEW HOPE LIUHE CO LTD-A 000876 C2 XSEC 7.13869 6.79 36900 250551 Consumer Staples
0.15 PERFECT WORLD CO LTD-A 002624 C2 XSEC 36.1401 32.47 7700 250019 Consumer Discretionary
0.15 GUANGZHOU AUTOMOBILE GROUP-A 601238 C1 XSSC 12.8065 13.17 18760 247069.2 Consumer Discretionary
0.15 SINOPEC SHANGHAI PETROCHE-A 600688 C1 XSSC 5.94251 5.77 42800 246956 Materials
0.15 TONGWEI CO LTD-A 600438 C1 XSSC 11.2535 7.2 34000 244800 Consumer Staples
0.15 TUS-SOUND ENVIRONMEN-RES A 000826 C2 XSEC 21.8388 19.39 12580 243926.2 Industrials
0.15 CHINA HAINAN RUBBER INDUST-A 601118 C1 XSSC 5.73801 6.62 36400 240968 Materials
0.15 FINANCIAL STREET HOLDINGS-A 000402 C2 XSEC 8.91685 9.13 26200 239206 Real Estate
0.15 TBEA CO LTD-A 600089 C1 XSSC 8.17146 7.3 32600 237980 Industrials
0.15 JINKE PROPERTIES GROUP CO -A 000656 C2 XSEC 5.34803 5.07 46800 237276 Real Estate
0.15 ANGANG STEEL CO LTD-A 000898 C2 XSEC 6.28722 6.61 35900 237299 Materials
0.14 GUOYUAN SECURITIES CO LTD-A 000728 C2 XSEC 9.0985 7.95 29500 234525 Financials
0.14 ZOOMLION HEAVY INDUSTRY S-A 000157 C2 XSEC 4.26282 4.17 56100 233937 Industrials
0.14 ZHEJIANG CHINA COMMODITIES-A 600415 C1 XSSC 5.12664 4.84 47700 230868 Real Estate
0.14 TONGLING NONFERROUS METALS-A 000630 C2 XSEC 2.58981 2.48 92200 228656 Materials
0.14 FIRST CAPITAL SECURITIES C-A 002797 C2 XSEC 7.64034 7.4 30700 227180 Financials
0.14 GUANGSHEN RAILWAY CO LTD-A 601333 C1 XSSC 4.64948 4.5 49500 222750 Industrials
0.14 WESTERN SECURITIES CO LTD-A 002673 C2 XSEC 9.38832 7.24 30700 222268 Financials
0.13 BEIJING SHIJI INFORMATION -A 002153 C2 XSEC 25.1417 28.18 7800 219804 Information Technology
0.13 SPRING AIRLINES CO LTD-A 601021 C1 XSSC 34.9305 40.22 5400 217188 Industrials
0.13 SHANXI XISHAN COAL & ELEC-A 000983 C2 XSEC 7.98136 7.84 27600 216384 Energy
0.13 OFFSHORE OIL ENGINEERING-A 600583 C1 XSSC 5.83694 5.56 38700 215172 Energy
0.13 SHENERGY COMPANY LIMITED-A 600642 C1 XSSC 5.52772 5.39 39900 215061 Utilities
0.13 CITIC GUOAN INFORMATION-A 000839 C2 XSEC 6.64628 6.27 34300 215061 Consumer Discretionary
0.13 CHINA SOUTH PUBLISHING -A 601098 C1 XSSC 13.1099 13.48 15700 211636 Consumer Discretionary
0.13 CHINA SPACESAT CO LTD -A 600118 C1 XSSC 22.741 19.9 10400 206960 Industrials
0.13 SINOLINK SECURITIES CO LTD-A 600109 C1 XSSC 8.46248 7.76 26500 205640 Financials
0.13 LIAONING CHENG DA CO LTD-A 600739 C1 XSSC 17.0744 15.27 13400 204618 Consumer Discretionary
0.12 MAANSHAN IRON & STEEL-A 600808 C1 XSSC 3.80916 3.89 52300 203447 Materials
0.12 HUAAN SECURITIES CO LTD-A 600909 C1 XSSC 6.68778 6.39 31700 202563 Financials
0.12 BEIJING DABEINONG TECHNOLO-A 002385 C2 XSEC 5.404 5.35 37200 199020 Consumer Staples
0.12 COSCO SHIPPING DEVELOPME-A 601866 C1 XSSC 2.98204 2.79 69500 193905 Industrials
0.12 NINESTAR CORP-A 002180 C2 XSEC 31.5476 30.37 6200 188294 Information Technology
0.12 SOOCHOW SECURITIES CO LTD-A 601555 C1 XSSC 7.9725 7.16 26300 188308 Financials
0.11 BEIJING CAPITAL CO LTD-A 600008 C1 XSSC 4.85724 4.32 42200 182304 Utilities
0.11 WANXIANG QIANCHAO CO LTD-A 000559 C2 XSEC 8.22464 7.53 24100 181473 Consumer Discretionary
0.11 CHINESE UNIVERSE PUBLISHIN-A 600373 C1 XSSC 14.7502 14.94 12100 180774 Consumer Discretionary
0.11 SHANXI SECURITIES CO LTD-A 002500 C2 XSEC 8.1486 7.23 24800 179304 Financials
0.11 SHANGHAI TUNNEL ENGINEERIN-A 600820 C1 XSSC 7.10527 6.46 27500 177650 Industrials
0.11 SHENZHEN ZHONGJIN LINGNAN-A 000060 C2 XSEC 6.36347 5.65 31300 176845 Materials
0.11 SDIC ESSENCE HOLDINGS CO L-A 600061 C1 XSSC 12.3938 10.14 17300 175422 Financials
0.11 GUANGZHOU HAIGE COMMUNICAT-A 002465 C2 XSEC 10.496 8.5 20200 171700 Information Technology
0.11 SHANGHAI ZHANGJIANG HIGH-A 600895 C1 XSSC 13.349 12.62 13600 171632 Real Estate
0.10 WEIFU HIGH-TECHNOLOGY GRP-A 000581 C2 XSEC 23.59 23.34 7300 170382 Consumer Discretionary
0.10 DR PENG TELCOM & MEDIA GR-A 600804 C1 XSSC 14.5642 13.56 12500 169500 Telecommunication Services
0.10 CHINA INTL MARINE CONTAIN-A 000039 C2 XSEC 15.646 15.03 11100 166833 Industrials
0.10 SHANGHAI 2345 NETWORK HOLD-A 002195 C2 XSEC 6.71502 5.48 29900 163852 Information Technology
0.10 HUBEI ENERGY GROUP CO LTD-A 000883 C2 XSEC 4.40341 4.25 38000 161500 Utilities
0.10 WUHU SHUNRONG SANQI INTERA-A 002555 C2 XSEC 14.1518 12.67 12500 158375 Consumer Discretionary
0.10 JINDUICHENG MOLYBDENUM CO -A 601958 C1 XSSC 6.89204 6.6 23600 155760 Materials
0.10 SHENZHEN ENERGY GROUP CO L-A 000027 C2 XSEC 5.72589 5.38 28900 155482 Utilities
0.09 CHINA AVIONICS SYSTEMS CO -A 600372 C1 XSSC 14.913 11.99 12800 153472 Industrials
0.09 JIHUA GROUP CORP LTD-A 601718 C1 XSSC 4.80642 4.46 32100 143166 Industrials
0.08 CHINA NUCLEAR ENGINEERING -A 601611 C1 XSSC 9.18254 8.46 15300 129438 Industrials
0.06 WANHUA CHEMICAL GROUP CO -A 600309 CG SHAX 11.1053 47.75 2220 106005 Materials
0.05 JIANGSU SHAGANG CO LTD -A 002075 CS SHEX 10.9201 16.12 5400 87048 Materials
0.05 BEIJING ZHONGCHUANG TELE-A 600485 CG SHAX 17.7729 11.67 6500 75855 Information Technology
0.03 WANDA CINEMA LINE CO LTD-A 002739 CS SHEX 86.1351 52.04 1000 52040 Consumer Discretionary
0.03 CHINA RAILWAY GROUP LTD-A 601390 CG SHAX 12.3024 7.47 6000 44820 Industrials
0.02 ZHONGTIAN URBAN DEVELOPMEN-A 000540 CS SHEX 1.7332 4.87 6000 29220 Real Estate
0.01 ZTE CORP-A 000063 CS SHEX 18.7765 21.917 900 19725.3 Information Technology
0.01 HENGKANG MEDICAL GROUP CO -A 002219 CS SHEX 13.5136 11.71 1500 17565 Health Care
0.01 HAINAN AIRLINES CO-A 600221 CG SHAX 3.82474 3.232 5300 17129.6 Industrials
0.01 HAINAN HAIYAO CO LTD-A 000566 CS SHEX 14.2803 12.89 1000 12890 Health Care
0.01 SHANXI TAIGANG STAINLESS-A 000825 CS SHEX 4.27534 6 1800 10800 Materials
0.01 TONGHUA GOLDEN-HORSE PHARM-A 000766 CS SHEX 21.3314 13.6 700 9520 Health Care
0.01 SHENZHEN FEIMA INTERNATION-A 002210 CS SHEX 0 12.33 696 8581.68 Industrials
0.00 SHANDONG IRON AND STEEL CO-A 600022 CG SHAX 1.13406 2.02 3500 7070 Materials
0.00 CHINA CAMC ENGINEERING CO -A 002051 CS SHEX 15.8137 15.27 408 6230.16 Industrials
0.00 CHINA MEDIA GROUP-A 000793 CS SHEX 11.0843 8.4 700 5880 Consumer Discretionary
0.00 HONGDA XINGYE CO LTD-A 002002 CS SHEX 7.04157 6.23 718 4473.14 Materials
0.00 TIANJIN TIANHAI INVESTMENT-A 600751 CG SHAX 9.19736 6.49 300 1947 Information Technology

    > Click here to view Full Holdings Details in Excel
    As of 14 Jun, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    2016-12-16 2016-12-19 2016-12-29 RMB 0.17 per share RMB 0.00 RMB 0.17
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Product Key Facts
    Monthly Newsletter
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    ANNOUNCEMENT - CHANGE OF STOCK SHORT NAME
    AUDITED ACCOUNTS
    Announcement - Change of Underlying Index and Name of Sub-Fund
    Semi Annual Unaudited Accounts
    UPDATE OF ONGOING CHARGES FIGURE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Clarification Announcement
    Distribution Annoucement
    Changes to trust deed
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index. An ETF using a full replication strategy generally aims to invest in all constituent stocks/assets in substantially the same weightings as its benchmark.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.