CSOP Huatai-PineBridge CSI Photovoltaic Industry ETF
(HKD Counter Stock Code: 3134)

IMPORTANT INFORMATION about the CSOP Huatai-PineBridge CSI Photovoltaic Industry ETF

IMPORTANT: Investment involves risks. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to the Prospectus and the Product Key Facts Statement for further details, including product features and risk factors. Investors should not base on this website alone to make investment decisions.

The CSOP Huatai-PineBridge CSI Photovoltaic Industry ETF (the “Sub-Fund”) is a sub-fund of the CSOP ETF Series OFC (“Company”), which is a public umbrella open-ended fund company established under Hong Kong law with variable capital with limited liability and segregated liability between sub-funds. The Sub-Fund is a feeder fund and a passively managed index tracking exchange traded fund (“ETF”) authorised under Chapters 7 and 8.6 of the Code on Unit Trusts and Mutual Funds. The shares of the Sub-Fund (the “Shares”) are traded on the Stock Exchange of Hong Kong Limited (the “SEHK”) like stocks.

The Sub-Fund is a feeder ETF that invests at least 90% of its NAV in the Huatai-PineBridge CSI Photovoltaic Industry ETF (the “Master ETF”), which is listed on the Shanghai Stock Exchange (“SSE”) of the People’s Republic of China (“PRC”), through the Renminbi Qualified Foreign Institutional Investor (“RQFII”) status of the Manager.

The Master ETF is authorised by the SFC for the sole purpose of being master fund of the Sub-Fund and will not be directly offered to the public in Hong Kong. SFC authorisation is not a recommendation or endorsement of a product, nor does it guarantee the commercial merits of a product or its performance. It does not mean the product is suitable for all investors nor is it an endorsement of its suitability for any particular investor or class of investors.

The Sub-Fund and the Master ETF are not principal guaranteed and your investments may suffer losses. There is no assurance that the Sub-Fund and the Master ETF will achieve their respective investment objectives.
Both the Sub-Fund and the Master ETF are passively managed and neither the Manager nor the MF Manager will have the discretion to adapt to market changes due to the inherent nature of the Sub-Fund and the Master ETF. Falls in the value of the CSI Photovoltaic Industry Index (the “Index”) and the Master ETF may result in a corresponding fall in the value of the Sub-Fund.
The Sub-Fund invests substantially in the Master ETF, and may therefore be subject to the risks associated with the Master ETF. The performance of the Sub-Fund depends on the price of the Master ETF. The ability of the Sub-Fund to meet its investment objective is also largely dependent on the Master ETF.
The performance of the Sub-Fund may deviate from the performance of the Master ETF due to the Sub-Fund’s holdings in investments other than the Master ETF, as well as the Sub-Fund’s fees and expenses. While the Sub-Fund seeks to minimise the tracking difference / tracking error arising from the Master ETF, there is no guarantee that the Sub-Fund may achieve such objective via investments other than investment in the Master ETF, due to various factors (e.g. timing differences / delays in adjusting the Sub-Fund’s investments).
Past performance of the Master ETF is not necessarily a guide to future performance of the Master ETF or the Sub-Fund.
The Sub-Fund does not have control of the investments of the Master ETF and there is no assurance that the investment objective and strategy of the Master ETF will be successfully achieved which may have a negative impact to the Net Asset Value of the Sub-Fund. Shareholders also do not have any direct interest in the units of the Master ETF and will not be able to exercise any voting right in respect of the Master ETF.
There may be additional costs involved when investing into the Master ETF. By investing in the Master ETF, the Sub-Fund will bear a proportion of the fees and charges of the Master ETF. Such fees and charges of the Master ETF will be deducted from the Net Asset Value of the Master ETF and reflected in the Net Asset Value per unit of the Master ETF.
There is also no guarantee that the Master ETF will always have high trading volume and sufficient liquidity and the Sub-Fund may not be able to realise or liquidate its investment in the Master ETF at such time as it wants to.
There is no assurance that the liquidity of the Master ETF will always be sufficient to meet realisation requests. Further, there could be trading suspension of the Master ETF in the secondary market in mainland China and these factors may have an adverse impact on the Sub-Fund and its Shareholders.
The Sub-Fund’s ability to make the relevant investments or to fully implement or pursue its investment objective and strategy is subject to the applicable laws, rules and regulations (including restrictions on investments and repatriation of principal and profits) in the PRC, which are subject to change and may have retrospective effect.
The Sub-Fund may suffer substantial losses if the approval of the RQFII is being revoked/terminated or otherwise invalidated as the Sub-Fund may be prohibited from trading of relevant securities and repatriation of the Sub-Fund’s monies, or if any of the key operators or parties (including RQFII custodian/brokers) is bankrupt/in default and/or is disqualified from performing its obligations (including execution or settlement of any transaction or transfer of monies or securities.
RMB is currently not a freely convertible currency as it is subject to foreign exchange controls and restrictions. Non-RMB based investors are exposed to foreign exchange risk and the value of RMB against the investors’ base currency (e.g. HKD) may depreciate. Any depreciation of RMB could adversely affect the value of investor’s investment in the Sub-Fund.
Although offshore RMB (CNH) and onshore RMB (CNY) are the same currency, they trade at different rates. Any divergence between CNH and CNY may adversely impact investors.
Under exceptional circumstances, payment of redemptions and/or dividend payment in RMB may be delayed due to the exchange controls and restrictions applicable to RMB.
There are risks and uncertainties associated with the current PRC tax laws, regulations and practice in respect of capital gains realised via RQFII (which may have retrospective effect). Any increased tax liabilities on the Sub-Fund may adversely affect the Sub-Fund’s value.
Based on professional and independent tax advice, the Sub-Fund does not make any withholding income tax provision on the gross unrealised and realised capital gains derived from trading of A-Shares and A-Share ETFs in the PRC.
As the SSE may be open when Shares in the Sub-Fund are not priced, the value of the securities in the Sub-Fund’s portfolio (such as the units of the Master ETF) may change on days when investors will not be able to purchase or sell the Sub-Fund’s Shares. Differences in trading hours between the SSE and the SEHK may also increase the level of premium or discount of the Share price to its NAV.
While A-Shares and A-Share ETFs are subject to trading bands which restrict increases and decreases in the trading price, Shares of the Sub-Fund listed on the SEHK are not. This difference may also increase the level of premium or discount of the Share price to its NAV.
Although the Manager will use its best endeavours to put in place arrangements so that at least one market maker will maintain a market for the Shares and that at least one market maker gives not less than 3 months’ notice prior to terminating market making arrangement under the relevant market maker agreement, liquidity in the market for the Shares may be adversely affected if there is no or only one market maker for the Shares. There is also no guarantee that any market making activity will be effective.
The trading price of the Shares on the SEHK is driven by market factors such as the demand and supply of the Shares. Therefore, the Shares may trade at a substantial premium or discount to the Sub-Fund’s NAV.
As investors will pay certain charges (e.g. trading fees and brokerage fees) to buy or sell Shares on the SEHK, investors may pay more than the NAV per Share when buying Shares on the SEHK, and may receive less than the NAV per Share when selling Shares on the SEHK.
The Sub-Fund may be terminated early under certain circumstances, for example, where the Index is no longer available for benchmarking or if the size of the Sub-Fund falls below USD10,000,000 (or its equivalent in the Sub-Fund’s base currency). The Sub-Fund may also be terminated if the Master ETF is terminated, or if the Master ETF may otherwise no longer be invested by the Sub-Fund (for example, if the Master ETF is no longer authorised by the SFC), if the Manager is unable to identify or agree with another master fund that tracks the Index or a suitable replacement index acceptable to the SFC. There is also risk that the unitholders of the Master ETF, including the Sub-Fund, cannot continue to trade on the secondary market due to the early termination of listing of the Master ETF as a result of resolution passed at unitholders’ meeting of the Master ETF. Investors may not be able to recover their investments and suffer a loss when the Sub-Fund is terminated.
Investors should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss and incur foreign exchange associated fees and charges to receive their dividend. In the event the relevant Shareholder has no RMB account, the Shareholder may have to bear the fees and charges associated with the conversion of such dividend from RMB into HKD or any other currency.
Payment of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. Any such distributions involving payment of dividends out of capital or effectively out of capital of the Sub-Fund may result in an immediate reduction of the NAV per Share of the Sub-Fund.
In the event of any default or bankruptcy of the PRC Custodian (directly or through its delegate) or the brokers appointed by the RQFII Holder in the PRC (“PRC Brokers”), the Sub-Fund may encounter delays in recovering its assets and may be adversely affected in the execution of any transaction. As a result, the Net Asset Value of the Sub-Fund may also be adversely affected.
Given the Sub-Fund invests substantially in the Master ETF as a feeder fund, the Sub-Fund may also be subject to the risks associated with the Master ETF’s investments.
Companies related to the photovoltaic industry or photovoltaic industrial chain may be subject to significant volatility in growth rates due to rapidly changing market conditions and/or participants, more advanced or new technologies, new competing products and/or enhancements in existing products. The photovoltaic industry is heavily dependent on patents and intellectual property rights and/or licences. The profitability of companies related to the photovoltaic industry may be adversely impacted by the loss or impairment of these intellectual property assets.
Such companies may also be subject to unpredictable changes in competition. There is no assurance that products or services offered by the issuers of the constituents of the Index will not be rendered obsolete or be adversely affected by competing products, or that such companies will not be adversely affected by other challenges, such as instability, fluctuation, or an overall decline within the photovoltaic industry.
Companies related to the photovoltaic industry may also be affected by regulatory risks, government intervention and political risks.
Mainland China is considered as an emerging market and investing in mainland China market may be subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
The concentration of the Sub-Fund and the Master ETF’s investments in a single geographical location (i.e. mainland China) and sector (i.e. photovoltaic industry) may subject it to greater volatility than portfolios which comprise broad-based global investments.
The Index may substantially consist of China A-shares outside the largest 100 China A-shares ranked by market capitalisation, which may be considered small/medium-capitalisation companies (including companies of which securities are listed on the STAR Board and/or the ChiNext market). The shares of small/medium-capitalisation companies may have lower liquidity and their prices are more volatile to adverse economic developments than those of larger capitalisation companies in general, and securities listed on the STAR Board and/or the ChiNext market may be subject to additional risks associated with such listings.
The Index may consist of securities listed on the STAR Board and/or the ChiNext market, and the Master ETF and the Sub-Fund may as such be subject to risks associated with such listings. Investments in the ChiNext market and/or STAR Board may result in significant losses for the Master ETF, the Sub-Fund and the Sub-Fund’s investors.
Higher fluctuation on stock prices and liquidity risk – Listed companies on the ChiNext market and/or STAR Board are usually of emerging nature with smaller operating scale. In particular, listed companies on ChiNext market and STAR Board are subject to wider price fluctuation limits, and due to higher entry thresholds for investors may have limited liquidity, compared to other boards. Hence, companies listed on these boards are subject to higher fluctuation in stock prices and liquidity risks and have higher risks and turnover ratios than companies listed on the main board.
Over-valuation risk – Stocks (including small and medium-sized enterprises) listed on ChiNext and/or STAR Board may be overvalued and such exceptionally high valuation may not be sustainable. Stock price may be more susceptible to manipulation due to fewer circulating shares.
Differences in regulation – The rules and regulations regarding companies listed on the ChiNext market and STAR Board are less stringent in terms of profitability and share capital than those on the main board.
Delisting risk – It may be more common and faster for companies listed on the ChiNext market and/or STAR Board to delist. The ChiNext market and the STAR Board have stricter criteria for delisting compared to other boards. This may have an adverse impact on the Master ETF (and thus the Sub-Fund) if the companies that it invests in are delisted.
Concentration risk – STAR Board is a newly established board and may have a limited number of listed companies during the initial stage. Investments in STAR Board may be concentrated in a small number of stocks and subject the fund to higher concentration risk.
The Master ETF may invest in FDIs for hedging purpose. Risks associated with FDIs include counterparty/credit risk, liquidity risk, valuation risk, volatility risk and over-the-counter transaction risk. FDIs are susceptible to price fluctuations and higher volatility, and may have large bid and offer spreads and no active secondary markets. The leverage element/component of an FDI can result in a loss significantly greater than the amount invested in the FDI by the Master ETF. Exposure to FDIs may lead to a high risk of significant loss by the Master ETF (and thus the Sub-Fund).
The Sub-Fund may be subject to tracking error risk, which is the risk that its performance may not track that of the Index exactly. This tracking error may result from the investment strategy used, and fees and expenses of the Sub-Fund and the Master ETF. The Manager will monitor and seek to manage such risk in minimising tracking error. There can be no assurance of exact or identical replication at any time of the performance of the Index.

Please note that the above listed investment risks are not exhaustive and investors should read the Prospectus and the Product Key Facts Statement in detail before making any investment decision.

Investment Objective and Investment Strategy

The investment objective of the CSOP Huatai-PineBridge CSI Photovoltaic Industry ETF (the “Sub-Fund”) is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Index, namely, CSI Photovoltaic Industry Index (the “Index”).
The Sub-Fund is a feeder fund which in seeking to achieve its investment objective, will invest at least 90% of its NAV in the Huatai-PineBridge CSI Photovoltaic Industry ETF (the “Master ETF”)# via the RQFII status granted to the Manager. Investment in units of the Master ETF by the Sub-Fund will be made via the secondary market (i.e. through the SSE). *

* Please refer to the section “Investment Strategy” of Prospectus for an explanation on the strategy.

# The manager of the Master ETF is Huatai-PineBridge Fund Management Co., Ltd. (the “MF Manager”). For more details of the MF Manager, please refer to its company website https://www.huatai-pb.com/index.html (in Chinese only)
This website has not been reviewed by the Securities and Futures Commission and may contain information of funds not authorized by the Securities and Futures Commission.

Product Features

The first ETF launched under the SSE-HKEX ETF cross-listing scheme
Tracking the CSI Photovoltaic Industry Index to capture the growth potential of China’s photovoltaic development
Comprehensively investing in most representative photovoltaic-related leaders in China
Key product of CSOP thematic ETFs to draw the blueprints of future investment

Intra-day Estimated NAV 1 & Market Price 2

Market Information 3, 4

  Date Last Change Change (%)
NAV per Share in RMB (official) - - - -
NAV per Share in HKD (for reference only) ** - - - -
Closing Price in HKD - - - -

** Exchange Rate of Renminbi (CNH) to Hong Kong Dollar is provided by Thomson Reuters.

Fund Information

SEHK Listing Date 1 June 2021
Financial Year 31 December
Asset Class Equity
Domicile Hong Kong
Total NAV (RMB) -
Outstanding Shares -
Management Fee ^ 0.99% per annum
Ongoing Charges Over A Year # Estimated to be 1.8%
Base Currency Renminbi (RMB)

^ Include custodian fee and administration fee. Please note that some fees may be increased up to a permitted maximum amount by providing one month’s prior notice to Shareholders. Please refer to the section headed “Fees and Charges” in Part 1 of the Prospectus for further details of the fees and charges payable and the permitted maximum of such fees allowed as well as other ongoing expenses that may be borne by the Sub-Fund.

# As the Sub-Fund is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges over a 12-month period, expressed as a percentage of the estimated average NAV over the same period. It may be different upon actual operation of the Sub-Fund and may vary from year to year. For the first 12-month period from the launch of the Sub-Fund, the ongoing charges figure is capped at 1.8% of the average NAV of the Sub-Fund. Any ongoing expenses exceeding 1.8% of the average NAV of the Sub-Fund during this period will be borne by the Manager and will not be charged to the Sub-Fund.

Underlying Index Information

Underlying Index CSI Photovoltaic Industry Index
Index Provider China Securities Index Co. Ltd.
Currency RMB
Benchmark Level Type Price Return Index
Bloomberg Ticker SH931151
Reuters Code CSI931151

Trading Information

  HKD Traded Unit
Exchange Hong Kong Stock Exchange – Main Board
Date of Listing / Dealing 1 June 2021
Primary Exchange Time Zone GMT+8
Exchange Ticker 3134
Bloomberg Ticker 3134 HK
ISIN HK0000736774
Trading Board Lot 100 Shares
Trading Currency HKD

Participating Dealers 5

Citigroup Global Markets Asia LimitedHaitong International Securities Company Limited
Mirae Asset Securities (HK) LimitedChina International Capital Corporation Hong Kong Securities Limited
Huatai Financial Holdings (Hong Kong) LimitedValuable Capital Limited
The Hongkong and Shanghai Banking Corporation LimitedSG Securities (HK) Limited
BNP Paribas Securities Services
  • The near real time indicative NAV per Share in HKD (updated every 15 seconds during SEHK trading hours) is indicative and for reference purposes only. The near real-time indicative NAV per Share in HKD uses a real-time HKD:CNH foreign exchange rate – it is calculated using the near real-time indicative NAV per Share in RMB multiplied by a real-time HKD:CNH foreign exchange rate provided by ICE Data Indices when the SEHK is opened for trading. Since the indicative NAV per Share in RMB will not be updated when the underlying A-Shares market is closed, any change in the indicative NAV per Share in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
  • Market prices are provided on a 15-minute delayed basis by ICE.
  • Change of the closing price in HKD indicates change of closing price since previous SEHK trading day. (Source: Bloomberg)
  • The last NAV per Share in HKD is indicative and for reference purpose only. The last NAV per Share in HKD is calculated using the last NAV per Share in RMB multiplied by an assumed foreign exchange rate using the CNH exchange rate quoted by Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. The official last NAV per Share in RMB and the indicative last NAV per Share in HKD will not be updated when the underlying A-Shares market is closed.
  • Additional Participating Dealer(s) will be appointed from time to time.
  • Please refer to HKEX website for the most updated information. Additional Market Maker(s) will be appointed from time to time.

Performance

  1 Month 3 Month 6 Month Year to date Since Inception#
CSOP Huatai-PineBridge CSI Photovoltaic Industry ETF*
CSI Photovoltaic Industry Index**

* Where no figure is shown there was insufficient data available.

** Performance of Index is based on price return.

# Cumulative performance is calculated since the inception date on 31 May 2021.

Accumulative performance of the Sub-Fund will be presented only after 6 months from its launch.

All dollar amounts are in RMB and all dates are in GMT+8 Time, unless otherwise specified.

Performance is calculated on NAV to NAV basis in RMB without dividend reinvested, taking into account ongoing charges and excluding your trading costs on SEHK.

Past performance information is not indicative of future performance. Investors may not get back the full amount invested.

These figures show by how much the Sub-Fund increased or decreased in value during the period being shown.

Tracking Difference/ Error

Tracking Difference (TD)

Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error
As of 31 August, 2021
Fund Listing Date: 1 June, 2021
Estimated Annual TD: -2.00%
Rolling 1-Year TD: N/A
Since Inception: -0.47%
As of 31 August, 2021
Fund Listing Date: 1 June, 2021
No TE data will be displayed during the first year of listing

Graph for Tracking Difference

Sub-Fund’s performance is calculated on an NAV to NAV basis without any reinvestment of distributions

Holdings

Total Net Asset Value (in RMB) Market Value of Master ETF Held
(in RMB)
% of Master ETF
167,184,166.00 167,383,678.20 100.12

As of 24 Sep, 2021

Holdings Breakdown

* Investors should refer to the Prospectus and the Product Key Facts Statement for further details

As of 24 Sep, 2021

Index All Holdings *

Please visit http://www.csindex.com.cn/en/indices/index-detail/931151 for more details.

* The information of Index All Holdings are for reference only. The holdings may vary from the actual holdings of the Master ETF.

All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

Total allocation percentages shown in “Holdings Breakdown” graph may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the graph shown.

Important information about payment of dividend out of capital or effectively out of capital

The Manager may, at its discretion, pay distributions out of capital. The Manager may also, at its discretion, pay distributions out of gross income while all or part of the fees and expenses of the Sub-Fund are charged to/paid out of the capital of the Sub-Fund, resulting in an increase in distributable income for the payment of distributions by the Sub-Fund and therefore, the Sub-Fund may effectively pay distributions out of capital.
Investors should note that payments of distributions out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. Any distributions involving payment out of or effectively out of the Sub-Fund’s capital may result in an immediate reduction in the Net Asset Value per Share and will reduce any capital appreciation for the Shareholders.

Distribution History

Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out of Net Distributable Income* for the month Dividend Paid Out of Capital

*“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.

The data in “dividend paid out of net distributable income” and “dividend paid of out of capital” are just for reference only. Please kindly refer to the official dividends information in the dividend per share column.

Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the Sub-Fund for further details including the risk factors.

All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

Disclaimer:

This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the Sub-Fund's NAV per Share may rise as well as fall. Persons interested in investing in the Sub-Fund should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

This website is prepared by CSOP and has not been reviewed by the Securities and Futures Commission.


Index Provider Disclaimer:

The CSI Photovoltaic Industry Index (the “Index”) is compiled and calculated by China Securities Index Co., Ltd. (“CSI”). All copyright in the Index values and constituent list vest in CSI. CSI will apply all necessary means to ensure the accuracy of the Index. However, CSI does not guarantee its instantaneity, completeness or accuracy, nor shall it be liable (whether in negligence or otherwise) to any person for any error in the Index or under any obligation to advise any person of any error therein.


Data Provider Disclaimer:

IOPV calculations and delayed market data as shown on CSOP website (the “data”) provided by ICE Data Indices, see ICE Terms of Use, and is updated during HK Exchange trading hours. Powered by Factset. IOPV is indicative and for reference purposes only. The Sub-Fund is not sponsored, endorsed, sold or marketed by ICE Data Indices, LLC, its affiliates (“ICE Data”) and ICE Data or its respective third party suppliers make no express or implied warranties, and hereby expressly disclaim all warranties of merchantability or fitness for a particular purpose with respect to the iNAV, IOPV, fund or any fund data included therein. In no event shall ICE Data have any liability for any special, punitive, direct, indirect, or consequential damages (including lost profits), even if notified of the possibility of such damages. You acknowledge that the data is provided for information only and should not be relied upon for any purpose. HKEX Information Services Limited, its holding companies and/or any subsidiaries of such holding companies endeavour to ensure the accuracy and reliability of the information provided but do not guarantee its accuracy or reliability and accept no liability (whether in tort or contract or otherwise) for any loss or damage arising from any inaccuracies or omissions.

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This is the website of CSOP Asset Management Limited ("CSOP"). We understand that our customers and website visitors are concerned about the privacy of information. We have established policies and procedures concerning the collection, use and security of your information that will help protect your privacy. This policy statement provides information on the obligations and policies of CSOP under the Personal Data (Privacy) Ordinance (the "Ordinance").

OUR CORPORATE POLICY

CSOP recognize the importance of personal data to our business and the importance of respecting the privacy rights of our clients. Therefore, we are committed to ensuring compliance with the requirements of the Ordinance. Each employee of CSOP must abide by our commitment to privacy in the handling of personal information. To further enhance confidentiality and security of all personal data, only authorized staff will be allowed to have access to the personal information collected. It is restricted to those persons who have a business need to access personal information in order to perform their job duties.

The purpose of this Statement is to establish the policies and practices of CSOP's commitment to protect the privacy of personal data and to inform you about our responsibilities and your rights under the Ordinance.

Types of Personal Data Held

There are two broad categories of personal data held by us. They are personal data relating to clients and employees of CSOP.

Personal data held by us regarding clients may include the following:-

Personal data relating to employment held by us may include the following:-

Main Purposes of keeping Personal Data

The purposes for which personal data relating to clients may be used are as follows:-

The purposes for which personal data relating to employees may be used are as follows:-

Transfer of Personal Data

Personal data held by CSOP relating to clients will be kept confidential but may be transferred to the following parties (whether within or outside the Hong Kong Special Administrative Region) for any of the purposes stated above:-

Accuracy of Personal Data

CSOP strive at all times to ensure accuracy of all personal data collected and processed by us. In order to assist us to deliver on this pledge, please inform us immediately in the event that your personal information has been changed or you discovered that your personal information held by us is incorrect.

Your Rights

It is not a statutory requirement for you to provide personal data to us. However, we will not be able to provide you with the services and products you may require unless you provide us with the necessary personal data or information.

You have a right (i) to be informed whether we hold any of your personal data; (ii) to be supplied with a copy of your personal data we hold; and (iii) to request correction of your personal data we hold. If you wish to access to and/or to correct any of your personal data held by us, please send your written request to the address set out below. We may, subject to the Ordinance, impose a reasonable fee for complying with a data access request.

If you do not wish your personal data to be used for direct marketing purposes, you may notify us in writing to the following address:-

Head of Legal & Compliance

CSOP Asset Management Limited,
2801-2802 Two Exchange Square
8 Connaught Place, Central
Hong Kong

Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes.

Disclaimer

CSOP Asset Management Limited ("CSOP") is a regulated institution in Hong Kong by the Securities and Futures Commission (“SFC”). This website contains information about CSOP and the services and products offered by CSOP. The information provided on the CSOP website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country that would subject CSOP or its affiliates to any registration requirement within such jurisdiction or country. Non-Hong Kong investors are responsible for observing all applicable laws and regulations of their relevant jurisdictions before proceeding to access the information contained herein. By proceeding, you are representing that you have understood and accepted the restrictions set out in this section.

The website is prepared by CSOP and has not been reviewed by the SFC. You are advised to exercise caution and if you are in any doubt about any of the contents of the website, you should obtain independent financial and professional advice. Private Investors are advised to consult with their financial advisors, banks, or other professional advisors. Nothing herein should be construed as investment advice nor as comment on the suitability of any investment or investment service. Prospective investors should take advice from their own professional advisors before making any investment decision.

The information contained in this website is provided for reference only and does not constitute any investment advice. Past performance is not an indicative of future performance. Investment involves risk and investors may not get back the amount originally invested. Please read the relevant offering document carefully, in particular fund features and the risks involved in investing in the fund.

Nothing on this website constitutes a solicitation, invitation, recommendation or offer to purchase a product offered by CSOP or any CSOP funds or as the basis for any investment decision.

This site may include forward-looking statements which are based on CSOP's current opinions, expectations and projections. CSOP undertake no obligation to update or revise any forward-looking statements. Actual results could differ materially from those anticipated in the forward-looking statements.

If you have accessed this site using a link from another site, CSOP do not accept any liability or responsibility for the accuracy of information contained within the sites of other providers who have links to any pages of this site.

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