z CSOP

CSOP China CSI 300 Smart ETF
(RMB Counter Stock Code: 83129 , HKD Counter Stock Code:3129 )

  • Overview
  • Performance
  • Tracking Difference / Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP China CSI 300 Smart ETF (the "ETF")

IMPORTANT:Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP China CSI 300 Smart ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of CSI 300 Smart Index (“Underlying Index”).
  • The Underlying Index tracks the overall performance of CSI 300 Index constituent companies and returns from share class switches, i.e. switching between share classes (namely A-Shares and H-Shares) based on their relative prices.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy1
  • The investment objective of the Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, CSI 300 Smart Index (the “Underlying Index”).

  • The Fund is a physical ETF and invests primarily in China A-Shares securities on the stock exchanges of the People’s Republic of China through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota of the Manager.
  • In seeking to achieve the investment objective, the Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of NAV of the Fund in the securities included in the Underlying Index (“Index Securities”). The Fund may or may not hold all of the securities in the Underlying Index. The Fund may also invest in money market instruments, cash and cash equivalents.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 22 Aug, 2017 13.058 0.067 0.51
NAV per Unit in HKD**6 (for reference only) 22 Aug, 2017 15.3386 0.128 0.84
Closing Price for RMB Traded Unit 22 Aug, 2017 12.76 0.06 0.47
Closing Price for HKD Traded Unit 22 Aug, 2017 15.02 0.12 0.81
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 quoted by Reuters: 1.1746525

Fund information
Financial Year December 31
Asset Class Equity
Total NAV* 13,058,048.08
Outstanding Units* 1,000,000
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year Estimated 0.95% per annum.
Dividend Policy Annually at Manager’s discretion(in December) having regard to the Fund’s net income after fees and costs**.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee HSBC Institutional Trust Services (Asia) Limited
** The Manager may at its discretion, pay dividend out of or effectively pay divided out of capital.

* As of 22 Aug, 2017
Underlying Index Information7
Underlying Index CSI 300 Smart Index
Index Provider China Securities Index Co.Ltd (CSI)
Base Currency RMB
Benchmark Index Type Total Return Index
Underlying Securities The constituent companies of the Underlying Index and their weights are the same as the CSI 300 Index. The Underlying Index includes either the A-shares or the H-shares of the company depending on their relative prices.
Rebalancing frequency Monthly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 23 Oct 2015 23 Oct 2015
Exchange Ticker 3129 83129
ISIN HK0000268323 HK0000268315
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited Nomura International (Hong Kong) Limited
Goldman Sachs (Asia) Securities Limited BNP Paribas Securities Services
Market Makers9
HKD RMB
KGI Securities (Hong Kong) Limited KGI Securities (Hong Kong) Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP China CSI 300 Smart ETF (83129)* 4.07% 8.73% 16.36% - 1.86%
CSI 300 Smart Index** 4.73% 11.10% 20.17% - 8.15%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is CSI 300 Smart Index (Bloomberg Ticker: CSIH0667 Index), which is a total return index.
# Calculated since the listing date of 23 Oct 2015.
As of 31 January 2017
2015 2016
CSOP China CSI 300 Smart ETF (83129) 2.21% -8.34%
CSI 300 Smart Index 2.15% -4.70%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 23 Oct 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 July 2017
Fund listing Date: 23 October 2015 Rolling 1-Year TD: -4.95% TD for calendar year 2016: -3.64%

As of 31 July 2017
Fund listing Date: 23 October 2015 Rolling 1-Year TE^: 0.99% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
13,058,048.08 262 99.03

As of 22 Aug, 2017
Top 10 Sectors
As of 22 Aug, 2017
All Holdings
Sort by Total records: 262
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost3 Market Price4 Shares Held Sector A/H share price difference
5.58 PING AN INSURANCE GROUP CO-A 601318 SHAX 34.4914 55.2 13200 Financials -
2.61 KWEICHOW MOUTAI CO LTD-A 600519 SHAX 316.68 487.22 700 Consumer Staples -
2.42 CHINA MERCHANTS BANK CO LTD 3968 HK HKG 20.5803 26.5 14000 Financials 1.15
2.01 INDUSTRIAL BANK CO LTD -A 601166 SHAX 16.4388 17.26 15200 Financials -
1.76 GREE ELECTRIC APPLIANCES I-A 000651 SHEX 26.4393 39.06 5900 Consumer Discretionary -
1.70 MINSHENG BANK 1988 HK HKG 7.90361 7.69 34000 Financials 1.25
1.70 MIDEA GROUP CO LTD-A 000333 SHEX 29.3855 40.45 5500 Consumer Discretionary -
1.54 CHINA UNITED NETWORK-A 600050 SHAX 5.16539 9.04 22300 Telecommunication Services -
1.44 BANK OF COMMUNICATIONS CO-H 3328 HK HKG 5.77656 5.66 39000 Financials 1.30
1.42 CHINA VANKE CO LTD-H 2202 HK HKG 15.9298 23.25 9400 Real Estate 1.17
1.40 CHINA STATE CONSTRUCTION -A 601668 SHAX 7.40622 10.02 18300 Industrials -
1.32 INNER MONGOLIA YILI INDUS-A 600887 SHAX 17.904 23.27 7400 Consumer Staples -
1.30 SHANGHAI PUDONG DEVEL BANK-A 600000 SHAX 10.6512 12.43 13680 Financials -
1.22 AGRICULTURAL BANK OF CHINA 1288 HK HKG 3.09269 3.61 52000 Financials 1.20
1.15 CHINA SHIPBUILDING INDUSTR-A 601989 SHAX 6.6101 6.21 24100 Industrials -
1.14 CITIC SECURITIES COMPANY LIMITED 6030 HK HKG 3.66234 15.94 11000 Financials 1.24
1.10 IND & COMM BK OF CHINA-H 1398 HK HKG 5.01229 5.62 30000 Financials 1.19
1.10 HANGZHOU HIKVISION DIGITAL-A 002415 SHEX 1.33919 31.3 4575 Information Technology -
1.07 HAITONG SECURITIES CO LTD-H 6837 HK HKG 13.6576 12.44 13200 Financials 1.38
1.05 CPIC (HOK LISTING) 2601 HK HKG 29.1561 36.65 4400 Financials 1.12
1.01 BANK OF BEIJING CO LTD -A 601169 SHAX 6.23325 7.44 17788 Financials -
0.99 WULIANGYE YIBIN CO LTD-A 000858 SHEX 24.0582 54.08 2400 Consumer Staples -
0.98 SAIC MOTOR CORP LTD-A 600104 SHAX 23.615 29.87 4300 Consumer Discretionary -
0.95 CHINA YANGTZE POWER CO LTD-A 600900 SHAX 13.3395 15.26 8100 Utilities -
0.86 PING AN BANK CO LTD-A 000001 SHEX 9.10237 10.65 10560 Financials -
0.85 BOE TECHNOLOGY GROUP CO LT-A 000725 SHEX 2.95765 3.86 28900 Information Technology -
0.85 CSR CORP LTD - H 1766 HK HKG 9.76807 6.87 19000 Industrials 1.70
0.84 GUOTAI JUNAN SECURITIES CO-H 2611 HK HKG 15.7841 16.56 7800 Financials 1.41
0.84 JIANGSU HENGRUI MEDICINE C-A 600276 SHAX 34.5345 54.23 2024 Health Care -
0.81 GD POWER DEVELOPMENT CO -A 600795 SHAX 3.1988 3.49 30300 Utilities -
0.71 BANK OF CHINA LTD-H 3988 HK HKG 3.66731 3.91 28000 Financials 1.20
0.68 POLY REAL ESTATE GROUP CO -A 600048 SHAX 9.09195 10.26 8600 Real Estate -
0.67 BAOSHAN IRON & STEEL CO-A 600019 SHAX 5.59084 8.22 10712 Materials -
0.61 BEIJING XINWEI TECHNOLOGY -A 600485 SHAX 16.9254 14.59 5500 Information Technology -
0.60 CHINA PETROLEUM & CHEMICAL-H 386 HK HKG 5.70074 5.72 16000 Energy 1.23
0.58 KANGMEI PHARMACEUTICAL CO-A 600518 SHAX 17.1024 20.91 3600 Health Care -
0.58 China Railway Group Ltd 390 HK HKG 7.07698 5.88 15000 Industrials 1.71
0.57 CHINA EVERBRIGHT BANK CO L-H 6818 HK HKG 3.80008 3.65 24000 Financials 1.32
0.57 HUAXIA BANK CO LTD-A 600015 SHAX 7.13427 9.33 7920 Financials -
0.56 LESHI INTERNET INFORMATION-A 300104 SHEX 48.5357 21.48 3400 Information Technology -
0.53 ZTE CORP-H 763 HK HKG 16.8419 19.32 4200 Information Technology 1.39
0.53 HUATAI SECURITIES CO LTD-H 6886 HK HKG 17.3648 15.54 5200 Financials 1.48
0.52 TIANJIN ZHONGHUAN SEMICOND-A 002129 SHEX 12.6638 8.24 8200 Information Technology -
0.51 IFLYTEK CO LTD - A 002230 SHEX 33.052 60.47 1100 Information Technology -
0.50 NEW CHINA LIFE INSURANCE COMPANY LTD 1336 HK HKG 34.8699 51.1 1500 Financials 1.38
0.49 DAQIN RAILWAY CO LTD -A 601006 SHAX 6.84281 8.94 7200 Industrials -
0.49 WANHUA CHEMICAL GROUP CO -A 600309 SHAX 9.6567 36.35 1760 Materials -
0.49 TSINGHUA TONGFANG CO LTD-A 600100 SHAX 17.2352 13.87 4600 Information Technology -
0.49 JIANGSU YANGHE BREWERY -A 002304 SHEX 61.5087 87.3 728 Consumer Staples -
0.49 China Railways Construction 1186 HK HKG 11.4144 9.94 7500 Industrials 1.45
0.48 YUNNAN BAIYAO GROUP CO LTD-A 000538 SHEX 67.8584 89 700 Health Care -
0.46 JIANGSU KANGDE XIN COMPOSI-A 002450 SHEX 13.9439 19.4 3089 Materials -
0.46 ANHUI CONCH CEMENT CO LTD-A 600585 SHAX 18.2004 23.81 2500 Materials -
0.45 GF SECURITIES CO LTD-H 1776 HK HKG 16.2017 15.56 4400 Financials 1.29
0.45 SANAN OPTOELECTRONICS CO L-A 600703 SHAX 13.0926 19.82 2940 Information Technology -
0.43 CHINA MERCHANTS SHEKOU INDUS 001979 SHEX 5.35997 19.16 2926 Real Estate -
0.43 SUNING COMMERCE GROUP CO -A 002024 SHEX 14.4007 12.15 4600 Consumer Discretionary -
0.42 Aluminum Corp of China Limited CMN 2600 HK HKG 2.85995 5.42 12000 Materials 1.58
0.42 DFZQ-H 3958 HK HKG 8.23694 7.6 8400 Financials 2.33
0.39 TIANQI LITHIUM INDUSTR IND-A 002466 SHEX 37.6701 64.37 800 Materials -
0.38 LUZHOU LAOJIAO CO LTD-A 000568 SHEX 22.3406 54.91 900 Consumer Staples -
0.38 QINGDAO HAIER CO LTD-A 600690 SHAX 10.1754 13.28 3700 Consumer Discretionary -
0.38 CHINA SHENHUA ENERGY CO-H 1088 HK HKG 14.2353 19.2 3000 Energy 1.18
0.37 China Northern Rare Earth -A 600111 SHAX 14.6881 18.13 2700 Materials -
0.37 ZIJIN MINING GROUP CO LTD-H 2899 HK HKG 2.34586 2.85 20000 Materials 1.55
0.37 BANK OF NINGBO CO LTD -A 002142 SHEX 0 15.41 3120 Financials -
0.36 BANK OF NANJING CO LTD -A 601009 SHAX 4.49655 7.7 6160 Financials -
0.36 AURORA OPTOELECTRONICS CO-A 600666 SHAX 17.6723 17.4 2720 Health Care -
0.36 CHINA FORTUNE LAND DEVELOP-A 600340 SHAX 32.5796 33.39 1400 Real Estate -
0.35 SHENZHEN O-FILM TECH CO-A 002456 SHEX 0 19.98 2300 Information Technology -
0.35 ZHEJIANG DAHUA TECHNOLOGY-A 002236 SHEX 9.73684 24.74 1850 Information Technology -
0.35 TBEA CO LTD-A 600089 SHAX 10.1092 9.86 4600 Industrials -
0.35 INDUSTRIAL SECURITIES CO-A 601377 SHAX 8.00527 7.82 5800 Financials -
0.35 CHINA CONSTRUCTION BANK-H 939 HK HKG 5.8461 6.62 8000 Financials 1.20
0.34 CHINA MERCHANTS SECURITIES-H 6099 HK HKG 12.0426 12.02 4400 Financials 1.74
0.34 SHANGHAI RAAS BLOOD PRODUC-A 002252 SHEX 3.71869 20.24 2220 Health Care -
0.34 POWER CONSTRUCTION CORP OF-A 601669 SHAX 6.19562 8.17 5500 Industrials -
0.34 INNER MONGOLIAN BAOTOU STE-A 600010 SHAX 0.830985 2.7 16580 Materials -
0.34 SHANGHAI INTERNATIONAL AIR-A 600009 SHAX 30.1477 37.25 1200 Industrials -
0.34 GOERTEK INC -A 002241 SHEX 0 20 2200 Information Technology -
0.33 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 14.112 19.21 2271 Industrials -
0.33 FOUNDER SECURITIES CO LTD-A 601901 SHAX 8.75074 8.65 5000 Financials -
0.33 CHINA NATIONAL NUCLEAR POW-A 601985 SHAX 6.69608 7.71 5600 Utilities -
0.33 SHENWAN HONGYUAN GROUP CO-A 000166 SHEX 6.73727 5.78 7425 Financials -
0.32 PETROCHINA COMPANY LIMITED 857 HK HKG 6.13823 4.86 10000 Energy 1.94
0.32 EAST MONEY INFORMATION CO-A 300059 SHEX 15.5425 13.53 3040 Information Technology -
0.31 BYD CO LTD 1211 HK HKG 46.1521 48.2 1000 Consumer Discretionary 1.17
0.31 CHINA LIFE INSURANCE CO-H 2628 HK HKG 27.6182 23.85 2000 Financials 1.38
0.31 HUAYU AUTOMOTIVE SYSTEMS -A 600741 SHAX 15.4879 21.23 1900 Consumer Discretionary -
0.31 FUYAO GROUP GLASS INDUSTR-A 600660 SHAX 13.042 23.68 1700 Consumer Discretionary -
0.31 CHINA SOUTHERN AIRLINES CO-H 1055 HK HKG 5.84471 5.86 8000 Industrials 1.67
0.31 SEARAINBOW HLDG CORP CO-A 000503 SHEX 29.2916 24.93 1600 Health Care -
0.31 GUOSEN SECURITIES CO LTD-A 002736 SHEX 17.1353 13.75 2900 Financials -
0.30 Weichai Power Co Ltd 2338 HK HKG 7.23655 7.78 6000 Industrials 1.04
0.30 CHINA SECURITY & FIRE-A 600654 SHAX 19.0273 13.48 2900 Information Technology -
0.29 SDIC POWER HOLDINGS CO LTD-A 600886 SHAX 9.47388 7.84 4900 Utilities -
0.29 SHANDONG DONG-E E-JIAO-A 000423 SHEX 46.0289 64.02 600 Health Care -
0.29 CHANGJIANG SECURITIES CO L-A 000783 SHEX 10.9724 9.54 4000 Financials -
0.29 SANY HEAVY INDUSTRY CO LTD-A 600031 SHAX 5.59508 8.29 4600 Industrials -
0.29 SHANGHAI FOSUN PHARMACEUTI-H 2196 HK HKG 25.2212 29.65 1500 Health Care 1.22
0.28 ZHENGZHOU YUTONG BUS CO -A 600066 SHAX 21.1118 21.52 1700 Industrials -
0.27 CHINA GEZHOUBA GROUP CO LT-A 600068 SHAX 11.2502 10.45 3400 Industrials -
0.27 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 22.2591 32.11 1100 Materials -
0.27 SHENZHEN OVERSEAS CHINESE-A 000069 SHEX 8.20269 8.8 4000 Consumer Discretionary -
0.27 CHINA COMMUNICATIONS CONST-H 1800 HK HKG 10.17 10.24 4000 Industrials 1.83
0.27 AECC AVIATION POWER CO-A 600893 SHAX 29.2365 29 1200 Industrials -
0.27 HANS LASER TECHNOLOGY IN-A 002008 SHEX 24.4509 34.64 1000 Industrials -
0.27 PACIFIC SECURITIES CO/THE-A 601099 SHAX 5.88134 4.12 8400 Financials -
0.26 CHINA COSCO HOLDINGS-H 1919 HK HKG 3.61907 5.07 8000 Industrials 1.83
0.26 SOOCHOW SECURITIES CO LTD-A 601555 SHAX 14.8821 11.83 2900 Financials -
0.26 EVERBRIGHT SECURITIES CO L-H 6178 HK HKG 12.4431 10.54 3800 Financials 1.66
0.26 GUANGZHOU PHARMACEUTICAL COMPANY LIMITED 874 HK HKG 21.9913 19.98 2000 Health Care 1.61
0.26 GREENLAND HOLDINGS CORP LT-A 600606 SHAX 9.32585 7.59 4400 Real Estate -
0.25 SHANGHAI ORIENTAL PEARL ME-A 600637 SHAX 24.41 20.75 1600 Consumer Discretionary -
0.25 CITIC GUOAN INFORMATION-A 000839 SHEX 1.57254 10.21 3250 Consumer Discretionary -
0.25 YONGHUI SUPERSTORES CO LTD-A 601933 SHAX 4.49408 7.03 4700 Consumer Staples -
0.25 METALLURGICAL CORP OF CHIN-H 1618 HK HKG 2.39451 2.57 15000 Industrials 2.30
0.25 TCL CORP-A 000100 SHEX 4.14739 3.59 9100 Consumer Discretionary -
0.25 SHANGHAI PHARMACEUTICALS - H 2607 HK HKG 17.8401 20.05 1900 Health Care 1.48
0.25 SUZHOU VICTORY PRECISION-A 002426 SHEX 9.68775 7.65 4200 Information Technology -
0.24 AVIC CAPITAL CO LTD -A 600705 SHAX 6.75393 5.9 5400 Financials -
0.24 CHONGQING CHANGAN AUTOMOB-A 000625 SHEX 16.2822 13.74 2300 Consumer Discretionary -
0.24 WESTERN SECURITIES CO LTD-A 002673 SHEX 17.9799 14.99 2084 Financials -
0.24 WANDA CINEMA LINE CO LTD-A 002739 SHEX 85.8471 52.04 600 Consumer Discretionary -
0.24 GEMDALE CORP-A 600383 SHAX 11.7741 11.56 2700 Real Estate -
0.24 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 17.4685 25.82 1200 Industrials -
0.24 DONGXU OPTOELECTRONIC TECH-A 000413 SHEX 8.88231 11.01 2800 Information Technology -
0.24 TASLY PHARMACEUTICAL GROUP-A 600535 SHAX 37.6542 38.35 800 Health Care -
0.23 JIANGSU ZHONGTIAN TECHNOLO-A 600522 SHAX 11.3603 11.33 2700 Industrials -
0.23 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 31.347 21.82 1400 Industrials -
0.23 AVIC AIRCRAFT CO LTD-A 000768 SHEX 24.674 19.06 1600 Industrials -
0.23 HUNDSUN TECHNOLOGIES INC-A 600570 SHAX 58.7914 49.68 600 Information Technology -
0.23 SINOLINK SECURITIES CO LTD-A 600109 SHAX 12.7874 11.46 2600 Financials -
0.23 LUXSHARE PRECISION INDUSTR-A 002475 SHEX 0 20.9 1425 Industrials -
0.23 ANXIN TRUST CO LTD-A 600816 SHAX 0 13.28 2240 Financials -
0.23 NARI TECHNOLOGY CO LTD-A 600406 SHAX 16.348 17.44 1700 Industrials -
0.23 CHINA INTERNATIONAL TRAVEL-A 601888 SHAX 0 29.59 1000 Consumer Discretionary -
0.23 SHANDONG GOLD MINING CO LT-A 600547 SHAX 30.9081 32.87 900 Materials -
0.23 NINGBO ZHOUSHAN PORT CO LT-A 601018 SHAX 6.67606 6.03 4900 Industrials -
0.22 SHAANXI COAL INDUSTRY CO L-A 601225 SHAX 5.07441 7.92 3700 Energy -
0.22 HUADONG MEDICINE CO LTD-A 000963 SHEX 0 48.3 600 Health Care -
0.22 ZHEJIANG LONGSHENG GROUP C-A 600352 SHAX 11.0841 10.7 2700 Materials -
0.22 XINJIANG GOLDWIND SCI&TEC-H 2208 HK HKG 0 8.65 3900 Industrials 2.06
0.22 China Eastern Airlines Corp 670 HK HKG 4.86433 4.2 8000 Industrials 1.94
0.22 BBMG CORPORATION-H 2009 HK HKG 3.96747 4.15 8000 Materials 2.03
0.22 GUOYUAN SECURITIES CO LTD-A 000728 SHEX 1.45875 13.41 2100 Financials -
0.21 LIAONING CHENG DA CO LTD-A 600739 SHAX 17.8562 18.26 1500 Consumer Discretionary -
0.21 SICHUAN CHUANTOU ENERGY CO-A 600674 SHAX 9.84894 9.77 2800 Utilities -
0.21 CHINA MERCHANTS ENERGY -A 601872 SHAX 7.3364 5.06 5400 Energy -
0.21 TONGFANG GUOXIN ELECTRONIC-A 002049 SHEX 33.5368 27.25 1000 Information Technology -
0.21 ZHEJIANG ZHENENG ELECTRIC-A 600023 SHAX 7.21011 5.45 5000 Utilities -
0.21 AISINO CORP-A 600271 SHAX 19.1574 19.37 1400 Information Technology -
0.20 HAINAN AIRLINES CO-A 600221 SHAX 3.23293 3.28 8100 Industrials -
0.20 HENAN SHUANGHUI INVESTMENT-A 000895 SHEX 18.6051 21.76 1200 Consumer Staples -
0.20 BEIJING ORIENT LANDSCAPE-A 002310 SHEX 13.663 18.46 1400 Industrials -
0.20 HUAWEN MEDIA INVESTMENT -A 000793 SHEX 11.2913 10.32 2500 Consumer Discretionary -
0.20 ZHONGTIAN URBAN DEVELOPMEN-A 000540 SHEX 8.88054 7.35 3500 Real Estate -
0.20 YOUNGOR GROUP CO-A 600177 SHAX 3.1319 10.12 2540 Real Estate -
0.20 DONGXING SECURITIES CO LT-A 601198 SHAX 18.1665 18.35 1400 Financials -
0.20 SHANGHAI INTERNATIONAL POR-A 600018 SHAX 6.2835 6.4 4000 Industrials -
0.19 HEBEI IRON & STEEL CO LTD-A 000709 SHEX 3.43592 4.74 5200 Materials -
0.19 DHC SOFTWARE CO LTD -A 002065 SHEX 0 10.2 2400 Information Technology -
0.19 ZOOMLION 1157 HK HKG 3.11003 3.88 7400 Industrials 1.44
0.18 SHENZHEN ZHONGJIN LINGNAN-A 000060 SHEX 11.9418 12.71 1900 Materials -
0.18 GUANGZHOU HAIGE COMMUNICAT-A 002465 SHEX 15.1886 11.48 2100 Information Technology -
0.18 SINOPEC SHANGHAI PETROCHEM-H 338 HK HKG 3.26914 4.71 6000 Materials 1.68
0.18 ZHONGJIN GOLD CORP-A 600489 SHAX 8.43637 11.09 2166 Materials -
0.18 TONGLING NONFERROUS METALS-A 000630 SHEX 3.42367 3.1 7700 Materials -
0.18 SHANGHAI ELECTRIC GRP CO L-H 2727 HK HKG 4.14375 3.5 8000 Industrials 2.64
0.18 SHANXI SECURITIES CO LTD-A 002500 SHEX 12.5995 11.53 2050 Financials -
0.18 RISESUN REAL ESTATE DEVEL-A 002146 SHEX 8.41494 10.71 2200 Real Estate -
0.18 ZHEJIANG CHINA COMMODITIES-A 600415 SHAX 9.09846 7.08 3300 Real Estate -
0.18 JILIN AODONG PHARMACEUTICA-A 000623 SHEX 0 22.11 1040 Health Care -
0.18 CHINA CSSC HOLDINGS LTD-A 600150 SHAX 39.1658 25.49 900 Industrials -
0.18 GUOXUAN HIGH TECH CO-A 002074 SHEX 31.8743 32.77 700 Industrials -
0.18 SHANGHAI TUNNEL ENGINEERIN-A 600820 SHAX 10.5796 10.4 2200 Industrials -
0.18 BEIJING TONGRENTANG CO-A 600085 SHAX 25.5349 32.64 700 Health Care -
0.17 XINHU ZHONGBAO CO LTD-A 600208 SHAX 4.86827 4.32 5200 Real Estate -
0.17 WINTIME ENERGY CO LTD-A 600157 SHAX 4.27388 3.68 6100 Energy -
0.17 DR PENG TELCOM & MEDIA GR-A 600804 SHAX 24.7621 17.27 1300 Telecommunication Services -
0.17 SHANGHAI LUJIAZUI FIN&TRAD-A 600663 SHAX 29.8582 24.3 920 Real Estate -
0.17 SEALAND SECURITIES CO LTD -A 000750 SHEX 6.69392 6.02 3600 Financials -
0.17 CHINA BAOAN GROUP-A 000009 SHEX 9.47643 8.49 2550 Industrials -
0.16 SUZHOU GOLD MANTIS CONSTR -A 002081 SHEX 9.25787 11 1950 Industrials -
0.16 GREAT WALL MOTOR COMPANY LTD 2333 HK HKG 8.93643 10.08 2500 Consumer Discretionary 1.54
0.16 CHINA CITIC BANK CORP LTD-H 998 HK HKG 5.05398 4.96 5000 Financials 1.50
0.16 SOUND ENVIRONMENTAL RESOUR-A 000826 SHEX 38.2234 34.73 600 Industrials -
0.16 SHANGHAI CONSTRUCTION GROU-A 600170 SHAX 3.34533 3.85 5391 Industrials -
0.16 FUTURE LAND HOLDINGS CO -A 601155 SHAX 12.141 17.19 1200 Real Estate -
0.16 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 0 11.41 1795 Information Technology -
0.16 BEIJING CAPITAL CO LTD-A 600008 SHAX 4.33544 6.82 3000 Utilities -
0.16 QINGHAI SALT LAKE INDUSTRY-A 000792 SHEX 0 11.27 1800 Materials -
0.16 China Molybdenum Co. Ltd. 3993 HK HKG 1.44733 3.97 6000 Materials 1.97
0.16 SOUTHWEST SECURITIES CO LT-A 600369 SHAX 8.43476 5.79 3500 Financials -
0.15 HUALAN BIOLOGICAL ENGINEER-A 002007 SHEX 28.3283 28.05 720 Health Care -
0.15 XCMG CONSTRUCTION MACHIN-A 000425 SHEX 4.4439 3.82 5200 Industrials -
0.15 CHINA GRAND AUTOMOTIVE SER-A 600297 SHAX 5.74148 7.44 2660 Consumer Discretionary -
0.15 NEW HOPE LIUHE CO LTD-A 000876 SHEX 8.43937 7.58 2600 Consumer Staples -
0.15 SHANXI XISHAN COAL & ELEC-A 000983 SHEX 9.94796 10.34 1900 Energy -
0.15 SHANGHAI 2345 NETWORK HOLD-A 002195 SHEX 0 8.45 2320 Information Technology -
0.15 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 14.8438 9.1 2095 Consumer Discretionary -
0.15 JIANGSU BROADCASTING CABLE-A 600959 SHAX 11.03 10.57 1800 Consumer Discretionary -
0.15 YONYOU SOFTWARE CO LTD-A 600588 SHAX 27.1479 21.07 900 Information Technology -
0.14 OURPALM CO LTD-A 300315 SHEX 13.1838 7.83 2400 Information Technology -
0.14 NEUSOFT CORP-A 600718 SHAX 16.8782 16.8 1100 Information Technology -
0.14 WANXIANG QIANCHAO CO LTD-A 000559 SHEX 13.4983 11 1640 Consumer Discretionary -
0.14 HEDY HOLDING CO LTD-A 002027 SHEX 4.60425 9.19 1960 Information Technology -
0.14 FINANCIAL STREET HOLDINGS-A 000402 SHEX 8.9704 11.9 1500 Real Estate -
0.14 INSPUR ELECTRONIC INFORMAT-A 000977 SHEX 19.5711 16.98 1040 Information Technology -
0.13 CHINESE UNIVERSE PUBLISHIN-A 600373 SHAX 24.0177 24.84 700 Consumer Discretionary -
0.13 NORTHEAST SECURITIES CO LT-A 000686 SHEX 12.9792 10.43 1660 Financials -
0.13 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 27.9629 19.22 900 Consumer Discretionary -
0.13 OFFSHORE OIL ENGINEERING-A 600583 SHAX 10.0473 6.35 2700 Energy -
0.13 CITIC HEAVY INDUSTRIES CO -A 601608 SHAX 7.03437 5.33 3200 Industrials -
0.13 CHINA HIGH-SPEED RAILWAY -A 000008 SHEX 9.87499 8.11 2100 Industrials -
0.13 GUANGHUI ENERGY CO LTD-A 600256 SHAX 7.04325 4.27 3900 Energy -
0.13 China Shipping Container Lines Co Ltd 2866 HK HKG 2.27427 1.92 10000 Industrials 2.50
0.12 FIBERHOME TELECOM TECH CO-A 600498 SHAX 26.1137 27.08 600 Information Technology -
0.12 MATERIAL INDUSTRY ZHONGDA -A 600704 SHAX 2.59115 7.27 2190 Consumer Discretionary -
0.12 SHANGHAI SMI HOLDING CO LT-A 600649 SHAX 19.6178 10.34 1539 Real Estate -
0.12 KINGENTA ECOLOGICAL ENGINE-A 002470 SHEX 7.76893 8.1 1900 Materials -
0.12 BEIJING DABEINONG TECHNOLO-A 002385 SHEX 7.08853 6.21 2450 Consumer Staples -
0.11 BOHAI LEASING CO LTD -A 000415 SHEX 8.52324 6.8 2200 Financials -
0.11 HUBEI BIOCAUSE PHARMACEUTI-A 000627 SHEX 8.24659 9.35 1600 Materials -
0.11 YOUZU INTERACTIVE CO LTD-A 002174 SHEX 27.2217 29.27 500 Information Technology -
0.11 GUANGSHEN RAILWAY COMPANY LIMITED 525 HK HKG 3.5715 4.29 4000 Industrials 1.44
0.11 ETERNAL ASIA SUPPLY CHAIN-A 002183 SHEX 13.1441 8.06 1800 Industrials -
0.11 BEIJING CAPITAL DEVELOPMEN-A 600376 SHAX 11.1106 11.11 1300 Real Estate -
0.11 HUNAN TV & BROADCAST INT-A 000917 SHEX 30.079 10.61 1300 Consumer Discretionary -
0.11 WONDERS INFORMATION CO LTD-A 300168 SHEX 23.0706 15.29 900 Information Technology -
0.10 AVIC HELICOPTER CO LTD-A 600038 SHAX 48.4146 45.18 300 Industrials -
0.10 MUYUAN FOODSTUFF CO LTD-A 002714 SHEX 24.9599 33.75 400 Consumer Staples -
0.10 HISENSE ELECTRIC CO LTD-A 600060 SHAX 15.7805 14.62 900 Consumer Discretionary -
0.10 CHINA SHIPBUILDING INDUSTR-A 600482 SHAX 33.726 26.12 500 Consumer Discretionary -
0.10 BEIJING GEHUA CATV NETWORK-A 600037 SHAX 14.7407 14.39 900 Consumer Discretionary -
0.10 SHANGHAI ELECTRIC POWER CO-A 600021 SHAX 14.9242 11.55 1100 Utilities -
0.10 COFCO TUNHE CO LTD-A 600737 SHAX 10.5812 9.69 1300 Consumer Staples -
0.10 YANZHOU COAL MINING CO LTD 1171 HK HKG 4.10021 7.31 2000 Energy 2.04
0.09 AIR CHINA LTD-H 753 HK HKG 6.83913 6.85 2000 Industrials 1.56
0.09 AVIC AERO-ENGINE CONTROLS-A 000738 SHEX 30.3616 19.28 600 Industrials -
0.09 JIANGSU PROTRULY VISION TE-A 600074 SHAX 14.9588 10.39 1100 Information Technology -
0.09 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 71.5572 56.73 200 Information Technology -
0.09 SUNSHINE CITY GROUP CO LTD-A 000671 SHEX 6.09487 5.6 2000 Real Estate -
0.09 GRG BANKING EQUIPMENT CO -A 002152 SHEX 0 8.27 1350 Information Technology -
0.09 JIANGXI COPPER INDUSTRY CO-H CMN 358 HK HKG 10.8976 13.08 1000 Materials 1.68
0.08 ZHEJIANG HUACE FILM & TV-A 300133 SHEX 14.3051 11.89 900 Consumer Discretionary -
0.08 GUANGDONG ALPHA ANIMATION-A 002292 SHEX 32.0595 15.03 700 Consumer Discretionary -
0.08 LEO GROUP CO LTD-A 002131 SHEX 4.86675 2.96 3500 Consumer Discretionary -
0.08 SUNING UNIVERSAL CO LTD-A 000718 SHEX 9.79783 5.68 1800 Real Estate -
0.08 SPRING AIRLINES CO LTD-A 601021 SHAX 61.9725 32.75 300 Industrials -
0.08 JINDUICHENG MOLYBDENUM CO -A 601958 SHAX 7.9204 8.93 1100 Materials -
0.07 ZHEJIANG CHINT ELECTRICS-A 601877 SHAX 22.6706 19.04 500 Industrials -
0.07 BEIJING SHIJI INFORMATION -A 002153 SHEX 14.1428 23.26 400 Information Technology -
0.07 YIZHENG CHEMICAL FIBRE COMPANY LTD 1033 HK HKG 1.42267 1.36 8000 Energy 2.76
0.07 FUJIAN SUNNER DEVELOPMENT-A 002299 SHEX 22.8624 18.48 500 Consumer Staples -
0.07 WASU MEDIA HOLDING CO LTD-A 000156 SHEX 21.1649 14.82 600 Consumer Discretionary -
0.07 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 13.5248 8.72 1000 Consumer Discretionary -
0.06 GUIZHOU BAILING GROUP PHAR-A 002424 SHEX 16.1512 16.93 500 Health Care -
0.06 CHINA NUCLEAR ENGINEERING -A 601611 SHAX 17.3257 13.03 600 Industrials -
0.05 DIGITAL CHINA INFORMATION -A 000555 SHEX 24.2594 16.73 400 Information Technology -
0.04 TSINGHUA UNISPLENDOUR CO-A 000938 SHEX 60.8486 56.91 100 Information Technology -
0.03 FIRST CAPITAL SECURITIES C-A 002797 SHEX 11.9631 11 400 Financials -

    > Click here to view Full Holdings Details in Excel
    As of 22 Aug, 2017

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    - - - - - -
    - - - - - -
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Monthly Newsletter
    Product Key Facts
    Prospectus
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    AUDITED ACCOUNTS
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Changes to trust deed
    Semi Annual Unaudited Accounts as at 30 June 2016
    Audited Accounts as at 31 December 2015
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    Audited Accounts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
    2. Intra-day Estimated NAV per unit Calculations are performed by Sumscope. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Sumscope when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 15 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Sumscope.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB (“CNH”) exchange rate quoted by Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A shares market is closed, the official last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.