z CSOP

CSOP China CSI 300 Smart ETF
(RMB Counter Stock Code: 83129 , HKD Counter Stock Code:3129 )

  • Overview
  • Performance
  • Tracking Difference / Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP China CSI 300 Smart ETF (the "ETF")

IMPORTANT:Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP China CSI 300 Smart ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of CSI 300 Smart Index (“Underlying Index”).
  • The Underlying Index tracks the overall performance of CSI 300 Index constituent companies and returns from share class switches, i.e. switching between share classes (namely A-Shares and H-Shares) based on their relative prices.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy1
  • The investment objective of the Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, CSI 300 Smart Index (the “Underlying Index”).

  • The Fund is a physical ETF and invests primarily in China A-Shares securities on the stock exchanges of the People’s Republic of China through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota of the Manager.
  • In seeking to achieve the investment objective, the Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of NAV of the Fund in the securities included in the Underlying Index (“Index Securities”). The Fund may or may not hold all of the securities in the Underlying Index. The Fund may also invest in money market instruments, cash and cash equivalents.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 16 Aug, 2018 11.7846 -0.085 -0.72
NAV per Unit in HKD**6 (for reference only) 16 Aug, 2018 13.4158 -0.058 -0.43
Closing Price for RMB Traded Unit 16 Aug, 2018 11.8 -0.12 -1.01
Closing Price for HKD Traded Unit 16 Aug, 2018 13.46 -0.62 -4.4
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Financial Year December 31
Asset Class Equity
Total NAV* 11,784,643.22
Outstanding Units* 1,000,000
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year Estimated 0.95% per annum.
Dividend Policy Annually at Manager’s discretion(in December) having regard to the Fund’s net income after fees and costs**.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee HSBC Institutional Trust Services (Asia) Limited
** The Manager may at its discretion, pay dividend out of or effectively pay divided out of capital.

* As of 16 Aug, 2018
Underlying Index Information7
Underlying Index CSI 300 Smart Index
Index Provider China Securities Index Co.Ltd (CSI)
Base Currency RMB
Benchmark Index Type Total Return Index
Underlying Securities The constituent companies of the Underlying Index and their weights are the same as the CSI 300 Index. The Underlying Index includes either the A-shares or the H-shares of the company depending on their relative prices.
Rebalancing frequency Monthly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 23 Oct 2015 23 Oct 2015
Exchange Ticker 3129 83129
ISIN HK0000268323 HK0000268315
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
Goldman Sachs (Asia) Securities Limited Nomura International (Hong Kong) Limited
Market Makers9
HKD RMB
Commerz Securities Hong Kong Ltd Commerz Securities Hong Kong Ltd
KGI Asia Limited KGI Asia Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP China CSI 300 Smart ETF (83129)* 4.82% 14.67% 18.02% - 11.65%
CSI 300 Smart Index** 5.06% 16.56% 21.94% - 18.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is CSI 300 Smart Index (Bloomberg Ticker: CSIH0667 Index), which is a total return index.
# Calculated since the listing date of 23 Oct 2015.
As of 31 Octeber 2017
2015 2016
CSOP China CSI 300 Smart ETF (83129) 2.21% -8.34%
CSI 300 Smart Index 2.15% -4.70%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 23 Oct 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 23 October 2015 Rolling 1-Year TD: -1.58% TD for calendar year 2016: -3.64%

As of 31 March 2018
Fund listing Date: 23 October 2015 Rolling 1-Year TE^: 1.33% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
11,784,643.22 253 96.96

As of 16 Aug, 2018
Top 10 Sectors
As of 16 Aug, 2018
All Holdings
Sort by Total records: 253
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost3 Market Price4 Shares Held Sector A/H share price difference
7.14 PING AN INSURANCE GROUP CO-H 2318 HK HKG 77.7457 68.45 14000 Financials 0.95
3.30 KWEICHOW MOUTAI CO LTD-A 600519 SHAX 316.68 648.44 600 Consumer Staples -
2.76 CHINA MERCHANTS BANK CO LTD 3968 HK HKG 20.5803 28.45 13000 Financials 1.07
1.94 MIDEA GROUP CO LTD-A 000333 SHEX 47.9897 42.32 5400 Consumer Discretionary -
1.84 GREE ELECTRIC APPLIANCES I-A 000651 SHEX 44.744 38.69 5600 Consumer Discretionary -
1.81 INDUSTRIAL BANK CO LTD -A 601166 SHAX 16.4388 14.84 14400 Financials -
1.68 MINSHENG BANK 1988 HK HKG 0.541387 5.51 40800 Financials 1.20
1.54 INNER MONGOLIA YILI INDUS-A 600887 SHAX 17.904 25.99 7000 Consumer Staples -
1.51 BANK OF COMMUNICATIONS CO-H 3328 HK HKG 5.769 5.47 37000 Financials 1.14
1.43 JIANGSU HENGRUI MEDICINE C-A 600276 SHAX 26.5778 67.23 2500 Health Care -
1.32 AGRICULTURAL BANK OF CHINA 1288 HK HKG 3.12073 3.68 48000 Financials 1.09
1.19 WULIANGYE YIBIN CO LTD-A 000858 SHEX 70.994 61.15 2300 Consumer Staples -
1.17 SHANGHAI PUDONG DEVEL BANK-A 600000 SHAX 10.6512 10.06 13680 Financials -
1.16 HANGZHOU HIKVISION DIGITAL-A 002415 SHEX 34.0709 31.02 4400 Information Technology -
1.14 CHINA STATE CONSTRUCTION -A 601668 SHAX 2.96616 5.54 24220 Industrials -
1.10 CITIC SECURITIES COMPANY LIMITED 6030 HK HKG 5.15856 14.08 10500 Financials 1.29
1.09 IND & COMM BK OF CHINA-H 1398 HK HKG 5.01229 5.6 26000 Financials 1.07
1.04 CHINA VANKE CO LTD-H 2202 HK HKG 15.9298 23.7 5900 Real Estate 1.09
1.04 CHINA YANGTZE POWER CO LTD-A 600900 SHAX 13.3395 16.11 7600 Utilities -
0.97 CPIC (HOK LISTING) 2601 HK HKG 30.232 29.55 4400 Financials 1.25
0.96 SAIC MOTOR CORP LTD-A 600104 SHAX 23.615 28.34 4000 Consumer Discretionary -
0.85 WANHUA CHEMICAL GROUP CO -A 600309 SHAX 44.4564 49.89 2000 Materials -
0.83 BOE TECHNOLOGY GROUP CO LT-A 000725 SHEX 3.40309 3.52 27900 Information Technology -
0.81 BANK OF BEIJING CO LTD -A 601169 SHAX 6.23325 5.71 16788 Financials -
0.77 POLY REAL ESTATE GROUP CO -A 600048 SHAX 9.09195 11.01 8200 Real Estate -
0.75 PING AN BANK CO LTD-A 000001 SHEX 8.59711 8.78 10000 Financials -
0.73 BANK OF CHINA LTD-H 3988 HK HKG 3.66731 3.52 28000 Financials 1.12
0.71 ANHUI CONCH CEMENT CO LTD-A 600585 SHAX 18.2004 36.61 2300 Materials -
0.71 JIANGSU YANGHE BREWERY -A 002304 SHEX 126.442 104.24 800 Consumer Staples -
0.71 FOCUS MEDIA INFORMATION TE-A 002027 SHEX 9.15491 9.67 8600 Information Technology -
0.70 BAOSHAN IRON & STEEL CO-A 600019 SHAX 5.59084 8.08 10212 Materials -
0.67 CSR CORP LTD - H 1766 HK HKG 9.76807 6.94 13000 Industrials 1.41
0.64 CHINA PETROLEUM & CHEMICAL-H 386 HK HKG 5.70074 7.19 12000 Energy 1.01
0.64 HAITONG SECURITIES CO LTD-H 6837 HK HKG 13.5161 7.11 12000 Financials 1.35
0.63 BEIJING XINWEI TECHNOLOGY -A 600485 SHAX 14.5748 11.67 6387 Information Technology -
0.60 BANK OF SHANGHAI CO LTD-A 601229 SHAX 10.9927 11.05 6440 Financials -
0.60 PETROCHINA COMPANY LIMITED 857 HK HKG 5.85867 5.74 14000 Energy 1.57
0.60 KANGMEI PHARMACEUTICAL CO-A 600518 SHAX 17.1024 20.68 3400 Health Care -
0.59 GUOTAI JUNAN SECURITIES CO-H 2611 HK HKG 15.7841 15.82 5000 Financials 1.03
0.58 FOSHAN HAITIAN FLAVOURING -A 603288 SHAX 76.015 68.36 1000 Consumer Staples -
0.57 CHINA EVERBRIGHT BANK CO L-H 6818 HK HKG 3.80008 3.16 24000 Financials 1.26
0.55 CHINA INTERNATIONAL TRAVEL-A 601888 SHAX 63.1391 59.23 1100 Consumer Discretionary -
0.55 DAQIN RAILWAY CO LTD -A 601006 SHAX 6.84281 8.92 7200 Industrials -
0.53 SHANGHAI INTERNATIONAL AIR-A 600009 SHAX 56.6232 56.58 1100 Industrials -
0.50 CHINA CONSTRUCTION BANK-H 939 HK HKG 6.01946 6.75 10000 Financials 1.11
0.50 CHINA UNITED NETWORK-A 600050 SHAX 5.16539 5.62 10500 Telecommunication Services -
0.48 QINGDAO HAIER CO LTD-A 600690 SHAX 10.1754 15.16 3700 Consumer Discretionary -
0.46 HUAXIA BANK CO LTD-A 600015 SHAX 7.13427 7.29 7420 Financials -
0.45 China Railway Group Ltd 390 HK HKG 7.07698 6.77 9000 Industrials 1.24
0.45 YUNNAN BAIYAO GROUP CO LTD-A 000538 SHEX 99.7005 88.51 600 Health Care -
0.45 China Railways Construction 1186 HK HKG 11.1419 9.3 6500 Industrials 1.29
0.45 EAST MONEY INFORMATION CO-A 300059 SHEX 12.9518 12.62 4200 Information Technology -
0.45 SUNING COMMERCE GROUP CO -A 002024 SHEX 13.6906 12.01 4400 Consumer Discretionary -
0.45 HUATAI SECURITIES CO LTD-H 6886 HK HKG 17.3648 11.54 5200 Financials 1.47
0.44 GUANGZHOU PHARMACEUTICAL COMPANY LIMITED 874 HK HKG 21.9913 29.2 2000 Health Care 1.32
0.43 SANAN OPTOELECTRONICS CO L-A 600703 SHAX 20.3084 17.01 3000 Information Technology -
0.43 LUXSHARE PRECISION INDUSTR-A 002475 SHEX 18.5151 17.49 2900 Industrials -
0.42 BANK OF JIANGSU CO LTD-A 600919 SHAX 6.14558 6.11 8100 Financials -
0.41 BANK OF NINGBO CO LTD -A 002142 SHEX 16.9154 16.29 3000 Financials -
0.41 IFLYTEK CO LTD - A 002230 SHEX 32.3758 29.37 1650 Information Technology -
0.41 ZTE CORP-H 763 HK HKG 16.8419 13.02 4200 Information Technology 1.39
0.40 CHINA MERCHANTS SHEKOU IND-A 001979 SHEX 18.1164 16.63 2800 Real Estate -
0.38 SHANGHAI FOSUN PHARMACEUTI-H 2196 HK HKG 25.2212 34.1 1500 Health Care 1.10
0.38 CHINA SHIPBUILDING INDUSTR-A 601989 SHAX 6.6101 4.06 11000 Industrials -
0.37 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 37.9421 33.78 1300 Health Care -
0.37 BANK OF NANJING CO LTD -A 601009 SHAX 4.49655 7.12 6160 Financials -
0.37 Weichai Power Co Ltd 2338 HK HKG 8.13699 8.28 6000 Industrials 1.05
0.37 CHINA SHENHUA ENERGY CO-H 1088 HK HKG 14.2353 16.56 3000 Energy 1.19
0.36 NEW CHINA LIFE INSURANCE COMPANY LTD 1336 HK HKG 34.8699 32.6 1500 Financials 1.51
0.36 KANGDE XIN COM MAT A 002450 SHEX 13.9439 17.08 2489 Materials -
0.36 HANS LASER TECHNOLOGY IN-A 002008 SHEX 50.8462 42.5 1000 Industrials -
0.36 SANY HEAVY INDUSTRY CO LTD-A 600031 SHAX 5.59508 9.2 4600 Industrials -
0.34 LUZHOU LAOJIAO CO LTD-A 000568 SHEX 54.9799 44.45 900 Consumer Staples -
0.33 FUYAO GLASS INDUSTRY GROUP-A 600660 SHAX 25.6592 23.07 1700 Consumer Discretionary -
0.33 GF SECURITIES CO LTD-H 1776 HK HKG 16.2017 10.04 4400 Financials 1.49
0.33 HUAYU AUTOMOTIVE SYSTEMS -A 600741 SHAX 22.766 20.36 1900 Consumer Discretionary -
0.33 HUADONG MEDICINE CO LTD-A 000963 SHEX 46.6123 42.67 900 Health Care -
0.33 AISINO CORP-A 600271 SHAX 19.1574 27.43 1400 Information Technology -
0.32 GD POWER DEVELOPMENT CO -A 600795 SHAX 3.1988 2.58 14600 Utilities -
0.32 DFZQ-H 3958 HK HKG 8.23694 5.09 8400 Financials 1.86
0.32 ZIJIN MINING GROUP CO LTD-H 2899 HK HKG 2.34586 2.67 16000 Materials 1.38
0.32 BYD CO LTD 1211 HK HKG 46.1521 42.55 1000 Consumer Discretionary 1.13
0.31 HENGTONG OPTIC-ELECTRIC CO-A 600487 SHAX 22.1001 23.12 1600 Information Technology -
0.30 CHINA MERCHANTS SECURITIES-H 6099 HK HKG 12.0426 9.27 4400 Financials 1.64
0.30 TCL CORP-A 000100 SHEX 3.00273 2.8 12700 Consumer Discretionary -
0.30 SHANGHAI RAAS BLOOD PRODUC-A 002252 SHEX 3.71869 19.523 1820 Health Care -
0.30 SHENZHEN O-FILM TECH CO-A 002456 SHEX 17.666 16.05 2200 Information Technology -
0.30 HUANENG POWER INTERNATIONAL INC 902 HK HKG 4.9093 5.02 8000 Utilities 1.57
0.29 SHENWAN HONGYUAN GROUP CO-A 000166 SHEX 4.44403 4.39 7900 Financials -
0.29 SHAANXI COAL INDUSTRY CO L-A 601225 SHAX 7.55686 7.35 4700 Energy -
0.29 SDIC POWER HOLDINGS CO LTD-A 600886 SHAX 7.41943 7.15 4800 Utilities -
0.29 CHINA SOUTHERN AIRLINES CO-H 1055 HK HKG 5.84471 4.86 8000 Industrials 1.53
0.29 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 34.9827 30.71 1100 Health Care -
0.28 NARI TECHNOLOGY CO LTD-A 600406 SHAX 14.9094 15.25 2200 Industrials -
0.28 YONYOU NETWORK TECHNOLOGY-A 600588 SHAX 24.6416 27.68 1200 Information Technology -
0.28 TONGHUA DONGBAO PHARMACEUT-A 600867 SHAX 25.2479 19.45 1700 Health Care -
0.28 YONGHUI SUPERSTORES CO LTD-A 601933 SHAX 4.49408 7.02 4700 Consumer Staples -
0.28 SHANGHAI PHARMACEUTICALS - H 2607 HK HKG 17.8401 19.48 1900 Health Care 1.25
0.28 CHINA LIFE INSURANCE CO-H 2628 HK HKG 27.6182 18.5 2000 Financials 1.34
0.28 CHINA FORTUNE LAND DEVELOP-A 600340 SHAX 32.5796 23.21 1400 Real Estate -
0.28 CHINA NATIONAL NUCLEAR POW-A 601985 SHAX 6.69608 5.79 5600 Utilities -
0.27 ZHEJIANG LONGSHENG GROUP C-A 600352 SHAX 11.6506 10.37 3100 Materials -
0.27 LONGI GREEN ENERGY TECHNOL-A 601012 SHAX 14.9736 13.39 2400 Information Technology -
0.27 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 30.0173 26.71 1200 Industrials -
0.27 ZHEJIANG DAHUA TECHNOLOGY-A 002236 SHEX 20.1323 16.01 2000 Information Technology -
0.27 China Eastern Airlines Corp 670 HK HKG 4.86433 4.45 8000 Industrials 1.36
0.26 WANDA CINEMA LINE CO LTD-A 002739 SHEX 0 34.56 900 Consumer Discretionary -
0.26 FANGDA CARBON NEW MATERIAL-A 600516 SHAX 24.8395 23.75 1300 Industrials -
0.26 ZHANGZHOU PIENTZEHUANG PHA-A 600436 SHAX 55.8457 102.8 300 Health Care -
0.26 TIANQI LITHIUM CORP-A 002466 SHEX 49.5675 38.08 800 Materials -
0.26 TBEA CO LTD-A 600089 SHAX 10.1092 6.58 4600 Industrials -
0.26 POWER CONSTRUCTION CORP OF-A 601669 SHAX 6.19562 5.49 5500 Industrials -
0.26 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 34.1886 33.4 900 Information Technology -
0.25 FOUNDER SECURITIES CO LTD-A 601901 SHAX 8.75074 5.99 5000 Financials -
0.25 HUNDSUN TECHNOLOGIES INC-A 600570 SHAX 58.7914 49.81 600 Information Technology -
0.25 ZHEJIANG HUAYOU COBALT CO -A 603799 SHAX 76.079 48.17 600 Materials -
0.24 CHAOZHOU THREE-CIRCLE GROU-A 300408 SHEX 25.8235 23.54 1200 Information Technology -
0.24 CHINA COMMUNICATIONS CONST-H 1800 HK HKG 10.17 8.02 4000 Industrials 1.83
0.24 XINJIANG GOLDWIND SCI&TEC-H 2208 HK HKG 0 8.1 3900 Industrials 1.69
0.23 JIANGXI GANFENG LITHIUM CO-A 002460 SHEX 37.6498 30.51 900 Materials -
0.23 HENAN SHUANGHUI INVESTMENT-A 000895 SHEX 25.2529 22.41 1200 Consumer Staples -
0.23 CHINA NORTHERN RARE EARTH -A 600111 SHAX 10.6997 10.31 2600 Materials -
0.23 GREENLAND HOLDINGS CORP LT-A 600606 SHAX 9.32585 6.08 4400 Real Estate -
0.23 EVERBRIGHT SECURITIES CO L-H 6178 HK HKG 12.4431 8.01 3800 Financials 1.53
0.23 Aluminum Corp of China Limited CMN 2600 HK HKG 3.15271 3.04 10000 Materials 1.36
0.22 INNER MONGOLIA BAOTOU STE-A 600010 SHAX 1.50136 1.58 16200 Materials -
0.22 ZHONGTIAN URBAN DEVELOPMEN-A 000540 SHEX 0 4.87 5250 Real Estate -
0.22 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 12.7463 11.61 2200 Industrials -
0.21 CHINA JUSHI CO LTD -A 600176 SHAX 10.6296 9.98 2500 Materials -
0.21 CHINA GEZHOUBA GROUP CO LT-A 600068 SHAX 11.2502 7.31 3400 Industrials -
0.21 DONGXU OPTOELECTRONIC TECH-A 000413 SHEX 6.08552 5.51 4500 Information Technology -
0.21 ZHENGZHOU YUTONG BUS CO -A 600066 SHAX 16.9954 15.46 1600 Industrials -
0.21 INDUSTRIAL SECURITIES CO-A 601377 SHAX 8.00527 4.61 5300 Financials -
0.21 AVIC CAPITAL CO LTD -A 600705 SHAX 6.75393 4.51 5400 Financials -
0.21 JIANGSU ZHONGTIAN TECHNOLO-A 600522 SHAX 11.3603 8.98 2700 Industrials -
0.20 GUOSEN SECURITIES CO LTD-A 002736 SHEX 8.84803 8.31 2900 Financials -
0.20 SHENZHEN OVERSEAS CHINESE-A 000069 SHEX 6.76614 6.34 3800 Consumer Discretionary -
0.20 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 48.3242 39.94 600 Health Care -
0.20 MEINIAN ONEHEALTH HEALTHCA-A 002044 SHEX 16.9654 15.1 1560 Health Care -
0.20 TASLY PHARMACEUTICAL GROUP-A 600535 SHAX 26.8958 20.97 1120 Health Care -
0.20 GEMDALE CORP-A 600383 SHAX 9.31846 8.69 2700 Real Estate -
0.20 FUTURE LAND HOLDINGS CO -A 601155 SHAX 12.141 23.46 1000 Real Estate -
0.20 AVIC AIRCRAFT CO LTD-A 000768 SHEX 16.7152 14.53 1600 Industrials -
0.20 SICHUAN CHUANTOU ENERGY CO-A 600674 SHAX 9.84894 8.3 2800 Utilities -
0.19 SHANGHAI INTERNATIONAL POR-A 600018 SHAX 6.2835 5.7 4000 Industrials -
0.19 DONG-E-E-JIAOCO LTD-A 000423 SHEX 52.4376 45.03 500 Health Care -
0.19 AECC AVIATION POWER CO-A 600893 SHAX 29.2365 22.51 1000 Industrials -
0.19 CHANGJIANG SECURITIES CO L-A 000783 SHEX 5.35486 5 4500 Financials -
0.19 HUALAN BIOLOGICAL ENGINEER-A 002007 SHEX 33.5505 32 700 Health Care -
0.19 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 26.8646 24.59 900 Consumer Discretionary -
0.19 CHINA COSCO HOLDINGS-H 1919 HK HKG 3.61907 3.14 8000 Industrials 1.53
0.18 ZHEJIANG ZHENENG ELECTRIC-A 600023 SHAX 4.72429 4.53 4800 Utilities -
0.18 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 17.1622 16.49 1300 Industrials -
0.18 HEILAN HOME CO LTD -A 600398 SHAX 11.6806 10.19 2100 Consumer Discretionary -
0.18 LIAONING CHENG DA CO LTD-A 600739 SHAX 17.8562 14.21 1500 Consumer Discretionary -
0.18 CHINA CITIC BANK CORP LTD-H 998 HK HKG 5.05398 4.82 5000 Financials 1.36
0.18 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 19.0928 15.07 1400 Materials -
0.18 BEIJING ORIENT LANDSCAPE-A 002310 SHEX 13.663 14.965 1400 Industrials -
0.18 SHANGHAI ORIENTAL PEARL ME-A 600637 SHAX 13.1438 10.03 2080 Consumer Discretionary -
0.18 XCMG CONSTRUCTION MACHIN-A 000425 SHEX 4.24385 4.24 4900 Industrials -
0.17 TSINGHUA TONGFANG CO LTD-A 600100 SHAX 8.88807 9.63 2100 Information Technology -
0.17 SUOFEIYA HOME COLLECTION C-A 002572 SHEX 29.2165 25.26 800 Consumer Discretionary -
0.17 METALLURGICAL CORP OF CHIN-H 1618 HK HKG 2.39451 2.09 11000 Industrials 1.90
0.17 NINGBO ZHOUSHAN PORT CO LT-A 601018 SHAX 6.67606 4.12 4900 Industrials -
0.17 YOUNGOR GROUP CO-A 600177 SHAX 7.33667 6.83 2900 Real Estate -
0.17 SHANDONG GOLD MINING CO LT-A 600547 SHAX 30.9081 22 900 Materials -
0.16 DR PENG TELCOM & MEDIA GR-A 600804 SHAX 11.2968 11.33 1700 Telecommunication Services -
0.16 ZOOMLION 1157 HK HKG 3.11003 2.96 7400 Industrials 1.58
0.16 PACIFIC SECURITIES CO/THE-A 601099 SHAX 5.88134 2.29 8400 Financials -
0.16 GUANGSHEN RAILWAY COMPANY LIMITED 525 HK HKG 3.93069 3.6 6000 Industrials 1.27
0.16 FIBERHOME TELECOM TECH CO-A 600498 SHAX 26.1137 31.45 600 Information Technology -
0.16 DHC SOFTWARE CO LTD -A 002065 SHEX 9.56869 8.53 2200 Information Technology -
0.16 GOERTEK INC -A 002241 SHEX 9.919 8.12 2300 Information Technology -
0.16 BEIJING TONGRENTANG CO-A 600085 SHAX 34.111 31.12 600 Health Care -
0.16 BANK OF HANGZHOU CO LTD-A 600926 SHAX 7.69545 7.77 2400 Financials -
0.16 SOOCHOW SECURITIES CO LTD-A 601555 SHAX 14.8821 6.43 2900 Financials -
0.16 SUZHOU GOLD MANTIS CONSTR -A 002081 SHEX 10.6418 9.79 1900 Industrials -
0.16 JILIN AODONG PHARMACEUTICA-A 000623 SHEX 17.3958 16.66 1100 Health Care -
0.15 CHINA GRAND AUTOMOTIVE SER-A 600297 SHAX 5.74148 6.84 2660 Consumer Discretionary -
0.15 BEIJING NEW BUILDING MATER-A 000786 SHEX 19.6729 18.04 1000 Industrials -
0.15 CHINA SHIPBUILDING INDUSTR-A 600482 SHAX 29.7717 17.78 1000 Consumer Discretionary -
0.15 HAINAN AIRLINES CO-A 600221 SHAX 3.23293 2.19 8100 Industrials -
0.15 RONGSHENG PETRO CHEMICAL-A 002493 SHEX 10.4695 11.71 1500 Materials -
0.15 China Molybdenum Co. Ltd. 3993 HK HKG 1.44733 3.33 6000 Materials 1.66
0.15 SINOLINK SECURITIES CO LTD-A 600109 SHAX 12.7874 6.75 2600 Financials -
0.15 SHANDONG NANSHAN ALUMINUM-A 600219 SHAX 2.60236 2.65 6600 Materials -
0.15 SHANGHAI ELECTRIC GRP CO L-H 2727 HK HKG 4.14375 2.45 8000 Industrials 2.36
0.15 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 10.9578 10.09 1700 Information Technology -
0.14 SHANGHAI CONSTRUCTION GROU-A 600170 SHAX 3.34533 3.12 5391 Industrials -
0.14 ANXIN TRUST CO LTD-A 600816 SHAX 6.73611 6.46 2600 Financials -
0.14 CHONGQING CHANGAN AUTOMOB-A 000625 SHEX 8.08734 7.22 2300 Consumer Discretionary -
0.14 MUYUAN FOODSTUFF CO LTD-A 002714 SHEX 26.7643 23.65 700 Consumer Staples -
0.14 WESTERN SECURITIES CO LTD-A 002673 SHEX 7.32665 7.72 2100 Financials -
0.14 SEARAINBOW HLDG CORP CO-A 000503 SHEX 28.0355 20.25 800 Health Care -
0.14 TONGLING NONFERROUS METALS-A 000630 SHEX 2.202 2.15 7400 Materials -
0.13 GUOYUAN SECURITIES CO LTD-A 000728 SHEX 7.0464 6.62 2400 Financials -
0.13 XINHU ZHONGBAO CO LTD-A 600208 SHAX 3.68334 3.11 5100 Real Estate -
0.13 JIANGXI COPPER INDUSTRY CO-H CMN 358 HK HKG 11.0297 9.01 2000 Materials 1.80
0.13 SHANDONG BUCHANG PHARMACEU-A 603858 SHAX 44.7206 39.5 400 Health Care -
0.13 NEW HOPE LIUHE CO LTD-A 000876 SHEX 6.52592 6.25 2500 Consumer Staples -
0.13 RISESUN REAL ESTATE DEVEL-A 002146 SHEX 7.94722 7.8 2000 Real Estate -
0.13 YANZHOU COAL MINING CO LTD 1171 HK HKG 4.10021 8.8 2000 Energy 1.46
0.13 SHENZHEN SALUBRIS PHARM-A 002294 SHEX 34.6835 30.59 500 Health Care -
0.13 HANGZHOU ROBAM APPLIANCES-A 002508 SHEX 27.1614 25.5 600 Consumer Discretionary -
0.13 CHINA NATIONAL CHEMICAL-A 601117 SHAX 6.63562 6.64 2300 Industrials -
0.13 OFFSHORE OIL ENGINEERING-A 600583 SHAX 5.0646 5.64 2700 Energy -
0.12 CITIC GUOAN INFORMATION-A 000839 SHEX 4.90445 4.55 3200 Consumer Discretionary -
0.12 XIAMEN C & D INC-A 600153 SHAX 12.8517 8.09 1800 Industrials -
0.12 SHANXI XINGHUACUN FEN WINE-A 600809 SHAX 61.5526 47.84 300 Consumer Staples -
0.12 DONGXING SECURITIES CO LT-A 601198 SHAX 18.1665 9.91 1400 Financials -
0.12 SHANGHAI LUJIAZUI FIN&TRAD-A 600663 SHAX 15.5174 15.29 900 Real Estate -
0.12 BEIJING SHIJI INFORMATION -A 002153 SHEX 32.4795 34 400 Information Technology -
0.11 SHANGHAI TUNNEL ENGINEERIN-A 600820 SHAX 10.5796 6.15 2200 Industrials -
0.11 INNER MONGOLIA JUNZHENG EN-A 601216 SHAX 5.68516 3.22 4200 Materials -
0.11 ANGANG STEEL CO LTD-A 000898 SHEX 6.68607 6.15 2200 Materials -
0.11 ZHEJIANG CHINA COMMODITIES-A 600415 SHAX 4.27388 4.13 3200 Real Estate -
0.11 ZHONGJIN GOLD CORP-A 600489 SHAX 6.90627 6.59 2000 Materials -
0.11 PERFECT WORLD CO LTD-A 002624 SHEX 28.1255 26.12 500 Information Technology -
0.11 ZHEJIANG CENTURY HUATONG -A 002602 SHEX 35.9727 32.5 400 Consumer Discretionary -
0.11 KINGENTA ECOLOGICAL ENGINE-A 002470 SHEX 6.97633 6.8 1900 Materials -
0.11 CHINA HAINAN RUBBER INDUST-A 601118 SHAX 5.71519 6.62 1900 Materials -
0.11 S F HOLDING CO LTD-A 002352 SHEX 61.0988 41.87 300 Industrials -
0.11 SHANXI SECURITIES CO LTD-A 002500 SHEX 6.65604 6.24 2000 Financials -
0.11 CHINA SPACESAT CO LTD -A 600118 SHAX 27.688 17.81 700 Industrials -
0.11 BBMG CORPORATION-H 2009 HK HKG 3.96747 2.82 5000 Materials 1.42
0.10 ZHEJIANG SANHUA INTELLIGEN-A 002050 SHEX 16.2205 12.58 951 Industrials -
0.10 BEIJING CAPITAL CO LTD-A 600008 SHAX 4.1838 3.97 2900 Utilities -
0.10 AIR CHINA LTD-H 753 HK HKG 6.83913 6.5 2000 Industrials 1.27
0.10 ZHEJIANG WANFENG AUTO -A 002085 SHEX 9.22837 7.55 1500 Consumer Discretionary -
0.10 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 6.41454 5.66 2000 Consumer Discretionary -
0.10 JIANGSU BICON PHARMACEUTIC-A 002411 SHEX 27.0145 28.24 400 Materials -
0.10 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 36.269 37.47 300 Information Technology -
0.10 GUANGZHOU PORT CO LTD-A 601228 SHAX 5.06359 5.11 2200 Industrials -
0.09 CHINA COAL ENERGY CO-H 1898 HK HKG 3.40148 3.07 4000 Energy 1.81
0.09 BANK OF GUIYANG CO LTD-A 601997 SHAX 14.7133 11.72 900 Financials -
0.09 ZHEJIANG CHINT ELECTRICS-A 601877 SHAX 22.6706 20.8 500 Industrials -
0.09 DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED 991 HK HKG 2.17424 1.97 6000 Utilities 1.80
0.09 WINTIME ENERGY CO LTD-A 600157 SHAX 4.27388 1.67 6100 Energy -
0.09 China Shipping Container Lines Co Ltd 2866 HK HKG 2.27427 1.15 10000 Industrials 2.35
0.08 GREAT WALL MOTOR COMPANY LTD 2333 HK HKG 8.93643 4.51 2500 Consumer Discretionary 1.79
0.08 CHINA FILM CO LTD-A 600977 SHAX 14.9907 13.06 700 Consumer Discretionary -
0.08 SDIC ESSENCE HOLDINGS CO L-A 600061 SHAX 16.2648 8.97 1000 Financials -
0.08 XIAMEN TUNGSTEN CO LTD-A 600549 SHAX 21.1115 13.66 650 Materials -
0.07 CHINA AVIONICS SYSTEMS CO -A 600372 SHAX 14.2029 12.52 700 Industrials -
0.07 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 9.58679 8.56 1000 Consumer Discretionary -
0.07 JIANGSU BROADCASTING CABLE-A 600959 SHAX 11.03 4.49 1800 Consumer Discretionary -
0.07 CHINA HIGH-SPEED RAILWAY -A 000008 SHEX 9.87499 3.7 2100 Industrials -
0.07 SINOPEC SHANGHAI PETROCHEM-H 338 HK HKG 3.26914 4.36 2000 Materials 1.36
0.06 HUAAN SECURITIES CO LTD-A 600909 SHAX 8.02729 5.22 1300 Financials -
0.05 JIHUA GROUP CORP LTD-A 601718 SHAX 6.91818 3.95 1600 Industrials -
0.05 NANJING XINJIEKOU DEPT-A 600682 SHAX 38.4049 11.3 500 Consumer Discretionary -
0.04 CHINA GALAXY SECURITIES CO 6881 HK HKG 5.61091 3.88 1500 Financials 2.18
0.04 CHINA NUCLEAR ENGINEERING -A 601611 SHAX 17.3257 8.1 600 Industrials -

    > Click here to view Full Holdings Details in Excel
    As of 16 Aug, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    - - - - - -
    - - - - - -
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Monthly Newsletter
    Product Key Facts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    Changes to trust deed
    AUDITED ACCOUNTS
    Semi Annual Unaudited Accounts
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB (“CNH”) exchange rate quoted by Thomson Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A shares market is closed, the official last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.