z CSOP

CSOP China CSI 300 Smart ETF
(RMB Counter Stock Code: 83129 , HKD Counter Stock Code:3129 )

  • Overview
  • Performance
  • Tracking Difference / Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP China CSI 300 Smart ETF (the "ETF")

IMPORTANT:Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP China CSI 300 Smart ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of CSI 300 Smart Index (“Underlying Index”).
  • The Underlying Index tracks the overall performance of CSI 300 Index constituent companies and returns from share class switches, i.e. switching between share classes (namely A-Shares and H-Shares) based on their relative prices.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy1
  • The investment objective of the Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, CSI 300 Smart Index (the “Underlying Index”).

  • The Fund is a physical ETF and invests primarily in China A-Shares securities on the stock exchanges of the People’s Republic of China through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota of the Manager.
  • In seeking to achieve the investment objective, the Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of NAV of the Fund in the securities included in the Underlying Index (“Index Securities”). The Fund may or may not hold all of the securities in the Underlying Index. The Fund may also invest in money market instruments, cash and cash equivalents.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 19 Jan, 2018 14.8495 0.052 0.35
NAV per Unit in HKD**6 (for reference only) 19 Jan, 2018 18.154 0.172 0.96
Closing Price for RMB Traded Unit 19 Jan, 2018 14.52 0.04 0.28
Closing Price for HKD Traded Unit 19 Jan, 2018 17.76 0.18 1.02
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 quoted by Reuters: 1.2225314

Fund information
Financial Year December 31
Asset Class Equity
Total NAV* 14,849,511.00
Outstanding Units* 1,000,000
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year Estimated 0.95% per annum.
Dividend Policy Annually at Manager’s discretion(in December) having regard to the Fund’s net income after fees and costs**.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee HSBC Institutional Trust Services (Asia) Limited
** The Manager may at its discretion, pay dividend out of or effectively pay divided out of capital.

* As of 19 Jan, 2018
Underlying Index Information7
Underlying Index CSI 300 Smart Index
Index Provider China Securities Index Co.Ltd (CSI)
Base Currency RMB
Benchmark Index Type Total Return Index
Underlying Securities The constituent companies of the Underlying Index and their weights are the same as the CSI 300 Index. The Underlying Index includes either the A-shares or the H-shares of the company depending on their relative prices.
Rebalancing frequency Monthly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 23 Oct 2015 23 Oct 2015
Exchange Ticker 3129 83129
ISIN HK0000268323 HK0000268315
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
Goldman Sachs (Asia) Securities Limited Nomura International (Hong Kong) Limited
Market Makers9
HKD RMB
KGI Securities (Hong Kong) Limited KGI Securities (Hong Kong) Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP China CSI 300 Smart ETF (83129)* 4.82% 14.67% 18.02% - 11.65%
CSI 300 Smart Index** 5.06% 16.56% 21.94% - 18.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is CSI 300 Smart Index (Bloomberg Ticker: CSIH0667 Index), which is a total return index.
# Calculated since the listing date of 23 Oct 2015.
As of 31 Octeber 2017
2015 2016
CSOP China CSI 300 Smart ETF (83129) 2.21% -8.34%
CSI 300 Smart Index 2.15% -4.70%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 23 Oct 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 December 2017
Fund listing Date: 23 October 2015 Rolling 1-Year TD: -3.58% TD for calendar year 2016: -3.64%

As of 31 December 2017
Fund listing Date: 23 October 2015 Rolling 1-Year TE^: 0.97% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
14,849,511.00 282 99.20

As of 19 Jan, 2018
Top 10 Sectors
As of 19 Jan, 2018
All Holdings
Sort by Total records: 282
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost3 Market Price4 Shares Held Sector A/H share price difference
7.20 PING AN INSURANCE GROUP CO-H 2318 HK HKG 77.7457 93.3 14000 Financials 1.01
3.03 KWEICHOW MOUTAI CO LTD-A 600519 SHAX 316.68 750.18 600 Consumer Staples -
2.81 CHINA MERCHANTS BANK CO LTD 3968 HK HKG 20.5803 36.5 14000 Financials 1.08
2.04 MIDEA GROUP CO LTD-A 000333 SHEX 29.3855 58.17 5200 Consumer Discretionary -
1.91 GREE ELECTRIC APPLIANCES I-A 000651 SHEX 26.4393 51.45 5500 Consumer Discretionary -
1.77 INDUSTRIAL BANK CO LTD -A 601166 SHAX 16.4388 18.25 14400 Financials -
1.77 MINSHENG BANK 1988 HK HKG 7.88878 8.56 37500 Financials 1.30
1.64 CHINA VANKE CO LTD-H 2202 HK HKG 15.9298 40.7 7300 Real Estate 1.18
1.58 INNER MONGOLIA YILI INDUS-A 600887 SHAX 17.904 33.61 7000 Consumer Staples -
1.51 BANK OF COMMUNICATIONS CO-H 3328 HK HKG 5.769 6.51 42000 Financials 1.26
1.38 CITIC SECURITIES COMPANY LIMITED 6030 HK HKG 5.15856 19.98 12500 Financials 1.30
1.36 AGRICULTURAL BANK OF CHINA 1288 HK HKG 3.12073 4.5 55000 Financials 1.21
1.26 WULIANGYE YIBIN CO LTD-A 000858 SHEX 24.0582 85.17 2200 Consumer Staples -
1.22 BOE TECHNOLOGY GROUP CO LT-A 000725 SHEX 2.95765 6.65 27300 Information Technology -
1.22 SHANGHAI PUDONG DEVEL BANK-A 600000 SHAX 10.6512 13.24 13680 Financials -
1.21 CHINA STATE CONSTRUCTION -A 601668 SHAX 7.40622 10.35 17300 Industrials -
1.19 IND & COMM BK OF CHINA-H 1398 HK HKG 5.01229 7.19 30000 Financials 1.21
1.16 HANGZHOU HIKVISION DIGITAL-A 002415 SHEX 1.33919 40.3 4275 Information Technology -
1.11 CPIC (HOK LISTING) 2601 HK HKG 30.232 40.35 5000 Financials 1.24
0.99 HAITONG SECURITIES CO LTD-H 6837 HK HKG 13.5161 12.84 14000 Financials 1.33
0.98 PING AN BANK CO LTD-A 000001 SHEX 9.10237 14.8 9860 Financials -
0.96 JIANGSU HENGRUI MEDICINE C-A 600276 SHAX 34.5345 74.36 1924 Health Care -
0.95 POLY REAL ESTATE GROUP CO -A 600048 SHAX 9.09195 17.29 8200 Real Estate -
0.88 SAIC MOTOR CORP LTD-A 600104 SHAX 23.615 32.83 4000 Consumer Discretionary -
0.86 BANK OF BEIJING CO LTD -A 601169 SHAX 6.23325 7.62 16788 Financials -
0.82 CHINA YANGTZE POWER CO LTD-A 600900 SHAX 13.3395 16.1 7600 Utilities -
0.70 ZTE CORP-H 763 HK HKG 16.8419 30.35 4200 Information Technology 1.47
0.70 CSR CORP LTD - H 1766 HK HKG 9.76807 7.92 16000 Industrials 1.87
0.68 BANK OF CHINA LTD-H 3988 HK HKG 3.66731 4.43 28000 Financials 1.21
0.68 GUOTAI JUNAN SECURITIES CO-H 2611 HK HKG 15.7841 20.45 6000 Financials 1.22
0.64 BAOSHAN IRON & STEEL CO-A 600019 SHAX 5.59084 9.31 10212 Materials -
0.64 JIANGSU YANGHE BREWERY -A 002304 SHEX 61.5087 129.99 728 Consumer Staples -
0.58 CHINA PETROLEUM & CHEMICAL-H 386 HK HKG 5.70074 6.53 16000 Energy 1.31
0.56 CHINA EVERBRIGHT BANK CO L-H 6818 HK HKG 3.80008 4.23 24000 Financials 1.28
0.53 HUATAI SECURITIES CO LTD-H 6886 HK HKG 17.3648 18.46 5200 Financials 1.37
0.53 QINGDAO HAIER CO LTD-A 600690 SHAX 10.1754 21.15 3700 Consumer Discretionary -
0.50 ANHUI CONCH CEMENT CO LTD-A 600585 SHAX 18.2004 32.54 2300 Materials -
0.50 FOCUS MEDIA INFO TECH-A 002027 SHEX 10.0994 13.2 5660 Information Technology -
0.49 KANGMEI PHARMACEUTICAL CO-A 600518 SHAX 17.1024 21.52 3400 Health Care -
0.49 HUAXIA BANK CO LTD-A 600015 SHAX 7.13427 9.83 7420 Financials -
0.49 CHINA UNITED NETWORK-A 600050 SHAX 5.16539 6.89 10500 Telecommunication Services -
0.48 DAQIN RAILWAY CO LTD -A 601006 SHAX 6.84281 9.91 7200 Industrials -
0.47 CHINA MERCHANTS SHEKOU INDUS 001979 SHEX 5.35997 23.96 2926 Real Estate -
0.47 CHINA CONSTRUCTION BANK-H 939 HK HKG 6.01946 8.48 10000 Financials 1.31
0.46 CHINA SHIPBUILDING INDUSTR-A 601989 SHAX 6.6101 6.2 11000 Industrials -
0.46 IFLYTEK CO LTD - A 002230 SHEX 33.052 61.66 1100 Information Technology -
0.46 Aluminum Corp of China Limited CMN 2600 HK HKG 3.15271 5.9 14000 Materials 1.67
0.45 SANAN OPTOELECTRONICS CO L-A 600703 SHAX 13.0926 22.81 2940 Information Technology -
0.45 WANHUA CHEMICAL GROUP CO -A 600309 SHAX 9.6567 37.94 1760 Materials -
0.45 China Railways Construction 1186 HK HKG 11.1419 9.6 8500 Industrials 1.51
0.45 NEW CHINA LIFE INSURANCE COMPANY LTD 1336 HK HKG 34.8699 54.35 1500 Financials 1.41
0.45 PETROCHINA COMPANY LIMITED 857 HK HKG 5.85867 5.8 14000 Energy 1.89
0.44 BANK OF JIANGSU CO LTD-A 600919 SHAX 7.8803 8.18 8000 Financials -
0.43 BEIJING XINWEI TECHNOLOGY -A 600485 SHAX 16.9254 11.67 5500 Information Technology -
0.42 GF SECURITIES CO LTD-H 1776 HK HKG 16.2017 17.42 4400 Financials 1.33
0.42 BANK OF NINGBO CO LTD -A 002142 SHEX 0 19.98 3120 Financials -
0.41 SUNING COMMERCE GROUP CO -A 002024 SHEX 14.4007 13.36 4600 Consumer Discretionary -
0.41 YUNNAN BAIYAO GROUP CO LTD-A 000538 SHEX 67.8584 101.29 600 Health Care -
0.41 China Railway Group Ltd 390 HK HKG 7.07698 6.18 12000 Industrials 1.71
0.41 SHANGHAI FOSUN PHARMACEUTI-H 2196 HK HKG 25.2212 49.4 1500 Health Care 1.07
0.39 CHINA FORTUNE LAND DEVELOP-A 600340 SHAX 32.5796 41.61 1400 Real Estate -
0.39 CHINA SOUTHERN AIRLINES CO-H 1055 HK HKG 5.84471 8.79 8000 Industrials 1.47
0.39 BYD CO LTD 1211 HK HKG 46.1521 70.25 1000 Consumer Discretionary 1.10
0.38 BANK OF NANJING CO LTD -A 601009 SHAX 4.49655 9.26 6160 Financials -
0.38 DFZQ-H 3958 HK HKG 8.23694 8.22 8400 Financials 2.22
0.38 LONGI GREEN ENERGY TECHNOL-A 601012 SHAX 34.0072 35.27 1600 Information Technology -
0.37 CHINA SHENHUA ENERGY CO-H 1088 HK HKG 14.2353 22.5 3000 Energy 1.31
0.37 ZIJIN MINING GROUP CO LTD-H 2899 HK HKG 2.34586 3.34 20000 Materials 1.65
0.37 LUZHOU LAOJIAO CO LTD-A 000568 SHEX 22.3406 67.89 800 Consumer Staples -
0.35 HANS LASER TECHNOLOGY IN-A 002008 SHEX 24.4509 52.12 1000 Industrials -
0.35 JIANGSU KANGDE XIN COMPOSI-A 002450 SHEX 13.9439 20.93 2489 Materials -
0.34 YONGHUI SUPERSTORES CO LTD-A 601933 SHAX 4.49408 10.85 4700 Consumer Staples -
0.33 Weichai Power Co Ltd 2338 HK HKG 8.13699 10.12 6000 Industrials 1.08
0.33 HUAYU AUTOMOTIVE SYSTEMS -A 600741 SHAX 15.4879 25.97 1900 Consumer Discretionary -
0.33 SHANGHAI INTERNATIONAL AIR-A 600009 SHAX 30.1477 44.61 1100 Industrials -
0.33 FUYAO GROUP GLASS INDUSTR-A 600660 SHAX 13.042 28.41 1700 Consumer Discretionary -
0.32 CHINA INTERNATIONAL TRAVEL-A 601888 SHAX 0 48.16 1000 Consumer Discretionary -
0.32 CHINA MERCHANTS SECURITIES-H 6099 HK HKG 12.0426 13.26 4400 Financials 1.76
0.32 AURORA OPTOELECTRONICS CO-A 600666 SHAX 17.6723 17.4 2720 Industrials -
0.32 GD POWER DEVELOPMENT CO -A 600795 SHAX 3.1988 3.21 14600 Utilities -
0.31 ZHEJIANG DAHUA TECHNOLOGY-A 002236 SHEX 9.73684 25.15 1850 Information Technology -
0.31 TBEA CO LTD-A 600089 SHAX 10.1092 10.11 4600 Industrials -
0.30 XINJIANG GOLDWIND SCI&TEC-H 2208 HK HKG 0 13.92 3900 Industrials 1.60
0.29 SANY HEAVY INDUSTRY CO LTD-A 600031 SHAX 5.59508 9.48 4600 Industrials -
0.29 SHENZHEN O-FILM TECH CO-A 002456 SHEX 0 18.71 2300 Information Technology -
0.29 GEMDALE CORP-A 600383 SHAX 11.7741 15.91 2700 Real Estate -
0.29 POWER CONSTRUCTION CORP OF-A 601669 SHAX 6.19562 7.7 5500 Industrials -
0.28 CHINA NATIONAL NUCLEAR POW-A 601985 SHAX 6.69608 7.55 5600 Utilities -
0.28 DONGXU OPTOELECTRONIC TECH-A 000413 SHEX 9.19577 8.97 4700 Information Technology -
0.28 CHINA LIFE INSURANCE CO-H 2628 HK HKG 27.6182 25.75 2000 Financials 1.47
0.28 GREENLAND HOLDINGS CORP LT-A 600606 SHAX 9.32585 9.47 4400 Real Estate -
0.28 INDUSTRIAL SECURITIES CO-A 601377 SHAX 8.00527 7.85 5300 Financials -
0.28 SHENWAN HONGYUAN GROUP CO-A 000166 SHEX 6.73727 5.59 7425 Financials -
0.28 EAST MONEY INFORMATION CO-A 300059 SHEX 15.5425 13.65 3040 Information Technology -
0.28 China Eastern Airlines Corp 670 HK HKG 4.86433 6.31 8000 Industrials 1.52
0.28 INNER MONGOLIAN BAOTOU STE-A 600010 SHAX 0.830985 2.47 16580 Materials -
0.28 SHENZHEN OVERSEAS CHINESE-A 000069 SHEX 8.20269 10.21 4000 Consumer Discretionary -
0.27 GUANGZHOU PHARMACEUTICAL COMPANY LIMITED 874 HK HKG 21.9913 24.55 2000 Health Care 1.44
0.27 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 22.2591 36.44 1100 Materials -
0.27 GUOSEN SECURITIES CO LTD-A 002736 SHEX 17.1353 13.71 2900 Financials -
0.27 SHANDONG DONG-E E-JIAO-A 000423 SHEX 46.0289 65.7 600 Health Care -
0.26 China Northern Rare Earth -A 600111 SHAX 14.6881 14.23 2700 Materials -
0.25 FOUNDER SECURITIES CO LTD-A 601901 SHAX 8.75074 7.43 5000 Financials -
0.25 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 14.112 16.34 2271 Industrials -
0.25 SEARAINBOW HLDG CORP CO-A 000503 SHEX 29.2916 41 900 Health Care -
0.25 FUTURE LAND HOLDINGS CO -A 601155 SHAX 12.141 36.56 1000 Real Estate -
0.25 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 53.1425 40.5 900 Information Technology -
0.24 GOERTEK INC -A 002241 SHEX 0 16.21 2200 Information Technology -
0.24 SHANGHAI RAAS BLOOD PRODUC-A 002252 SHEX 3.71869 19.58 1820 Health Care -
0.24 JIANGXI GANFENG LITHIUM CO-A 002460 SHEX 69.4755 59.37 600 Materials -
0.24 TCL CORP-A 000100 SHEX 4.14739 3.89 9100 Consumer Discretionary -
0.24 SDIC POWER HOLDINGS CO LTD-A 600886 SHAX 9.47388 7.22 4900 Utilities -
0.23 ZHEJIANG LONGSHENG GROUP C-A 600352 SHAX 11.0841 12.88 2700 Materials -
0.23 HENAN SHUANGHUI INVESTMENT-A 000895 SHEX 18.6051 28.73 1200 Consumer Staples -
0.23 ZHENGZHOU YUTONG BUS CO -A 600066 SHAX 21.1118 22.81 1500 Industrials -
0.23 JIANGSU ZHONGTIAN TECHNOLO-A 600522 SHAX 11.3603 12.66 2700 Industrials -
0.23 SHAANXI COAL INDUSTRY CO L-A 601225 SHAX 5.07441 9.22 3700 Energy -
0.23 HUANENG POWER INTERNATIONAL INC 902 HK HKG 4.9093 5.16 8000 Utilities 1.49
0.23 CHANGJIANG SECURITIES CO L-A 000783 SHEX 10.9724 8.41 4000 Financials -
0.22 LUXSHARE PRECISION INDUSTR-A 002475 SHEX 0 23.15 1425 Industrials -
0.22 PACIFIC SECURITIES CO/THE-A 601099 SHAX 5.88134 3.9 8400 Financials -
0.22 HUADONG MEDICINE CO LTD-A 000963 SHEX 0 54.53 600 Health Care -
0.22 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 17.4685 26.98 1200 Industrials -
0.22 SHANGHAI PHARMACEUTICALS - H 2607 HK HKG 17.8401 20.8 1900 Health Care 1.42
0.21 EVERBRIGHT SECURITIES CO L-H 6178 HK HKG 12.4431 10.26 3800 Financials 1.72
0.21 AVIC CAPITAL CO LTD -A 600705 SHAX 6.75393 5.81 5400 Financials -
0.21 CHINA GEZHOUBA GROUP CO LT-A 600068 SHAX 11.2502 9.2 3400 Industrials -
0.21 WANDA CINEMA LINE CO LTD-A 002739 SHEX 85.8471 52.04 600 Consumer Discretionary -
0.21 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 23.4137 26.02 1200 Health Care -
0.21 CHINA COMMUNICATIONS CONST-H 1800 HK HKG 10.17 9.52 4000 Industrials 1.85
0.21 CHONGQING CHANGAN AUTOMOB-A 000625 SHEX 16.2822 13.24 2300 Consumer Discretionary -
0.20 METALLURGICAL CORP OF CHIN-H 1618 HK HKG 2.39451 2.48 15000 Industrials 2.23
0.20 MEINIAN ONEHEALTH HEALTHCA-A 002044 SHEX 20.3585 23.18 1300 Health Care -
0.20 ANXIN TRUST CO LTD-A 600816 SHAX 0 13.44 2240 Financials -
0.20 NARI TECHNOLOGY CO LTD-A 600406 SHAX 16.348 17.61 1700 Industrials -
0.20 SUZHOU GOLD MANTIS CONSTR -A 002081 SHEX 9.25787 15.32 1950 Industrials -
0.20 SOOCHOW SECURITIES CO LTD-A 601555 SHAX 14.8821 10.2 2900 Financials -
0.20 China Molybdenum Co. Ltd. 3993 HK HKG 1.44733 6 6000 Materials 1.65
0.20 SHANDONG GOLD MINING CO LT-A 600547 SHAX 30.9081 32.52 900 Materials -
0.20 TASLY PHARMACEUTICAL GROUP-A 600535 SHAX 37.6542 36.55 800 Health Care -
0.20 AISINO CORP-A 600271 SHAX 19.1574 20.78 1400 Information Technology -
0.20 HUNDSUN TECHNOLOGIES INC-A 600570 SHAX 58.7914 48.48 600 Information Technology -
0.19 SHANGHAI INTERNATIONAL POR-A 600018 SHAX 6.2835 7.15 4000 Industrials -
0.19 CITIC GUOAN INFORMATION-A 000839 SHEX 1.57254 8.77 3250 Consumer Discretionary -
0.19 XINHU ZHONGBAO CO LTD-A 600208 SHAX 4.86827 5.45 5200 Real Estate -
0.19 CHINA COSCO HOLDINGS-H 1919 HK HKG 3.61907 4.25 8000 Industrials 1.98
0.19 ZHEJIANG ZHENENG ELECTRIC-A 600023 SHAX 7.21011 5.54 5000 Utilities -
0.19 SICHUAN CHUANTOU ENERGY CO-A 600674 SHAX 9.84894 9.88 2800 Utilities -
0.18 LIAONING CHENG DA CO LTD-A 600739 SHAX 17.8562 18.29 1500 Consumer Discretionary -
0.18 RISESUN REAL ESTATE DEVEL-A 002146 SHEX 8.41494 12.37 2200 Real Estate -
0.18 WESTERN SECURITIES CO LTD-A 002673 SHEX 17.9799 13.05 2084 Financials -
0.18 LESHI INTERNET INFORMATION-A 300104 SHEX 11.4202 3.99 6800 Information Technology -
0.18 SHANGHAI ORIENTAL PEARL ME-A 600637 SHAX 24.41 16.91 1600 Consumer Discretionary -
0.18 QINGHAI SALT LAKE INDUSTRY-A 000792 SHEX 0 14.9 1800 Materials -
0.18 NINGBO ZHOUSHAN PORT CO LT-A 601018 SHAX 6.67606 5.39 4900 Industrials -
0.18 GUANGSHEN RAILWAY COMPANY LIMITED 525 HK HKG 3.93069 5.37 6000 Industrials 1.21
0.18 HAINAN AIRLINES CO-A 600221 SHAX 3.23293 3.25 8100 Industrials -
0.18 SINOLINK SECURITIES CO LTD-A 600109 SHAX 12.7874 10.11 2600 Financials -
0.18 BEIJING ORIENT LANDSCAPE-A 002310 SHEX 13.663 18.75 1400 Industrials -
0.18 FIRST CAPITAL SECURITIES C-A 002797 SHEX 9.75005 10.91 2400 Financials -
0.17 ZHEJIANG HUAYOU COBALT CO -A 603799 SHAX 83.4967 85.99 300 Materials -
0.17 ZHONGTIAN URBAN DEVELOPMEN-A 000540 SHEX 8.88054 7.35 3500 Real Estate -
0.17 HANGZHOU ROBAM APPLIANCES-A 002508 SHEX 39.2013 51.3 500 Consumer Discretionary -
0.17 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 31.347 18.28 1400 Industrials -
0.17 CHINA CITIC BANK CORP LTD-H 998 HK HKG 5.05398 6.18 5000 Financials 1.42
0.17 YOUNGOR GROUP CO-A 600177 SHAX 3.1319 9.91 2540 Real Estate -
0.17 BBMG CORPORATION-H 2009 HK HKG 3.96747 3.84 8000 Materials 1.88
0.17 AVIC AIRCRAFT CO LTD-A 000768 SHEX 24.674 15.69 1600 Industrials -
0.17 AECC AVIATION POWER CO-A 600893 SHAX 29.2365 24.74 1000 Industrials -
0.17 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 28.7029 35.1 700 Health Care -
0.16 JILIN AODONG PHARMACEUTICA-A 000623 SHEX 0 23.23 1040 Health Care -
0.16 CHINA SHIPBUILDING INDUSTR-A 600482 SHAX 29.7717 24.1 1000 Consumer Discretionary -
0.16 XCMG CONSTRUCTION MACHIN-A 000425 SHEX 4.4439 4.63 5200 Industrials -
0.16 GUOYUAN SECURITIES CO LTD-A 000728 SHEX 1.45875 11.42 2100 Financials -
0.16 MUYUAN FOODSTUFF CO LTD-A 002714 SHEX 24.9599 59.95 400 Consumer Staples -
0.16 GIANT NETWORK GROUP CO LTD-A 002558 SHEX 38.3292 34.21 700 Information Technology -
0.16 BEIJING TONGRENTANG CO-A 600085 SHAX 25.5349 33.91 700 Health Care -
0.16 SHANDONG NANSHAN ALUMINUM-A 600219 SHAX 3.56285 3.62 6400 Materials -
0.15 DHC SOFTWARE CO LTD -A 002065 SHEX 0 9.45 2400 Information Technology -
0.15 ZOOMLION 1157 HK HKG 3.11003 3.71 7400 Industrials 1.51
0.15 DR PENG TELCOM & MEDIA GR-A 600804 SHAX 24.7621 17.22 1300 Telecommunication Services -
0.15 TSINGHUA TONGFANG CO LTD-A 600100 SHAX 17.2352 10.15 2200 Information Technology -
0.15 SUOFEIYA HOME COLLECTION C-A 002572 SHEX 35.9637 37.01 600 Consumer Discretionary -
0.15 CHINA CSSC HOLDINGS LTD-A 600150 SHAX 39.1658 24.67 900 Industrials -
0.15 ZHANGZHOU PIENTZEHUANG PHA-A 600436 SHAX 55.8457 72.93 300 Health Care -
0.15 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 0 12.06 1795 Information Technology -
0.15 XIAMEN C & D INC-A 600153 SHAX 12.8517 12.03 1800 Industrials -
0.15 TONGLING NONFERROUS METALS-A 000630 SHEX 3.42367 2.81 7700 Materials -
0.15 ZHONGJIN GOLD CORP-A 600489 SHAX 8.43637 9.99 2166 Materials -
0.15 NEW HOPE LIUHE CO LTD-A 000876 SHEX 8.43937 8.29 2600 Consumer Staples -
0.14 SHENZHEN ZHONGJIN LINGNAN-A 000060 SHEX 11.9418 11.31 1900 Materials -
0.14 DONGXING SECURITIES CO LT-A 601198 SHAX 18.1665 15.35 1400 Financials -
0.14 GUANGZHOU HAIGE COMMUNICAT-A 002465 SHEX 15.1886 10.14 2100 Information Technology -
0.14 HEBEI IRON & STEEL CO LTD-A 000709 SHEX 3.43592 4.08 5200 Materials -
0.14 SHANGHAI ELECTRIC GRP CO L-H 2727 HK HKG 4.14375 3.19 8000 Industrials 2.54
0.14 JIANGXI COPPER INDUSTRY CO-H CMN 358 HK HKG 11.0297 12.76 2000 Materials 1.86
0.14 SHANGHAI CONSTRUCTION GROU-A 600170 SHAX 3.34533 3.85 5391 Industrials -
0.14 WINTIME ENERGY CO LTD-A 600157 SHAX 4.27388 3.36 6100 Energy -
0.14 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 29.9489 33.8 600 Health Care -
0.14 SHENZHEN SALUBRIS PHARM-A 002294 SHEX 38.2806 40.5 500 Health Care -
0.14 CHINA GRAND AUTOMOTIVE SER-A 600297 SHAX 5.74148 7.58 2660 Consumer Discretionary -
0.13 INNER MONGOLIA JUNZHENG EN-A 601216 SHAX 5.68516 4.71 4200 Materials -
0.13 YANZHOU COAL MINING CO LTD 1171 HK HKG 4.10021 12.08 2000 Energy 1.67
0.13 HUALAN BIOLOGICAL ENGINEER-A 002007 SHEX 28.3283 27.44 720 Health Care -
0.13 SHANXI SECURITIES CO LTD-A 002500 SHEX 12.5995 9.63 2050 Financials -
0.13 GREAT WALL MOTOR COMPANY LTD 2333 HK HKG 8.93643 9.51 2500 Consumer Discretionary 1.55
0.13 ZHEJIANG CHINA COMMODITIES-A 600415 SHAX 9.09846 5.89 3300 Real Estate -
0.13 SHANXI XISHAN COAL & ELEC-A 000983 SHEX 9.94796 10.12 1900 Energy -
0.13 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 14.8438 9.1 2095 Consumer Discretionary -
0.13 GUOXUAN HIGH TECH CO-A 002074 SHEX 27.6779 20.9 910 Industrials -
0.13 SEALAND SECURITIES CO LTD -A 000750 SHEX 6.69392 5.28 3600 Financials -
0.13 YONYOU SOFTWARE CO LTD-A 600588 SHAX 27.1479 20.93 900 Information Technology -
0.13 NANJING XINJIEKOU DEPT-A 600682 SHAX 38.4049 37.7 500 Consumer Discretionary -
0.13 SOUND ENVIRONMENTAL RESOUR-A 000826 SHEX 38.2234 31.38 600 Industrials -
0.13 SHANGHAI LUJIAZUI FIN&TRAD-A 600663 SHAX 29.8582 20.42 920 Real Estate -
0.12 SHANGHAI TUNNEL ENGINEERIN-A 600820 SHAX 10.5796 8.41 2200 Industrials -
0.12 CHINA NATIONAL CHEMICAL-A 601117 SHAX 6.44514 7.51 2400 Industrials -
0.12 FINANCIAL STREET HOLDINGS-A 000402 SHEX 8.9704 11.94 1500 Real Estate -
0.12 SOUTHWEST SECURITIES CO LT-A 600369 SHAX 8.43476 5.07 3500 Financials -
0.12 BANK OF SHANGHAI CO LTD-A 601229 SHAX 18.5769 16.06 1100 Financials -
0.12 OFFSHORE OIL ENGINEERING-A 600583 SHAX 10.0473 6.52 2700 Energy -
0.12 KINGENTA ECOLOGICAL ENGINE-A 002470 SHEX 7.76893 9.15 1900 Materials -
0.12 CHINA HIGH-SPEED RAILWAY -A 000008 SHEX 9.87499 8.24 2100 Industrials -
0.11 CHINA SPACESAT CO LTD -A 600118 SHAX 27.688 24.34 700 Industrials -
0.11 SUNSHINE CITY GROUP CO LTD-A 000671 SHEX 6.09487 8.5 2000 Real Estate -
0.11 AIR CHINA LTD-H 753 HK HKG 6.83913 10.36 2000 Industrials 1.33
0.11 FIBERHOME TELECOM TECH CO-A 600498 SHAX 26.1137 27.86 600 Information Technology -
0.11 BEIJING CAPITAL CO LTD-A 600008 SHAX 4.33544 5.46 3000 Utilities -
0.11 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 27.9629 18.05 900 Consumer Discretionary -
0.11 WANXIANG QIANCHAO CO LTD-A 000559 SHEX 13.4983 9.88 1640 Consumer Discretionary -
0.11 BEIJING DABEINONG TECHNOLO-A 002385 SHEX 7.08853 6.47 2450 Consumer Staples -
0.11 MATERIAL INDUSTRY ZHONGDA -A 600704 SHAX 2.59115 7.18 2190 Consumer Discretionary -
0.10 PERFECT WORLD CO LTD-A 002624 SHEX 33.4067 31.05 500 Consumer Discretionary -
0.10 NORTHEAST SECURITIES CO LT-A 000686 SHEX 12.9792 9.18 1660 Financials -
0.10 S F HOLDING CO LTD-A 002352 SHEX 61.0988 49.88 300 Industrials -
0.10 SHANGHAI ZHANGJIANG HIGH-A 600895 SHAX 16.6751 14.89 1000 Real Estate -
0.10 SUZHOU VICTORY PRECISION-A 002426 SHEX 9.68775 5.83 2500 Information Technology -
0.10 JIANGSU BROADCASTING CABLE-A 600959 SHAX 11.03 7.97 1800 Consumer Discretionary -
0.10 ZHEJIANG CENTURY HUATONG -A 002602 SHEX 35.9727 35.72 400 Consumer Discretionary -
0.09 OURPALM CO LTD-A 300315 SHEX 13.1838 5.87 2400 Information Technology -
0.09 SHANGHAI SMI HOLDING CO LT-A 600649 SHAX 19.6178 9.12 1539 Real Estate -
0.09 BEIJING CAPITAL DEVELOPMEN-A 600376 SHAX 11.1106 10.75 1300 Real Estate -
0.09 SDIC ESSENCE HOLDINGS CO L-A 600061 SHAX 16.2648 13.96 1000 Financials -
0.09 HUBEI BIOCAUSE PHARMACEUTI-A 000627 SHEX 8.24659 8.69 1600 Materials -
0.09 BANK OF GUIYANG CO LTD-A 601997 SHAX 14.7133 15.29 900 Financials -
0.09 China Shipping Container Lines Co Ltd 2866 HK HKG 2.27427 1.68 10000 Industrials 2.53
0.09 SHANGHAI BAILIAN GROUP CO-A 600827 SHAX 14.7934 13.19 1000 Consumer Staples -
0.09 CHINA COAL ENERGY CO-H 1898 HK HKG 3.40148 3.93 4000 Energy 1.90
0.09 BOHAI LEASING CO LTD -A 000415 SHEX 8.52324 5.84 2200 Financials -
0.08 ZHEJIANG CHINT ELECTRICS-A 601877 SHAX 22.6706 25.05 500 Industrials -
0.08 AVIC HELICOPTER CO LTD-A 600038 SHAX 48.4146 41.68 300 Industrials -
0.08 DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED 991 HK HKG 2.17424 2.5 6000 Utilities 2.01
0.08 XIAMEN TUNGSTEN CO LTD-A 600549 SHAX 27.4449 24.49 500 Materials -
0.08 BEIJING SHOUGANG CO LTD-A 000959 SHEX 6.35507 6.07 2000 Materials -
0.08 CHINA MERCHANTS ENERGY -A 601872 SHAX 7.3364 4.64 2600 Energy -
0.08 YOUZU INTERACTIVE CO LTD-A 002174 SHEX 27.2217 22.67 500 Information Technology -
0.08 CHINA HAINAN RUBBER INDUST-A 601118 SHAX 5.71519 5.92 1900 Materials -
0.08 CHINESE UNIVERSE PUBLISHIN-A 600373 SHAX 24.0177 15.93 700 Consumer Discretionary -
0.07 HUAAN SECURITIES CO LTD-A 600909 SHAX 8.02729 8.34 1300 Financials -
0.07 CHINA FILM CO LTD-A 600977 SHAX 14.9907 15.26 700 Consumer Discretionary -
0.07 JIANGSU BICON PHARMACEUTIC-A 002411 SHEX 27.0145 26.52 400 Materials -
0.07 JIANGSU ZHONGNAN CONSTRUCT-A 000961 SHEX 6.11489 7.56 1400 Industrials -
0.07 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 71.5572 52.87 200 Information Technology -
0.07 SPRING AIRLINES CO LTD-A 601021 SHAX 61.9725 34.49 300 Industrials -
0.07 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 13.5248 10.32 1000 Consumer Discretionary -
0.07 JIHUA GROUP CORP LTD-A 601718 SHAX 6.91818 6.41 1600 Industrials -
0.07 YIZHENG CHEMICAL FIBRE COMPANY LTD 1033 HK HKG 1.42267 1.51 8000 Energy 2.36
0.07 SHANGHAI ELECTRIC POWER CO-A 600021 SHAX 14.9242 8.91 1100 Utilities -
0.07 BEIJING SHIJI INFORMATION -A 002153 SHEX 14.1428 24.15 400 Information Technology -
0.06 WUHU SHUNRONG SANQI INTERA-A 002555 SHEX 19.8158 18.78 500 Consumer Discretionary -
0.06 CHINA AVIONICS SYSTEMS CO -A 600372 SHAX 14.2029 13.39 700 Industrials -
0.06 SHENZHEN HUIDING TECHNOLOG-A 603160 SHAX 112.19 92.19 100 Information Technology -
0.06 GUANGDONG ALPHA ANIMATION-A 002292 SHEX 32.0595 12.73 700 Consumer Discretionary -
0.06 CITIC HEAVY INDUSTRIES CO -A 601608 SHAX 7.03437 4.19 2100 Industrials -
0.06 AVIC AERO-ENGINE CONTROLS-A 000738 SHEX 30.3616 14.19 600 Industrials -
0.06 JINDUICHENG MOLYBDENUM CO -A 601958 SHAX 7.9204 7.57 1100 Materials -
0.05 CHINA GALAXY SECURITIES CO 6881 HK HKG 5.61091 6.53 1500 Financials 2.30
0.05 SINOPEC SHANGHAI PETROCHEM-H 338 HK HKG 3.26914 4.83 2000 Materials 1.72
0.05 GUIZHOU BAILING GROUP PHAR-A 002424 SHEX 16.1512 15.68 500 Health Care -
0.04 TSINGHUA UNISPLENDOUR CO-A 000938 SHEX 60.8486 65.52 100 Information Technology -
0.04 CHINA NUCLEAR ENGINEERING -A 601611 SHAX 17.3257 10.67 600 Industrials -
0.04 JIANGSU PROTRULY VISION TE-A 600074 SHAX 14.9588 4.82 1100 Information Technology -

    > Click here to view Full Holdings Details in Excel
    As of 19 Jan, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    - - - - - -
    - - - - - -
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Monthly Newsletter
    Product Key Facts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    Semi Annual Unaudited Accounts
    AUDITED ACCOUNTS
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Changes to trust deed
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
    2. Intra-day Estimated NAV per unit Calculations are performed by Sumscope. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Sumscope when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 15 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Sumscope.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB (“CNH”) exchange rate quoted by Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A shares market is closed, the official last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.