CSOP SZSE ChiNext ETF
(RMB Counter Stock Code: 83147 ,HKD Counter Stock Code: 3147)

  • Overview
  • Performance
  • Tracking Difference/ Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP SZSE ChiNext ETF

IMPORTANT: Investment involves risks. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to the Prospectus and the Product Key Facts Statement for further details, including product features and risk factors. Investors should not base on this material alone to make investment decisions

  • CSOP SZSE ChiNext ETF (the “Sub-Fund”) is a physical index tracking exchange traded fund and it aims to provide investment results that closely correspond to the performance of the ChiNext Index (the “Underlying Index”).
  • The Sub-Fund invests primarily in China A-Shares listed on the ChiNext board of the PRC Shenzhen Stock Exchange (“SZSE”) primarily through the RQFII quota of the Manager.
  • Listed companies in the ChiNext market (e.g. innovative or small/medium sized enterprises (“SME”)) are usually in their preliminary stage of development with smaller operating scale and shorter operating history, and their businesses are usually subject to higher uncertainty and more fluctuations in their performance. Therefore, its stability and resistance to market risks may be lower.
  • Given the emerging nature of the companies listed on the ChiNext market and their industries focus on scientific development, innovation and media industries, any failures in the process of the scientific development may result in losses in such companies.
  • This Sub-Fund invests in constituent securities of the Underlying Index which are highly volatile and have a high price-earnings ratio. You may suffer a substantial loss by investing in this product.
  • China is considered an emerging market and investments in the China market may be subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks, than that in more developed countries.
  • The Manager may, at its discretion, pay dividends out of capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. The Sub-fund may result in an immediate reduction of the NAV per Unit.
  • Retail investors can only trade units of the Sub-Fund on the SEHK. The trading price of the units may be different from the Sub-Fund’s NAV and even at a significant discount/premium to its NAV.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, ChiNext Index (the “Underlying Index”).

  • In order to achieve the investment objective of the Sub-Fund, the Manager will primarily use a full replication strategy by directly investing all, or substantially all, of the assets of the Sub-Fund in Securities constituting the Underlying Index (“Index Securities”) in substantially the same weightings (i.e. proportions) as these Index Securities have in the Underlying Index.

  • The Sub-Fund may also invest not more than 5% of its Net Asset Value (“NAV”) in securities other than the Index Securities which have investment profile that aims to reflect the profile of the Underlying Index. The Sub-Fund may also invest not more than 5% of its NAV in cash and money market funds for cash management purpose.

Intra-day Estimated NAV1 & Market Price2
Market Information 3,4
Date Last Change4 Change4
(%)
Official NAV per Unit in RMB5 19 Jan, 2018 6.2392 -0.04 -0.58
NAV per Unit in HKD**5 (for reference only) 19 Jan, 2018 7.6276 0.00 0.02
Closing Price for RMB Traded Unit 19 Jan, 2018 6.21 -0.01 -0.16
Closing Price for HKD Traded Unit 19 Jan, 2018 7.56 0.01 0.13
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar5 quoted by Reuters: 1.2225314

Fund information
SEHK Listing Date 15 May 2015
Asset Class Equity
Domicile Hong Kong
Total NAV * 245,199,902.00
Outstanding Units * 39,300,000
Management Fee (All-in) ^ 0.99%
Ongoing charges over a year# 1.12%
Base Currency Renminbi (RMB)
Number of Holdings 100
^ Include trustee fee, custodian fee and registrar’s fee

# As the Sub-Fund is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.

* As of 19 Jan, 2018
Underlying Index Information6
Underlying Index ChiNext Index
Index Provider Shenzhen Securities Information Co., Ltd.
Currency RMB
Index Type Price return
Bloomberg Price Return Index SZ399006
Underlying Securities Top 100 A-Share companies listed on the ChiNext board of the SZSE ranked by total market capitalization, free-float market capitalization and turnovers
Rebalancing frequency Quarterly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange – Main Board Hong Kong Stock Exchange – Main Board
Date of Listing / Dealing 15 May 2015 15 May 2015
Primary Exchange Time Zone GMT+8 GMT+8
Exchange Ticker 03147 83147
Bloomberg Ticker 3147 HK 83147 HK
ISIN HK0000248234 HK0000248226
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
China International Capital Corporation Hong Kong Securities Limited China Merchants Securities (HK) Co., Limited
CITIC Securities Brokerage (HK) Limited CLSA LIMITED
Goldman Sachs (Asia) Securities Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Merrill Lynch Far East Limited
Morgan Stanley Hong Kong Securities Limited Nomura International (Hong Kong) Limited
Market Makers
HKD RMB
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
KGI Securities (Hong Kong) Limited KGI Securities (Hong Kong) Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Why CSOP FTSE China A50 ETF?

1. Most awards granted RMB investment product
CSOP FTSE China A50 ETF won 4 awards in "Asia Asset Management 2012 Best of the Best Awards", namely, Best RQFII Product in Hong Kong, Best RQFII ETF in Hong Kong, Best RMB Product in Asia and Best New ETF in Asia.

2. Largest and most actively traded RQFII ETF
As of 30 June, 2013, CSOP FTSE China A50 ETF is the largest (with AUM of RMB 15.3 billion) and most actively traded (with average daily turnover of RMB 0.623 billion since inception) physical ETF directly investing into China A share market. (Source: Bloomberg)

3. F FTSE China A50 Index
The FTSE China A50 Index is a free float-adjusted market capitalization-weighted index compiled and published by FTSE International Limited ("FTSE"). FTSE China A50 Index is a real-time, tradable index comprising the 50 largest listed companies in China by market capitalization. The index offers an optimal balance between representativeness and liquidity for China's A-share market, including stocks listed on Shanghai and Shenzhen stock exchanges.

4. An innovative and flexible RMB investment instrument
Denominated in RMB, traded in both RMB and HKD.

5. Transparent dividend policy
Intending to distribute dividends annually having regard to the Fund's net income after fees and costs.

Why RQFII A-share ETFs instead of Synthetic A-share ETFs?
RQFII A-share ETFs Synthetic A-share ETFs
Underlying Instruments Physical, direct investment in China
A-share market
Synthetic, derivative instruments with
China A-share exposure
QFII / RQFII Quota Provider ETF Manager Various Third Parties
Derivatives Counterparty Risk No No
Derivatives Costs No No
Trading Currency RMB / HKD HKD /USD
Tracking Error Relatively Low Relatively High
Dividends Net income after fees and costs Distributions are contingent on synthetic
dividends paid on underlying, such as
CAAPs (China A-Share Access Products)
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP SZSE ChiNext ETF (83147)* 0.03% 0.11% -14.37% - -42.55%
ChiNext Index** 0.15% 1.03% -13.43% - -40.55%
# Cumulative performance is calculated since the inception date on 15 May 2015 .
* Fund performance is calculated on NAV to NAV basis without dividend reinvested.
** Performance of Index is calculated based on price return.
As of 31 Oct, 2017
2015 2016
CSOP SZSE ChiNext ETF
(83147)
(Price return)
-15.14% -28.21%
ChiNext Index
(Price return)
-13.71% -27.71%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, without dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 15 May 2015
As of 31 Jan, 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 December 2017
Fund listing Date: 15 May, 2015 Rolling 1-Year TD: -2.50% TD for calendar year 2016: -0.50%

As of 31 December 2017
Fund listing Date: 15 May, 2015 Rolling 1-Year TE^: 0.95% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis without any reinvestment and distribution.



chart by amcharts.com
Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
259,682,252.00 100 99.76

As of 19 Jan, 2018
Top 10 Sectors
As of 19 Jan, 2018
All Holdings
Sort by Total records: 100
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)
Shares Held Market Value
(RMB)
Sector
8.71 GUANGDONG WENS FOODSTUFFS -A 300498 SHEX 26.969 25.96 823049.000000 21366352.04 Consumer Staples
3.65 EAST MONEY INFORMATION CO-A 300059 SHEX 20.0035 13.65 656396.000000 8959805.4 Information Technology
2.93 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 18.572 36.44 197085.000000 7181777.4 Materials
2.91 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 21.7373 40.5 176012.000000 7128486 Information Technology
2.56 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 21.9459 26.98 232537.000000 6273848.26 Industrials
2.26 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 18.9002 16.34 338813.000000 5536204.42 Industrials
2.14 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 19.7655 26.02 202079.000000 5258095.58 Health Care
2.04 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 29.4457 18.28 273815.000000 5005338.2 Industrials
1.97 WALVAX BIOTECHNOLOGY CO-A 300142 SHEX 13.2287 18.4 262478.000000 4829595.2 Health Care
1.94 CHAOZHOU THREE-CIRCLE GROU-A 300408 SHEX 17.7171 19.77 240610.000000 4756859.7 Information Technology
1.74 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 18.6168 35.1 121464.000000 4263386.4 Health Care
1.71 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 15.5077 12.06 348581.000000 4203886.86 Information Technology
1.64 LEYARD OPTOELECTRONIC CO L-A 300296 SHEX 14.3803 19.36 207200.000000 4011392 Information Technology
1.47 SUNGROW POWER SUPPLY CO LT-A 300274 SHEX 15.7712 17 212513.000000 3612721 Industrials
1.42 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 17.1639 33.8 103291.000000 3491235.8 Health Care
1.35 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 16.2491 9.1 362636.000000 3299987.6 Consumer Discretionary
1.34 XINGYUAN ENVIRONMENT TECHN-A 300266 SHEX 19.2125 24.96 131572.000000 3284037.12 Industrials
1.32 OURPALM CO LTD-A 300315 SHEX 11.2709 5.87 551538.000000 3237528.06 Information Technology
1.30 WUHU TOKEN SCIENCE CO LTD-A 300088 SHEX 5.39972 7.14 445300.000000 3179442 Information Technology
1.26 INNER MONGOLIA M-GRASS ECO-A 300355 SHEX 10.8533 12.07 256300.000000 3093541 Industrials
1.25 BEIJING SINNET TECHNOLOGY-A 300383 SHEX 15.8063 13.19 232600.000000 3067994 Information Technology
1.18 LENS TECHNOLOGY CO LTD-A 300433 SHEX 24.1134 26.78 108432.000000 2903808.96 Information Technology
1.17 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 25.8682 18.05 159010.000000 2870130.5 Consumer Discretionary
1.12 BEIJING JETSEN TECHNOLOGY-A 300182 SHEX 11.5649 9.37 293716.000000 2752118.92 Information Technology
1.11 BY-HEALTH CO LTD-A 300146 SHEX 15.7366 16.02 169800.000000 2720196 Consumer Staples
1.08 BEIJING WATER BUSINESS DOC-A 300055 SHEX 20.8227 18.62 142800.000000 2658936 Utilities
1.01 SHENWU ENVIRONMENTAL TECH-A 300156 SHEX 20.4064 17.61 141300.000000 2488293 Industrials
1.00 BEIJING KUNLUN TECH CO LTD-A 300418 SHEX 29.9351 22.21 110360.000000 2451095.6 Information Technology
0.97 ANHUI ANKE BIOTECHNOLOGY G-A 300009 SHEX 18.759 24.28 97478.000000 2366765.84 Health Care
0.95 SHENZHEN EVERWIN PRECISION-A 300115 SHEX 23.3546 18.85 124205.000000 2341264.25 Information Technology
0.95 XINJIANG MACHINERY RESEARC-A 300159 SHEX 14.9206 10.4 224247.000000 2332168.8 Industrials
0.94 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 78.0594 52.87 43760.000000 2313591.2 Information Technology
0.90 FOCUSED PHOTONICS HANGZHOU-A 300203 SHEX 28.1117 31.87 69169.000000 2204416.03 Industrials
0.89 WUXI LEAD INTELLIGENT EQUI-A 300450 SHEX 47.3338 53 41400.000000 2194200 Information Technology
0.89 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 12.4856 10.32 211328.000000 2180904.96 Consumer Discretionary
0.88 SHENZHEN TECHAND ECOLOGY-A 300197 SHEX 14.281 11.06 195200.000000 2158912 Industrials
0.88 HANGZHOU TIGERMED CONSULTI-A 300347 SHEX 34.1305 33.91 63300.000000 2146503 Health Care
0.86 WONDERS INFORMATION CO LTD-A 300168 SHEX 34.4002 12.9 163900.000000 2114310 Information Technology
0.86 BEIJING ORIENT NATIONAL-A 300166 SHEX 14.2264 11.81 178258.000000 2105226.98 Information Technology
0.85 ZHEJIANG JINGSHENG MECHANI-A 300316 SHEX 16.3814 19.84 104700.000000 2077248 Information Technology
0.85 NANJING HANRUI COBALT CO L-A 300618 SHEX 236.183 288.06 7200.000000 2074032 Materials
0.83 EVE ENERGY CO LTD-A 300014 SHEX 16.6452 17.78 114743.000000 2040130.54 Industrials
0.83 LESHI INTERNET INFORMATION-A 300104 SHEX 20.583 3.99 508086.000000 2027263.14 Information Technology
0.81 BEIJING WATERTEK INFORMATI-A 300324 SHEX 18.3858 14.95 132787.000000 1985165.65 Industrials
0.79 ANHUI SHENGYUN MACHINERY-A 300090 SHEX 10.4454 9.24 209892.000000 1939402.08 Industrials
0.74 NANFANG ZHONGJIN ENVIRONME-A 300145 SHEX 15.3619 11.75 155064.000000 1822002 Industrials
0.74 BGI GENOMICS CO LTD-A 300676 SHEX 207.33 186.5 9700.000000 1809050 Health Care
0.74 BETTA PHARMACEUTICALS CO L-A 300558 SHEX 62.9555 61.35 29400.000000 1803690 Health Care
0.73 BEIJING ULTRAPOWER SOFTWAR-A 300002 SHEX 12.2509 6.58 272576.000000 1793550.08 Information Technology
0.72 HAND ENTERPRISE SOLUTIONS-A 300170 SHEX 18.1286 11.85 149439.000000 1770852.15 Information Technology
0.72 BLUEFOCUS COMMUNICATION GR-A 300058 SHEX 12.943 5.8 302816.000000 1756332.8 Industrials
0.71 HUAFON MICROFIBRE SHANGHAI-A 300180 SHEX 26.606 24.28 71800.000000 1743304 Materials
0.70 BEIJING PHILISENSE TECHNOL-A 300287 SHEX 13.1934 7.46 231456.000000 1726661.76 Information Technology
0.69 NETPOSA TECHNOLOGIES LTD-A 300367 SHEX 23.8675 14.38 116979.000000 1682158.02 Information Technology
0.69 HANGZHOU SHUNWANG TECH-A 300113 SHEX 30.6714 17.66 95237.000000 1681885.42 Information Technology
0.68 WINNING HEALTH TECHNOLOGY-A 300253 SHEX 12.1576 6.71 248946.000000 1670427.66 Health Care
0.68 BEIJING THUNISOFT CORP LTD-A 300271 SHEX 21.3448 14.8 112668.000000 1667486.4 Information Technology
0.68 HYBIO PHARMACEUTICAL CO LT-A 300199 SHEX 23.9547 16 103500.000000 1656000 Health Care
0.66 TIANJIN CHASE SUN PHARM-A 300026 SHEX 6.68804 4.33 373664.000000 1617965.12 Health Care
0.66 ZHEJIANG DIAN DIAGNOSTICS-A 300244 SHEX 39.8754 22.49 71935.000000 1617818.15 Health Care
0.64 ZHEJIANG HUACE FILM & TV-A 300133 SHEX 16.1814 10.12 155871.000000 1577414.52 Consumer Discretionary
0.64 SHENZHEN TAT FOOK TECHNOLO-A 300134 SHEX 30.0503 16.45 95400.000000 1569330 Information Technology
0.63 ZHUHAI ORBITA CONTROL ENGI-A 300053 SHEX 14.5067 14.78 105000.000000 1551900 Information Technology
0.62 SUNWODA ELECTRONIC CO LTD-A 300207 SHEX 12.4625 9.95 151700.000000 1509415 Industrials
0.60 JANUS DONGGUAN PRECISION-A 300083 SHEX 9.18405 7.32 202400.000000 1481568 Consumer Discretionary
0.57 GOSUNCN TECHNOLOGY GROUP C-A 300098 SHEX 15.4123 12.3 114024.000000 1402495.2 Information Technology
0.57 ZHEJIANG NARADA POWER SOUR-A 300068 SHEX 20.9831 14.03 99825.000000 1400544.75 Industrials
0.56 ZHEJIANG JINKE ENTERTAINME-A 300459 SHEX 12.965 11.12 123700.000000 1375544 Materials
0.55 THUNDER SOFTWARE TECHNOLOG-A 300496 SHEX 50.5998 28.18 47600.000000 1341368 Information Technology
0.55 GUANGDONG DOWSTONE TECHNOL-A 300409 SHEX 47.1493 50 26800.000000 1340000 Materials
0.55 ENJOYOR CO LTD-A 300020 SHEX 21.8627 11.92 112100.000000 1336232 Information Technology
0.54 BEIJING EASPRING MATERIAL-A 300073 SHEX 21.6762 22.86 57400.000000 1312164 Materials
0.52 SICHUAN MAKER BIOTECHNOLOG-A 300463 SHEX 24.9336 22.17 57900.000000 1283643 Health Care
0.52 CSG SMART SCIENCE& TECHNOL-A 300222 SHEX 21.4053 19.97 64067.000000 1279417.99 Industrials
0.52 BAOFENG GROUP CO LTD-A 300431 SHEX 51.7867 22.03 57442.000000 1265447.26 Consumer Discretionary
0.51 RISEN ENERGY CO LTD-A 300118 SHEX 16.4152 11.81 106900.000000 1262489 Information Technology
0.51 HC SEMITEK CORPORATION-A 300323 SHEX 18.5877 15.79 79700.000000 1258463 Information Technology
0.51 QINGDAO TGOOD ELECTRIC-A 300001 SHEX 22.7518 13.23 95100.000000 1258173 Industrials
0.51 JIANGXI BOYA BIO-PHARMACEU-A 300294 SHEX 36.9851 32.05 38767.000000 1242482.35 Health Care
0.50 BEIJING LANXUM TECHNOLOGY-A 300010 SHEX 25.1438 11.17 109886.000000 1227426.62 Information Technology
0.49 SHENZHEN YSSTECH INFO-TECH-A 300377 SHEX 9.70132 12.07 99250.000000 1197947.5 Information Technology
0.49 ZHEJIANG KAISHAN COMPRESSO-A 300257 SHEX 20.9136 15.17 78700.000000 1193879 Industrials
0.48 BEIJING E-HUALU INFO TECH-A 300212 SHEX 43.1137 25.91 45699.000000 1184061.09 Information Technology
0.48 GUANGDONG EASTONE CENTURY-A 300310 SHEX 13.1664 10.66 110560.000000 1178569.6 Information Technology
0.47 NATIONZ TECHNOLOGIES INC-A 300077 SHEX 20.612 8.78 132600.000000 1164228 Information Technology
0.47 JSTI GROUP -A 300284 SHEX 19.4662 15.93 73000.000000 1162890 Industrials
0.46 HANGZHOU CENTURY CO LTD-A 300078 SHEX 13.198 9.53 117450.000000 1119298.5 Information Technology
0.45 BLUEDON INFORMATION SECURI-A 300297 SHEX 13.9984 9.31 119100.000000 1108821 Information Technology
0.44 TANGEL PUBLISHING CO LTD-A 300148 SHEX 8.27071 8.05 135100.000000 1087555 Consumer Discretionary
0.44 YEALINK NETWORK TECHNOLOGY-A 300628 SHEX 133.819 120.17 9000.000000 1081530 Information Technology
0.44 CHINESEALL DIGITAL PUBLISH-A 300364 SHEX 16.4357 9.85 109706.000000 1080604.1 Consumer Discretionary
0.43 BEIJING HUALUBAINA FILM & -A 300291 SHEX 28.4003 11.73 89971.000000 1055359.83 Consumer Discretionary
0.43 SHAANXI J&R OPTIMUM ENERGY-A 300116 SHEX 10.7774 7.62 136800.000000 1042416 Industrials
0.41 SHENZHEN INFOGEM TECHNOLOG-A 300085 SHEX 38.2162 13.61 73595.000000 1001627.95 Information Technology
0.41 ZHUHAI HOKAI MEDICAL INSTR-A 300273 SHEX 22.4618 8.59 116010.000000 996525.9 Health Care
0.38 BEIJING EGOVA CO LTD-A 300075 SHEX 19.4417 15.88 59100.000000 938508 Information Technology
0.36 ALL WINNER TECHNOLOGY CO L-A 300458 SHEX 44.2714 24 36871.000000 884904 Information Technology
0.36 SHENZHEN JIAWEI PHOTOVOLTA-A 300317 SHEX 19.9187 13.99 62438.000000 873507.62 Information Technology
0.35 SHENZHEN CAPCHEM TECHNOLOG-A 300037 SHEX 21.9456 19.77 43800.000000 865926 Materials
0.33 HUNAN CHINA SUN PHARMACEUT-A 300216 SHEX 37.507 12.92 62700.000000 810084 Industrials

    > Click here to view Full Holdings Details in Excel
    As of 19 Jan, 2018

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the Sub-Fund are charged to/paid out of the capital of the Sub-Fund, resulting in an increase in distributable income for the payment of dividends by the Sub-Fund and therefore, the Sub-Fund may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the Sub-Fund’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share (RMB) Dividend Paid Out
    of Net Distributable Income*
    Dividend Paid Out
    of Capital
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    Documents
    Prospectus
    Monthly Newsletter
    Product Key Facts
    brochure
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly Return
    Semi Annual Unaudited Accounts
    AUDITED ACCOUNTS
    CHANGE OF APPLICATION UNIT SIZE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Changes to trust deed
    Incorrect End of Day Net Asset Value on the Fund's Website
    PD agent announcement
    Change of Fees Arrangement
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Annual report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    FAQ
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. IOPV Calculations are performed by Sumscope. The near real time estimated Net Asset Value per Unit in HKD, and the last closing Net Asset Value per unit in HKD, are indicative and for reference only. The near real time estimated Net Asset Value per Unit in HKD is updated during SEHK trading hours. The near real time estimated Net Asset Value per Unit in HKD uses a real time HKD:RMB foreign exchange rate - it is calculated using the near real time estimated Net Asset Value per Unit in RMB multiplied by a real time HKD:CNH foreign exchnage rate providing by Sumscope when the SEHK is open for trading.
    2. Market prices are provided on a 20-minute delayed basis by Sumscope.
    3. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day, where which market(s) are opened for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    4. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day.
    5. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB ("CNH") exchange rate quoted by Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A Shares market is closed, the official Last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    6. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns.


    Disclaimer
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