CSOP SZSE ChiNext ETF
(RMB Counter Stock Code: 83147 ,HKD Counter Stock Code: 3147)

  • Overview
  • Performance
  • Tracking Difference/ Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP SZSE ChiNext ETF

IMPORTANT: Investment involves risks. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to the Prospectus and the Product Key Facts Statement for further details, including product features and risk factors. Investors should not base on this material alone to make investment decisions

  • CSOP SZSE ChiNext ETF (the “Sub-Fund”) is a physical index tracking exchange traded fund and it aims to provide investment results that closely correspond to the performance of the ChiNext Index (the “Underlying Index”).
  • The Sub-Fund invests primarily in China A-Shares listed on the ChiNext board of the PRC Shenzhen Stock Exchange (“SZSE”) primarily through the RQFII quota of the Manager.
  • Listed companies in the ChiNext market (e.g. innovative or small/medium sized enterprises (“SME”)) are usually in their preliminary stage of development with smaller operating scale and shorter operating history, and their businesses are usually subject to higher uncertainty and more fluctuations in their performance. Therefore, its stability and resistance to market risks may be lower.
  • Given the emerging nature of the companies listed on the ChiNext market and their industries focus on scientific development, innovation and media industries, any failures in the process of the scientific development may result in losses in such companies.
  • This Sub-Fund invests in constituent securities of the Underlying Index which are highly volatile and have a high price-earnings ratio. You may suffer a substantial loss by investing in this product.
  • China is considered an emerging market and investments in the China market may be subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks, than that in more developed countries.
  • The Manager may, at its discretion, pay dividends out of capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. The Sub-fund may result in an immediate reduction of the NAV per Unit.
  • Retail investors can only trade units of the Sub-Fund on the SEHK. The trading price of the units may be different from the Sub-Fund’s NAV and even at a significant discount/premium to its NAV.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, ChiNext Index (the “Underlying Index”).

  • In order to achieve the investment objective of the Sub-Fund, the Manager will primarily use a full replication strategy by directly investing all, or substantially all, of the assets of the Sub-Fund in Securities constituting the Underlying Index (“Index Securities”) in substantially the same weightings (i.e. proportions) as these Index Securities have in the Underlying Index.

  • The Sub-Fund may also invest not more than 5% of its Net Asset Value (“NAV”) in securities other than the Index Securities which have investment profile that aims to reflect the profile of the Underlying Index. The Sub-Fund may also invest not more than 5% of its NAV in cash and money market funds for cash management purpose.

Intra-day Estimated NAV1 & Market Price2
Market Information 3,4
Date Last Change4 Change4
(%)
Official NAV per Unit in RMB5 19 Oct, 2018 4.5074 0.16 3.69
NAV per Unit in HKD**5 (for reference only) 19 Oct, 2018 5.0960 0.18 3.76
Closing Price for RMB Traded Unit 19 Oct, 2018 4.47 0.09 2.05
Closing Price for HKD Traded Unit 19 Oct, 2018 5.10 0.16 3.24
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar5 is provided by Thomson Reuters.

Fund information
SEHK Listing Date 15 May 2015
Asset Class Equity
Domicile Hong Kong
Total NAV * 206,888,315.10
Outstanding Units * 45,900,000
Management Fee (All-in) ^ 0.99%
Ongoing charges over a year# 1.12%
Base Currency Renminbi (RMB)
Number of Holdings 100
^ Include trustee fee, custodian fee and registrar’s fee

# As the Sub-Fund is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.

* As of 19 Oct, 2018
Underlying Index Information6
Underlying Index ChiNext Index
Index Provider Shenzhen Securities Information Co., Ltd.
Currency RMB
Index Type Price return
Bloomberg Price Return Index SZ399006
Underlying Securities Top 100 A-Share companies listed on the ChiNext board of the SZSE ranked by total market capitalization, free-float market capitalization and turnovers
Rebalancing frequency Quarterly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange – Main Board Hong Kong Stock Exchange – Main Board
Date of Listing / Dealing 15 May 2015 15 May 2015
Primary Exchange Time Zone GMT+8 GMT+8
Exchange Ticker 03147 83147
Bloomberg Ticker 3147 HK 83147 HK
ISIN HK0000248234 HK0000248226
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
China International Capital Corporation Hong Kong Securities Limited China Merchants Securities (HK) Co., Limited
CITIC Securities Brokerage (HK) Limited CLSA LIMITED
Goldman Sachs (Asia) Securities Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Merrill Lynch Far East Limited
Morgan Stanley Hong Kong Securities Limited Nomura International (Hong Kong) Limited
Market Makers
HKD RMB
CLSA Limited CLSA Limited
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
KGI Asia Limited KGI Asia Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Why CSOP FTSE China A50 ETF?

1. Most awards granted RMB investment product
CSOP FTSE China A50 ETF won 4 awards in "Asia Asset Management 2012 Best of the Best Awards", namely, Best RQFII Product in Hong Kong, Best RQFII ETF in Hong Kong, Best RMB Product in Asia and Best New ETF in Asia.

2. Largest and most actively traded RQFII ETF
As of 30 June, 2013, CSOP FTSE China A50 ETF is the largest (with AUM of RMB 15.3 billion) and most actively traded (with average daily turnover of RMB 0.623 billion since inception) physical ETF directly investing into China A share market. (Source: Bloomberg)

3. F FTSE China A50 Index
The FTSE China A50 Index is a free float-adjusted market capitalization-weighted index compiled and published by FTSE International Limited ("FTSE"). FTSE China A50 Index is a real-time, tradable index comprising the 50 largest listed companies in China by market capitalization. The index offers an optimal balance between representativeness and liquidity for China's A-share market, including stocks listed on Shanghai and Shenzhen stock exchanges.

4. An innovative and flexible RMB investment instrument
Denominated in RMB, traded in both RMB and HKD.

5. Transparent dividend policy
Intending to distribute dividends annually having regard to the Fund's net income after fees and costs.

Why RQFII A-share ETFs instead of Synthetic A-share ETFs?
RQFII A-share ETFs Synthetic A-share ETFs
Underlying Instruments Physical, direct investment in China
A-share market
Synthetic, derivative instruments with
China A-share exposure
QFII / RQFII Quota Provider ETF Manager Various Third Parties
Derivatives Counterparty Risk No No
Derivatives Costs No No
Trading Currency RMB / HKD HKD /USD
Tracking Error Relatively Low Relatively High
Dividends Net income after fees and costs Distributions are contingent on synthetic
dividends paid on underlying, such as
CAAPs (China A-Share Access Products)
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP SZSE ChiNext ETF (83147)* 0.03% 0.11% -14.37% - -42.55%
ChiNext Index** 0.15% 1.03% -13.43% - -40.55%
# Cumulative performance is calculated since the inception date on 15 May 2015 .
* Fund performance is calculated on NAV to NAV basis without dividend reinvested.
** Performance of Index is calculated based on price return.
As of 31 Oct, 2017
2015 2016
CSOP SZSE ChiNext ETF
(83147)
(Price return)
-15.14% -28.21%
ChiNext Index
(Price return)
-13.71% -27.71%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, without dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 15 May 2015
As of 31 Jan, 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 August 2018
Fund listing Date: 15 May, 2015 Rolling 1-Year TD: -1.69% TD for calendar year 2016: -0.50%

As of 31 August 2018
Fund listing Date: 15 May, 2015 Rolling 1-Year TE^: 0.71% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis without any reinvestment and distribution.



chart by amcharts.com
Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
206,888,315.10 181 99.00

As of 19 Oct, 2018
Top 10 Sectors
As of 19 Oct, 2018
All Holdings
Sort by Total records: 181
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)
Shares Held Market Value
(RMB)
Sector
10.45 WENS FOODSTUFFS GROUP CO - A 300498 SHEX 26.4564 23.99 901249.000000 21620963.51 Consumer Staples
5.27 EAST MONEY INFORMATION CO-A 300059 SHEX 14.3846 11.79 924575.000000 10900739.25 Financials
2.70 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 13.1939 28.5 196339.000000 5595661.5 Health Care
2.62 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 23.9382 23.29 233037.000000 5427431.73 Industrials
2.35 CHAOZHOU THREE-CIRCLE GROU-A 300408 SHEX 18.7594 19 256410.000000 4871790 Information Technology
2.21 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 24.2866 24.35 187612.000000 4568352.2 Information Technology
2.05 CONTEMPORARY AMPEREX TECHN-A 300750 SHEX 73.2947 73.77 57400.000000 4234398 Industrials
2.04 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 22.1274 38.3 110091.000000 4216485.3 Health Care
1.95 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 27.1141 13.83 291715.000000 4034418.45 Industrials
1.92 WALVAX BIOTECHNOLOGY CO-A 300142 SHEX 14.9194 14.35 276978.000000 3974634.3 Health Care
1.73 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 25.0086 21.1 169410.000000 3574551 Consumer Discretionary
1.70 WINNING HEALTH TECHNOLOGY-A 300253 SHEX 11.8211 13.19 266846.000000 3519698.74 Health Care
1.68 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 29.2579 28.35 122800.000000 3481380 Health Care
1.62 HANGZHOU TIGERMED CONSULTI-A 300347 SHEX 39.8963 43.24 77700.000000 3359748 Health Care
1.60 BY-HEALTH CO LTD-A 300146 SHEX 15.8375 18.54 178900.000000 3316806 Consumer Staples
1.46 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 13.6969 10.98 274600.000000 3015108 Materials
1.44 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 18.0661 7.61 390913.000000 2974847.93 Industrials
1.41 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 9.78916 7.53 387372.000000 2916911.16 Information Technology
1.37 BEIJING SINNET TECHNOLOGY-A 300383 SHEX 15.4378 12.48 227100.000000 2834208 Information Technology
1.32 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 22.5263 28.35 96279.000000 2729509.65 Health Care
1.32 LEYARD OPTOELECTRONIC CO L-A 300296 SHEX 9.34769 7.68 355350.000000 2729088 Information Technology
1.13 WUHU TOKEN SCIENCE CO LTD-A 300088 SHEX 5.66367 5.12 456700.000000 2338304 Information Technology
1.12 OURPALM CO LTD-A 300315 SHEX 9.97567 3.77 617238.000000 2326987.26 Communication Services
1.10 WONDERS INFORMATION CO LTD-A 300168 SHEX 31.0911 12.07 188100.000000 2270367 Information Technology
1.09 SHENZHEN KANGTAI BIOLOGICA-A 300601 SHEX 61.825 36.22 62500.000000 2263750 Health Care
1.05 ANHUI ANKE BIOTECHNOLOGY G-A 300009 SHEX 13.8003 14.5 149900.000000 2173550 Health Care
0.99 WUXI LEAD INTELLIGENT EQUI-A 300450 SHEX 21.4851 23.33 87914.000000 2051033.62 Information Technology
0.99 BEIJING ORIENT NATIONAL-A 300166 SHEX 14.0325 10.67 191158.000000 2039655.86 Information Technology
0.92 BEIJING WATERTEK INFORMATI-A 300324 SHEX 10.1967 9.49 201088.000000 1908325.12 Industrials
0.83 HAND ENTERPRISE SOLUTIONS-A 300170 SHEX 17.3212 10.84 159039.000000 1723982.76 Information Technology
0.83 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 5.3761 4.36 392099.000000 1709551.64 Communication Services
0.82 HAPPIGO HOME SHOPPING CO L-A 300413 SHEX 42.1582 31.64 53600.000000 1695904 Consumer Discretionary
0.82 ZHEJIANG HUACE FILM & TV-A 300133 SHEX 15.0649 10.06 167671.000000 1686770.26 Communication Services
0.80 BEIJING SUPERMAP SOFTWARE -A 300036 SHEX 22.2139 20.32 81414.000000 1654332.48 Information Technology
0.80 BEIJING THUNISOFT CORP LTD-A 300271 SHEX 20.3607 13.45 122368.000000 1645849.6 Information Technology
0.77 SHENZHEN TECHAND ECOLOGY-A 300197 SHEX 8.68348 5.37 294900.000000 1583613 Industrials
0.75 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 12.2129 6.85 227528.000000 1558566.8 Communication Services
0.75 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 72.371 33.09 46660.000000 1543979.4 Financials
0.75 BEIJING KUNLUN TECH CO LTD-A 300418 SHEX 27.737 11.99 128760.000000 1543832.4 Communication Services
0.72 HANGZHOU SHUNWANG TECH-A 300113 SHEX 28.1238 14 106037.000000 1484518 Communication Services
0.70 FOCUSED PHOTONICS HANGZHOU-A 300203 SHEX 27.5697 19.73 73569.000000 1451516.37 Industrials
0.70 EVE ENERGY CO LTD-A 300014 SHEX 13.9542 11.66 124143.000000 1447507.38 Industrials
0.68 HUAFON MICROFIBRE SHANGHAI-A 300180 SHEX 14.3249 10.23 137560.000000 1407238.8 Materials
0.68 SHANDONG SINOCERA FUNCTION-A 300285 SHEX 20.9499 15.82 88300.000000 1396906 Materials
0.67 BEIJING JETSEN TECHNOLOGY-A 300182 SHEX 11.0045 4.66 297416.000000 1385958.56 Information Technology
0.66 LENS TECHNOLOGY CO LTD-A 300433 SHEX 14.4035 7.83 174491.000000 1366264.53 Information Technology
0.66 ZHEJIANG JINGSHENG MECHANI-A 300316 SHEX 12.4469 9.31 146320.000000 1362239.2 Information Technology
0.65 BEIJING LANXUM TECHNOLOGY-A 300010 SHEX 7.30236 8.41 160200.000000 1347282 Information Technology
0.64 XIAMEN MEIYA PICO INFORMAT-A 300188 SHEX 18.3228 13.8 96500.000000 1331700 Information Technology
0.64 TIANJIN CHASE SUN PHARM-A 300026 SHEX 6.0783 3.15 420864.000000 1325721.6 Health Care
0.64 QINGDAO TGOOD ELECTRIC-A 300001 SHEX 12.5799 13.01 101800.000000 1324418 Industrials
0.64 BEIJING EASPRING MATERIAL-A 300073 SHEX 22.4191 21.22 62300.000000 1322006 Materials
0.63 SHANGHAI GANGLIAN E-COMMER-A 300226 SHEX 59.8008 45.61 28400.000000 1295324 Industrials
0.62 ZHEJIANG NARADA POWER SOUR-A 300068 SHEX 19.5483 12.04 106725.000000 1284969 Industrials
0.61 SHENZHEN YSSTECH INFO-TECH-A 300377 SHEX 10.4813 12.02 105750.000000 1271115 Information Technology
0.61 BLUEFOCUS COMMUNICATION GR-A 300058 SHEX 11.5649 4.12 304716.000000 1255429.92 Industrials
0.60 SUNGROW POWER SUPPLY CO LT-A 300274 SHEX 15.1288 5.47 228613.000000 1250513.11 Industrials
0.60 BETTA PHARMACEUTICALS CO L-A 300558 SHEX 61.6267 32.24 38700.000000 1247688 Health Care
0.60 DIAN DIAGNOSTICS GROUP CO-A 300244 SHEX 36.0765 16.28 76535.000000 1245989.8 Health Care
0.59 BEIJING E-HUALU INFO TECH-A 300212 SHEX 33.6777 20.97 58279.000000 1222110.63 Information Technology
0.59 SUNWODA ELECTRONIC CO LTD-A 300207 SHEX 12.0178 7.94 153500.000000 1218790 Industrials
0.58 YEALINK NETWORK TECHNOLOGY-A 300628 SHEX 59.6642 61.78 19500.000000 1204710 Information Technology
0.57 VICTORY GIANT TECHNOLOGY -A 300476 SHEX 15.3395 13.23 88700.000000 1173501 Information Technology
0.56 BEIJING WATER BUSINESS DOC-A 300055 SHEX 9.51565 7.5 154200.000000 1156500 Utilities
0.55 THUNDER SOFTWARE TECHNOLOG-A 300496 SHEX 45.7514 21.87 52400.000000 1145988 Information Technology
0.55 XINJIANG MACHINERY RESEARC-A 300159 SHEX 13.9692 5.35 213747.000000 1143546.45 Industrials
0.55 BEIJING PHILISENSE TECHNOL-A 300287 SHEX 11.8527 4.25 267556.000000 1137113 Information Technology
0.54 HANGZHOU CENTURY CO LTD-A 300078 SHEX 12.4235 8.93 125350.000000 1119375.5 Information Technology
0.54 JIANGXI BOYA BIO-PHARMACEU-A 300294 SHEX 36.241 26.87 41567.000000 1116905.29 Health Care
0.54 SICHUAN MAKER BIOTECHNOLOG-A 300463 SHEX 24.7905 17.47 63900.000000 1116333 Health Care
0.54 NANJING HANRUI COBALT CO L-A 300618 SHEX 140.427 83.63 13340.000000 1115624.2 Materials
0.53 GOSUNCN TECHNOLOGY GROUP C-A 300098 SHEX 8.27052 5.78 190585.000000 1101581.3 Information Technology
0.53 HYBIO PHARMACEUTICAL CO LT-A 300199 SHEX 22.2408 10.13 108400.000000 1098092 Health Care
0.53 SHENZHEN EVERWIN PRECISION-A 300115 SHEX 21.769 8.08 134705.000000 1088416.4 Information Technology
0.52 GUANGZHOU SHANGPIN HOME CO-A 300616 SHEX 88.6826 65.3 16500.000000 1077450 Consumer Discretionary
0.51 NETPOSA TECHNOLOGIES LTD-A 300367 SHEX 21.7873 8.62 121279.000000 1045424.98 Information Technology
0.50 CSG SMART SCIENCE& TECHNOL-A 300222 SHEX 20.8922 14.08 73467.000000 1034415.36 Industrials
0.50 INNER MONGOLIA M-GRASS ECO-A 300355 SHEX 10.4431 3.76 274800.000000 1033248 Industrials
0.50 CHENGDU CORPRO TECHNOLOGY -A 300101 SHEX 14.0487 10.27 100000.000000 1027000 Information Technology
0.46 BEIJING ULTRAPOWER SOFTWAR-A 300002 SHEX 3.87432 3.19 297300.000000 948387 Information Technology
0.45 ZHUHAI ORBITA AEROSPACE SC-A 300053 SHEX 14.3843 8.13 115400.000000 938202 Information Technology
0.45 NANFANG ZHONGJIN ENVIRONME-A 300145 SHEX 8.23136 3.48 264862.000000 921719.76 Industrials
0.43 ZHONGJI INNOLIGHT CO LTD-A 300308 SHEX 74.2366 39.59 22600.000000 894734 Industrials
0.43 BEIJING MITENO COMMUNICATI-A 300038 SHEX 15.0204 9.01 98700.000000 889287 Information Technology
0.43 WEIHAI GUANGWEI COMPOSITES-A 300699 SHEX 58.0499 36.68 24000.000000 880320 Materials
0.41 YANGZHOU YANGJIE ELECTRONI-A 300373 SHEX 28.6821 18.05 47500.000000 857375 Information Technology
0.40 ZHEJIANG JINKE CULTURE IND-A 300459 SHEX 12.4362 6.25 133000.000000 831250 Materials
0.39 SHENZHEN TAT FOOK TECHNOLO-A 300134 SHEX 28.2591 8.66 94100.000000 814906 Information Technology
0.39 KONFOONG MATERIALS INTERNA-A 300666 SHEX 46.7415 42.78 18700.000000 799986 Information Technology
0.38 HC SEMITEK CORPORATION-A 300323 SHEX 17.8838 9.09 85900.000000 780831 Information Technology
0.37 XINGYUAN ENVIRONMENT TECHN-A 300266 SHEX 12.7845 3.51 219308.000000 769771.08 Industrials
0.32 CHANGSHA JINGJIA MICROELEC-A 300474 SHEX 58.5437 37.59 17500.000000 657825 Information Technology
0.31 SHENZHEN INFOGEM TECHNOLOG-A 300085 SHEX 32.9487 8.29 78495.000000 650723.55 Information Technology
0.29 CHINESEALL DIGITAL PUBLISH-A 300364 SHEX 14.8539 4.89 123306.000000 602966.34 Communication Services
0.28 GUANGDONG DOWSTONE TECHNOL-A 300409 SHEX 25.8971 11.4 49920.000000 569088 Materials
0.27 GUANGDONG JANUS INTELLIG-A 300083 SHEX 8.54151 2.61 216100.000000 564021 Consumer Discretionary
0.27 BAOFENG GROUP CO LTD-A 300431 SHEX 45.7403 9.01 61242.000000 551790.42 Communication Services
0.26 SHENWU ENVIRONMENTAL TECH-A 300156 SHEX 18.6346 3.86 138700.000000 535382 Industrials
0.26 BGI GENOMICS CO LTD-A 300676 SHEX 189.796 50.83 10500.000000 533715 Health Care
0.24 HUABAO FLAVOURS & FRAGRANC-A 300741 SHEX 34.0748 30.36 16300.000000 494868 Materials
0.14 WENS FOODSTUFFS GROUP CO - A 300498 SHEX 23.8819 23.99 12000.000000 287880 Consumer Staples
0.13 RICHINFO TECHNOLOGY CO LTD-A 300634 SHEX 28.4092 25.15 10600.000000 266590 Information Technology
0.07 EAST MONEY INFORMATION CO-A 300059 SHEX 11.1476 11.79 12400.000000 146196 Financials
0.04 BY-HEALTH CO LTD-A 300146 SHEX 19.5915 18.54 4600.000000 85284 Consumer Staples
0.04 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 22.0722 23.29 3200.000000 74528 Industrials
0.04 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 27.9134 28.5 2600.000000 74100 Health Care
0.03 CHAOZHOU THREE-CIRCLE GROU-A 300408 SHEX 18.0276 19 3400.000000 64600 Information Technology
0.03 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 23.3262 24.35 2600.000000 63310 Information Technology
0.03 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 37.8122 38.3 1400.000000 53620 Health Care
0.03 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 13.6237 13.83 3800.000000 52554 Industrials
0.03 WALVAX BIOTECHNOLOGY CO-A 300142 SHEX 14.1059 14.35 3600.000000 51660 Health Care
0.02 WINNING HEALTH TECHNOLOGY-A 300253 SHEX 12.2686 13.19 3600.000000 47484 Health Care
0.02 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 20.3089 21.1 2200.000000 46420 Consumer Discretionary
0.02 HANGZHOU TIGERMED CONSULTI-A 300347 SHEX 41.7929 43.24 1000.000000 43240 Health Care
0.02 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 7.66566 7.61 5200.000000 39572 Industrials
0.02 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 11.1382 10.98 3600.000000 39528 Materials
0.02 BEIJING SINNET TECHNOLOGY-A 300383 SHEX 12.1237 12.48 3000.000000 37440 Information Technology
0.02 LEYARD OPTOELECTRONIC CO L-A 300296 SHEX 7.78457 7.68 4800.000000 36864 Information Technology
0.02 WONDERS INFORMATION CO LTD-A 300168 SHEX 13.4222 12.07 2600.000000 31382 Information Technology
0.01 OURPALM CO LTD-A 300315 SHEX 3.70717 3.77 8200.000000 30914 Communication Services
0.01 SHENZHEN KANGTAI BIOLOGICA-A 300601 SHEX 35.6712 36.22 800.000000 28976 Health Care
0.01 WUXI LEAD INTELLIGENT EQUI-A 300450 SHEX 23.1936 23.33 1200.000000 27996 Information Technology
0.01 BEIJING ORIENT NATIONAL-A 300166 SHEX 10.192 10.67 2600.000000 27742 Information Technology
0.01 MANGO EXCELLENT MEDIA CO L-A 300413 SHEX 30.0698 31.64 800.000000 25312 Consumer Discretionary
0.01 HAND ENTERPRISE SOLUTIONS-A 300170 SHEX 10.1647 10.84 2200.000000 23848 Information Technology
0.01 ZHEJIANG HUACE FILM & TV-A 300133 SHEX 9.96955 10.06 2200.000000 22132 Communication Services
0.01 BEIJING KUNLUN TECH CO LTD-A 300418 SHEX 11.7757 11.99 1800.000000 21582 Communication Services
0.01 BEIJING THUNISOFT CORP LTD-A 300271 SHEX 12.898 13.45 1600.000000 21520 Information Technology
0.01 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 6.58468 6.85 3000.000000 20550 Communication Services
0.01 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 30.858 33.09 600.000000 19854 Financials
0.01 300203 SHEX 19.841 19.73 1000.000000 19730 Industrials
0.01 HANGZHOU SHUNWANG TECH-A 300113 SHEX 13.8004 14 1400.000000 19600 Communication Services
0.01 BETTA PHARMACEUTICALS CO L-A 300558 SHEX 31.9323 32.24 600.000000 19344 Health Care
0.01 SHANDONG SINOCERA FUNCTION-A 300285 SHEX 15.3682 15.82 1200.000000 18984 Materials
0.01 LENS TECHNOLOGY CO LTD-A 300433 SHEX 7.74663 7.83 2400.000000 18792 Information Technology
0.01 BEIJING JETSEN TECHNOLOGY-A 300182 SHEX 4.5146 4.66 4000.000000 18640 Information Technology
0.01 ZHEJIANG JINGSHENG MECHANI-A 300316 SHEX 9.12378 9.31 2000.000000 18620 Information Technology
0.01 HUAFON MICROFIBRE SHANGHAI-A 300180 SHEX 10.355 10.23 1800.000000 18414 Materials
0.01 300226 SHEX 43.3669 45.61 400.000000 18244 Industrials
0.01 TIANJIN CHASE SUN PHARM-A 300026 SHEX 3.17308 3.15 5600.000000 17640 Health Care
0.01 BEIJING E-HUALU INFO TECH-A 300212 SHEX 20.3034 20.97 800.000000 16776 Information Technology
0.01 ZHEJIANG NARADA POWER SOUR-A 300068 SHEX 12.0996 12.04 1400.000000 16856 Industrials
0.01 NANJING HANRUI COBALT CO L-A 300618 SHEX 82.3047 83.63 200.000000 16726 Materials
0.01 SHENZHEN YSSTECH INFO-TECH-A 300377 SHEX 11.6856 12.02 1400.000000 16828 Information Technology
0.01 BLUEFOCUS INTELLIGENT COMM-A 300058 SHEX 4.01514 4.12 4000.000000 16480 Industrials
0.01 XIAMEN MEIYA PICO INFORMAT-A 300188 SHEX 13.207 13.8 1200.000000 16560 Information Technology
0.01 DIAN DIAGNOSTICS GROUP CO-A 300244 SHEX 15.7022 16.28 1000.000000 16280 Health Care
0.01 SUNGROW POWER SUPPLY CO LT-A 300274 SHEX 5.42663 5.47 3000.000000 16410 Industrials
0.01 BOYA BIO-PHARMACEUTICAL GR-A 300294 SHEX 26.7376 26.87 600.000000 16122 Health Care
0.01 SUNWODA ELECTRONIC CO LTD-A 300207 SHEX 7.36969 7.94 2000.000000 15880 Industrials
0.01 ZHONGJI INNOLIGHT CO LTD-A 300308 SHEX 38.2422 39.59 400.000000 15836 Industrials
0.01 BEIJING PHILISENSE TECHNOL-A 300287 SHEX 4.12985 4.25 3600.000000 15300 Information Technology
0.01 GOSUNCN TECHNOLOGY GROUP C-A 300098 SHEX 5.60429 5.78 2600.000000 15028 Information Technology
0.01 XINJIANG MACHINERY RESEARC-A 300159 SHEX 5.78315 5.35 2800.000000 14980 Industrials
0.01 WEIHAI GUANGWEI COMPOSITES-A 300699 SHEX 35.3421 36.68 400.000000 14672 Materials
0.01 SHENZHEN EVERWIN PRECISION-A 300115 SHEX 7.94662 8.08 1800.000000 14544 Information Technology
0.01 HYBIO PHARMACEUTICAL CO LT-A 300199 SHEX 9.53226 10.13 1400.000000 14182 Health Care
0.01 CHENGDU CORPRO TECHNOLOGY -A 300101 SHEX 10.1342 10.27 1400.000000 14378 Information Technology
0.01 HANGZHOU CENTURY CO LTD-A 300078 SHEX 8.6942 8.93 1600.000000 14288 Information Technology
0.01 CSG SMART SCIENCE& TECHNOL-A 300222 SHEX 13.9096 14.08 1000.000000 14080 Industrials
0.01 SICHUAN MAKER BIOTECHNOLOG-A 300463 SHEX 17.282 17.47 800.000000 13976 Health Care
0.01 NETPOSA TECHNOLOGIES LTD-A 300367 SHEX 8.41074 8.62 1600.000000 13792 Information Technology
0.01 INNER MONGOLIA M-GRASS ECO-A 300355 SHEX 3.68054 3.76 3600.000000 13536 Industrials
0.01 ZHUHAI ORBITA AEROSPACE SC-A 300053 SHEX 7.96913 8.13 1600.000000 13008 Information Technology
0.01 THUNDER SOFTWARE TECHNOLOG-A 300496 SHEX 21.1375 21.87 600.000000 13122 Information Technology
0.01 NANFANG ZHONGJIN ENVIRONME-A 300145 SHEX 3.49757 3.48 3600.000000 12528 Industrials
0.01 BEIJING SHUZHI TECHNOLOGY -A 300038 SHEX 8.73222 9.01 1400.000000 12614 Information Technology
0.01 YEALINK NETWORK TECHNOLOGY-A 300628 SHEX 60.1396 61.78 200.000000 12356 Information Technology
0.01 ZHEJIANG JINKE CULTURE IND-A 300459 SHEX 6.2757 6.25 1800.000000 11250 Materials
0.01 HC SEMITEK CORPORATION-A 300323 SHEX 8.84132 9.09 1200.000000 10908 Information Technology
0.01 YANGZHOU YANGJIE ELECTRONI-A 300373 SHEX 17.1945 18.05 600.000000 10830 Information Technology
0.01 XINGYUAN ENVIRONMENT TECHN-A 300266 SHEX 3.65362 3.51 3000.000000 10530 Industrials
0.01 SHENZHEN TAT FOOK TECHNOLO-A 300134 SHEX 8.74794 8.66 1200.000000 10392 Information Technology
0.00 BGI GENOMICS CO LTD-A 300676 SHEX 48.9344 50.83 200.000000 10166 Health Care
0.00 SHENZHEN INFOGEM TECHNOLOG-A 300085 SHEX 8.20645 8.29 1000.000000 8290 Information Technology
0.00 CHINESEALL DIGITAL PUBLISH-A 300364 SHEX 4.82318 4.89 1600.000000 7824 Communication Services
0.00 CHANGSHA JINGJIA MICROELEC-A 300474 SHEX 36.8634 37.59 200.000000 7518 Information Technology
0.00 GUANGDONG JANUS INTELLIG-A 300083 SHEX 2.55442 2.61 2800.000000 7308 Consumer Discretionary
0.00 BAOFENG GROUP CO LTD-A 300431 SHEX 8.99696 9.01 800.000000 7208 Communication Services
0.00 SHENWU ENVIRONMENTAL TECH-A 300156 SHEX 3.87352 3.86 1800.000000 6948 Industrials
0.00 GUANGDONG DOWSTONE TECHNOL-A 300409 SHEX 11.5905 11.4 600.000000 6840 Materials

    > Click here to view Full Holdings Details in Excel
    As of 19 Oct, 2018

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the Sub-Fund are charged to/paid out of the capital of the Sub-Fund, resulting in an increase in distributable income for the payment of dividends by the Sub-Fund and therefore, the Sub-Fund may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the Sub-Fund’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share (RMB) Dividend Paid Out
    of Net Distributable Income*
    Dividend Paid Out
    of Capital
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    Documents
    Prospectus
    Monthly Newsletter
    Product Key Facts
    brochure
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly Return
    Semi Annual Unaudited Accounts
    Changes to trust deed
    AUDITED ACCOUNTS
    CHANGE OF APPLICATION UNIT SIZE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Incorrect End of Day Net Asset Value on the Fund's Website
    PD agent announcement
    Change of Fees Arrangement
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Annual report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    FAQ
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. IOPV Calculations are performed by CSOP. The near real time estimated Net Asset Value per Unit in HKD, and the last closing Net Asset Value per unit in HKD, are indicative and for reference only. The near real time estimated Net Asset Value per Unit in HKD is updated during SEHK trading hours. The near real time estimated Net Asset Value per Unit in HKD uses a real time HKD:RMB foreign exchange rate - it is calculated using the near real time estimated Net Asset Value per Unit in RMB multiplied by a real time HKD:CNH foreign exchnage rate providing by Thomson Reuters when the SEHK is open for trading.
    2. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    3. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day, where which market(s) are opened for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    4. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day.
    5. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB ("CNH") exchange rate quoted by Thomson Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A Shares market is closed, the official Last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    6. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the Sub-Fund NAV per unit may rise as well as fall. Persons interested in investing in the Sub-Fund should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.



    Delayed Data

    Delayed data as shown on this website (the “data”) are provided by the data provider, Sumscope. Sumscope and HKEx Information Services Limited, and their respective holding companies and/or any subsidiaries of such holding companies, do not guarantee the accuracy or reliability of the data provided and accept no liability (whether in tort or contract or otherwise) for any loss or damage you may suffer or incur arising out of or in connection with your use of the data, including loss or damage which arises out of the data being inaccurate, incomplete or delayed, and however such loss or damage arises. You acknowledge that the data is provided for information only and should not be relied upon for any purpose.